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Share Name Share Symbol Market Type Share ISIN Share Description
Barclays Plc LSE:BARC London Ordinary Share GB0031348658 ORD 25P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -2.24 -1.12% 197.28 197.30 197.36 200.15 197.02 199.98 7,422,049 11:24:13
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Banks 21,766.0 3,065.0 8.8 22.4 33,251

BARCLAYS PLC: Form 8.3 - NORTONLIFELOCK INC

24/09/2021 1:50pm

UK Regulatory (RNS & others)


Barclays (LSE:BARC)
Historical Stock Chart


From Sep 2021 to Oct 2021

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TIDMBARC 
 
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a)  Full name of discloser:                            Barclays PLC. 
 
(b)  Owner or controller of interest and short 
     positions disclosed, if different from 
     1(a): 
(c)  Name of offeror/offeree in relation to             NORTONLIFELOCK INC 
     whose 
     relevant securities this form relates: 
(d)  If an exempt fund manager connected with an 
     offeror/offeree, state this and specify 
     identity of 
     offeror/offeree: 
(e)  Date position held/dealing undertaken:             23 September 2021 
(f)  In addition to the company in 1(c) above,          YES: 
     is the discloser making 
     disclosures in respect of any other party          AVAST PLC 
     to the offer? 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant security:  USD 0.01 common 
                             Interests                     Short Positions 
                             Number            (%)         Number      (%) 
      Relevant securities 
(1)   owned 
 and/or controlled:          1,505,583         0.26%       534,330     0.09% 
 
      Cash-settled 
(2)   derivatives: 
                             217,930           0.04%       1,028,322   0.18% 
 
      Stock-settled 
      derivatives 
(3)   (including options) 
 and agreements to 
  purchase/sell:             500               0.00%       2,100       0.00% 
 
 
 TOTAL:                      1,724,013         0.30%       1,564,752   0.27% 
 
                             Convertible Bond 
Class of relevant security:  US668771AA66 
                             Interests                     Short Positions 
                             Number            (%)         Number      (%) 
      Relevant securities 
(1)   owned 
 and/or controlled:          146,000           0.03%       0           0.00% 
 
      Cash-settled 
(2)   derivatives: 
                             0                 0.00%       0           0.00% 
 
      Stock-settled 
      derivatives 
(3)   (including options) 
 and agreements to 
  purchase/sell:             0                 0.00%       0           0.00% 
 
 
 TOTAL:                      146,000           0.03%       0           0.00% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages: 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 
Class of relevant    Purchase/sale    Number of   Price per unit 
security                              securities 
Convertible Bond     Purchase         10,000      128.8750 USD 
Convertible Bond     Sale             5,000       128.8750 USD 
USD 0.01 common      Purchase         8           25.6100 USD 
USD 0.01 common      Purchase         21          25.7666 USD 
USD 0.01 common      Purchase         35          21.6100 EUR 
USD 0.01 common      Purchase         37          25.3700 USD 
USD 0.01 common      Purchase         37          25.3400 USD 
USD 0.01 common      Purchase         40          25.7400 USD 
USD 0.01 common      Purchase         42          25.7790 USD 
USD 0.01 common      Purchase         60          25.7633 USD 
USD 0.01 common      Purchase         74          25.3650 USD 
USD 0.01 common      Purchase         74          25.3750 USD 
USD 0.01 common      Purchase         81          25.7702 USD 
USD 0.01 common      Purchase         81          25.7518 USD 
USD 0.01 common      Purchase         92          25.6703 USD 
USD 0.01 common      Purchase         100         25.7600 USD 
USD 0.01 common      Purchase         100         25.7700 USD 
USD 0.01 common      Purchase         120         25.7566 USD 
USD 0.01 common      Purchase         159         25.2540 USD 
USD 0.01 common      Purchase         174         25.5937 USD 
USD 0.01 common      Purchase         200         25.7550 USD 
USD 0.01 common      Purchase         300         25.7650 USD 
USD 0.01 common      Purchase         400         25.6175 USD 
USD 0.01 common      Purchase         446         25.6110 USD 
USD 0.01 common      Purchase         588         25.6114 USD 
USD 0.01 common      Purchase         600         25.1800 USD 
USD 0.01 common      Purchase         659         25.5924 USD 
USD 0.01 common      Purchase         890         25.4905 USD 
USD 0.01 common      Purchase         958         25.5708 USD 
USD 0.01 common      Purchase         1,300       25.6749 USD 
USD 0.01 common      Purchase         1,504       25.7450 USD 
USD 0.01 common      Purchase         1,894       25.6135 USD 
USD 0.01 common      Purchase         2,100       25.4614 USD 
USD 0.01 common      Purchase         2,304       25.7708 USD 
USD 0.01 common      Purchase         2,700       25.5896 USD 
USD 0.01 common      Purchase         3,112       25.5840 USD 
USD 0.01 common      Purchase         3,525       25.5684 USD 
USD 0.01 common      Purchase         4,499       25.6076 USD 
USD 0.01 common      Purchase         6,150       25.5862 USD 
USD 0.01 common      Purchase         8,871       25.6206 USD 
USD 0.01 common      Purchase         9,922       25.3851 USD 
USD 0.01 common      Purchase         13,428      25.7501 USD 
USD 0.01 common      Purchase         17,398      25.7357 USD 
USD 0.01 common      Purchase         18,522      25.4626 USD 
USD 0.01 common      Purchase         21,441      25.5109 USD 
USD 0.01 common      Purchase         31,149      25.5759 USD 
USD 0.01 common      Purchase         46,035      25.6305 USD 
USD 0.01 common      Purchase         48,380      25.6260 USD 
USD 0.01 common      Purchase         96,743      25.7500 USD 
USD 0.01 common      Purchase         123,787     25.5523 USD 
USD 0.01 common      Purchase         202,922     25.6824 USD 
USD 0.01 common      Purchase         230,950     25.1700 USD 
USD 0.01 common      Sale             6           25.7300 USD 
USD 0.01 common      Sale             35          21.6100 EUR 
USD 0.01 common      Sale             44          25.2395 USD 
USD 0.01 common      Sale             92          25.6703 USD 
USD 0.01 common      Sale             100         25.7450 USD 
USD 0.01 common      Sale             100         25.4400 USD 
USD 0.01 common      Sale             100         25.7550 USD 
USD 0.01 common      Sale             100         25.7250 USD 
USD 0.01 common      Sale             200         25.7400 USD 
USD 0.01 common      Sale             200         25.7650 USD 
USD 0.01 common      Sale             200         25.7350 USD 
USD 0.01 common      Sale             245         25.6591 USD 
USD 0.01 common      Sale             301         25.7700 USD 
USD 0.01 common      Sale             611         25.7501 USD 
USD 0.01 common      Sale             616         25.7600 USD 
USD 0.01 common      Sale             746         25.7692 USD 
USD 0.01 common      Sale             800         25.7481 USD 
USD 0.01 common      Sale             800         25.7562 USD 
USD 0.01 common      Sale             973         25.7592 USD 
USD 0.01 common      Sale             1,110       25.4950 USD 
USD 0.01 common      Sale             1,200       25.1800 USD 
USD 0.01 common      Sale             1,290       25.7378 USD 
USD 0.01 common      Sale             1,400       25.7655 USD 
USD 0.01 common      Sale             1,500       25.7646 USD 
USD 0.01 common      Sale             2,100       25.4614 USD 
USD 0.01 common      Sale             2,100       25.5247 USD 
USD 0.01 common      Sale             2,145       25.6400 USD 
USD 0.01 common      Sale             3,052       25.7563 USD 
USD 0.01 common      Sale             4,719       25.7053 USD 
USD 0.01 common      Sale             5,030       25.6635 USD 
USD 0.01 common      Sale             5,361       25.7198 USD 
USD 0.01 common      Sale             5,919       25.5529 USD 
USD 0.01 common      Sale             8,474       25.7593 USD 
USD 0.01 common      Sale             16,080      25.4412 USD 
USD 0.01 common      Sale             16,393      25.6926 USD 
USD 0.01 common      Sale             16,564      25.6665 USD 
USD 0.01 common      Sale             18,941      25.7227 USD 
USD 0.01 common      Sale             21,018      25.4979 USD 
USD 0.01 common      Sale             46,035      25.6304 USD 
USD 0.01 common      Sale             107,170     25.7500 USD 
USD 0.01 common      Sale             144,942     25.6747 USD 
USD 0.01 common      Sale             230,950     25.1700 USD 
USD 0.01 common      Sale             231,840     25.1712 USD 
 

(b) Cash-settled derivative transactions

 
Class of       Product        Nature of dealing    Number of     Price per 
relevant       description    e.g.                 reference     unit 
security       e.g. CFD       opening/closing a    securities 
                              long/short 
                              position, 
                              increasing/reducing 
                              a long/short 
                              position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class of  Product      Writing,     Number of   Exercise  Type e.g.  Expiry  Option 
relevant  description  purchasing,  securities  price     American,  date    money 
security  e.g. call    selling,     to which    per       European           paid/ 
          option       varying      option      unit      etc.               received 
                       etc.         relates                                  per 
                                                                             unit 
 
 

(ii) Exercise

 
Class of        Product         Exercising/     Number of       Exercise price 
relevant        description     exercised       securities      per unit 
security        e.g. call       against 
                option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant       Nature of dealing      Details  Price per unit (if 
security                e.g. subscription,              applicable) 
                        conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may 
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer: Irrevocable commitments and letters of 
intent should not be included. If there are no such agreements, arrangements 
or understandings, state "none" 
 
 None 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to: (i) 
the voting rights of any relevant securities under any option; or (ii) the 
voting rights or future acquisition or disposal of any relevant securities to 
which any derivative is referenced: If there are no such agreements, 
arrangements or understandings, state "none" 
 
 None 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open 
Positions) attached?                YES 
Date of disclosure:                 24 Sep 2021 
                                    Large Holdings Regulatory 
Contact name:                       Operations 
Telephone number:                   020 3134 7213 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

 

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
Identity of the person whose                          Barclays PLC. 
positions/dealings 
are being disclosed: 
Name of offeror/offeree in relation to whose          NORTONLIFELOCK INC 
relevant securities this from relates: 
 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 
Class       Product       Writing,      Number      Exercise  Type      Expiry 
of          description   purchasing,   of          price               date 
relevant                  selling,      securities  per unit 
security                  varying etc   to which 
                                        option 
                                        relates 
USD 0.01                                                                21 Jan 
 common     Call Options  Purchased     500         27.0000   American  2022 
USD 0.01                                                                21 Jan 
 common     Put Options   Purchased     -2,100      30.0000   American  2022 
 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 
Full details should be given so that the nature of the interest or position 
can be fully understood: 
 
 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20210924005300/en/

 
    CONTACT: 

BARCLAYS PLC

 
    SOURCE: BARCLAYS PLC 
Copyright Business Wire 2021 
 

(END) Dow Jones Newswires

September 24, 2021 08:50 ET (12:50 GMT)

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