Barclays PLC Holding(s) in Company (8997X)

TIDMBARC

RNS Number : 8997X

Barclays PLC

07 May 2021

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0031348658

Issuer Name

BARCLAYS PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

Sherborne Investors Management LP

City of registered office (if applicable)

New York

Country of registered office (if applicable)

United States

 
  Name                                       City of registered office    Country of registered office 
   Sherborne Investors Management GP, LLC     New York                     United States of America 
                                           ===========================  ============================== 
   Stephen Welker                             New York                     United States of America 
                                           ===========================  ============================== 
   Edward Bramson                             New York                     United States of America 
                                           ===========================  ============================== 
 

4. Details of the shareholder

 
  Name                                                       City of registered office    Country of registered office 
   Whistle Investors II LLC c/o Corporation Service           Wilmington                   United States of America 
   Company 
                                                           ===========================  ============================== 
   Whistle Investors LLC c/o Corporation Service Company      Wilmington                   United States of America 
                                                           ===========================  ============================== 
   SIGC, LP (Incorporated)                                    St Peter Port                Guernsey 
                                                           ===========================  ============================== 
 

5. Date on which the threshold was crossed or reached

04-May-2021

6. Date on which Issuer notified

06-May-2021

7. Total positions of person(s) subject to the notification obligation

 
                          % of voting rights      % of voting rights      Total of both in %      Total number of 
                          attached to shares      through financial       (8.A + 8.B)             voting rights held 
                          (total of 8.A)          instruments (total                              in issuer 
                                                  of 8.B 1 + 8.B 2) 
   Resulting situation 
    on the date on 
    which threshold 
    was crossed or 
    reached                0.000000                0.000000                0.000000                0 
                        ======================  ======================  ======================  ====================== 
   Position of 
    previous 
    notification (if 
    applicable)            2.08%                   3.93%                   6.01% 
                        ======================  ======================  ======================  ====================== 
 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

 
Class/Type of shares    Number of direct        Number of indirect      % of direct voting      % of indirect voting 
ISIN code(if possible)  voting rights (DTR5.1)  voting rights           rights (DTR5.1)         rights (DTR5.2.1) 
                                                (DTR5.2.1) 
GB0031348658                                       0                                               0.000000 
                        ======================  ======================  ======================  ====================== 
Sub Total 8.A              0                                               0.000000% 
                        ==============================================  ============================================== 
 

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 
Type of financial           Expiration date   Exercise/conversion period  Number of voting rights   % of voting rights 
instrument                                                                that may be acquired if 
                                                                          the instrument is 
                                                                          exercised/converted 
 Right to recall lent shares                                               0                         0.000000 
                                                                          ========================  ================== 
Sub Total 8.B1                                                             0                           0.000000% 
                                                                          ========================  ================== 
 

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

 
Type of financial   Expiration date  Exercise/conversion  Physical or cash     Number of voting     % of voting rights 
instrument                           period               settlement           rights 
 
Sub Total 8.B2 
                    =========================================================  ===================  ================== 
 

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

 
Ultimate controlling     Name of controlled       % of voting rights if  % of voting rights     Total of both if it 
person                   undertaking              it equals or is        through financial      equals or is higher 
                                                  higher than the        instruments if it      than the notifiable 
                                                  notifiable threshold   equals or is higher    threshold 
                                                                         than the notifiable 
                                                                         threshold 
                            Sherborne Investors 
   Edward Bramson            Management GP, LLC      0.000000               0.000000               0.000000 
                         =======================  =====================  =====================  ====================== 
                            Sherborne Investors 
   Stephen Welker            Management GP, LLC      0.000000               0.000000               0.000000 
                         =======================  =====================  =====================  ====================== 
                            Sherborne Investors 
   Edward Bramson            Management LP           0.000000               0.000000               0.000000 
                         =======================  =====================  =====================  ====================== 
                            Sherborne Investors 
   Stephen Welker            Management LP           0.000000               0.000000               0.000000 
                         =======================  =====================  =====================  ====================== 
                            Sherborne Investors 
                             Management 
   Edward Bramson            (Guernsey) LLC          0.000000               0.000000               0.000000 
                         =======================  =====================  =====================  ====================== 
                            Sherborne Investors 
                             Management 
   Stephen Welker            (Guernsey) LLC          0.000000               0.000000               0.000000 
                         =======================  =====================  =====================  ====================== 
 

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Sherborne Investors Management LP is an investment adviser registered with the United States Securities and Exchange Commission under the U.S. Investment Advisers Act 1940. Sherborne Investors Management (Guernsey) LLC, as a wholly owned subsidiary of Sherborne Investors Management LP, is registered and regulated under the U.S. Investment Advisers Act 1940 as an investment adviser relying on the registration of its parent, Sherborne Investors Management LP.

12. Date of Completion

06-May-2021

13. Place Of Completion

London

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May 07, 2021 03:01 ET (07:01 GMT)