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Share Name Share Symbol Market Type Share ISIN Share Description
Barclays Plc LSE:BARC London Ordinary Share GB0031348658 ORD 25P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -2.30 -1.15% 197.22 197.20 197.28 200.15 197.02 199.98 8,424,490 12:17:34
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Banks 21,766.0 3,065.0 8.8 22.4 33,241

BARCLAYS PLC: Form 8.3 - NORTONLIFELOCK INC

23/09/2021 11:12am

UK Regulatory (RNS & others)


Barclays (LSE:BARC)
Historical Stock Chart


From Sep 2021 to Oct 2021

Click Here for more Barclays Charts.
TIDMBARC 
 
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a)  Full name of discloser:                            Barclays PLC. 
 
(b)  Owner or controller of interest and short 
     positions disclosed, if different from 
     1(a): 
(c)  Name of offeror/offeree in relation to             NORTONLIFELOCK INC 
     whose 
     relevant securities this form relates: 
(d)  If an exempt fund manager connected with an 
     offeror/offeree, state this and specify 
     identity of 
     offeror/offeree: 
(e)  Date position held/dealing undertaken:             22 September 2021 
(f)  In addition to the company in 1(c) above,          YES: 
     is the discloser making 
     disclosures in respect of any other party          AVAST PLC 
     to the offer? 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant security:  USD 0.01 common 
                             Interests                     Short Positions 
                             Number            (%)         Number      (%) 
      Relevant securities 
(1)   owned 
 and/or controlled:          1,503,420         0.26%       545,635     0.09% 
 
      Cash-settled 
(2)   derivatives: 
                             217,930           0.04%       1,028,322   0.18% 
 
      Stock-settled 
      derivatives 
(3)   (including options) 
 and agreements to 
  purchase/sell:             500               0.00%       2,100       0.00% 
 
 
 TOTAL:                      1,721,850         0.30%       1,576,057   0.27% 
 
                             Convertible Bond 
Class of relevant security:  US668771AA66 
                             Interests                     Short Positions 
                             Number            (%)         Number      (%) 
      Relevant securities 
(1)   owned 
 and/or controlled:          141,000           0.02%       0           0.00% 
 
      Cash-settled 
(2)   derivatives: 
                             0                 0.00%       0           0.00% 
 
      Stock-settled 
      derivatives 
(3)   (including options) 
 and agreements to 
  purchase/sell:             0                 0.00%       0           0.00% 
 
 
 TOTAL:                      141,000           0.02%       0           0.00% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages: 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 
Class of relevant    Purchase/sale    Number of     Price per unit 
security                              securities 
USD 0.01 common      Purchase         6             24.9358 USD 
USD 0.01 common      Purchase         11            24.9800 USD 
USD 0.01 common      Purchase         38            24.9350 USD 
USD 0.01 common      Purchase         38            24.9450 USD 
USD 0.01 common      Purchase         39            24.9628 USD 
USD 0.01 common      Purchase         57            24.9516 USD 
USD 0.01 common      Purchase         57            24.9550 USD 
USD 0.01 common      Purchase         57            24.9650 USD 
USD 0.01 common      Purchase         65            24.9115 USD 
USD 0.01 common      Purchase         123           24.9890 USD 
USD 0.01 common      Purchase         139           24.9600 USD 
USD 0.01 common      Purchase         190           24.9610 USD 
USD 0.01 common      Purchase         200           25.1000 USD 
USD 0.01 common      Purchase         200           25.0000 USD 
USD 0.01 common      Purchase         201           24.9200 USD 
USD 0.01 common      Purchase         231           25.1067 USD 
USD 0.01 common      Purchase         301           25.1498 USD 
USD 0.01 common      Purchase         338           24.9744 USD 
USD 0.01 common      Purchase         494           24.9919 USD 
USD 0.01 common      Purchase         500           25.1460 USD 
USD 0.01 common      Purchase         584           25.1700 USD 
USD 0.01 common      Purchase         800           25.1375 USD 
USD 0.01 common      Purchase         1,003         24.9500 USD 
USD 0.01 common      Purchase         1,060         25.1282 USD 
USD 0.01 common      Purchase         1,335         25.0467 USD 
USD 0.01 common      Purchase         1,510         25.1307 USD 
USD 0.01 common      Purchase         1,600         25.0543 USD 
USD 0.01 common      Purchase         1,793         25.1044 USD 
USD 0.01 common      Purchase         2,100         25.1500 USD 
USD 0.01 common      Purchase         2,123         25.0088 USD 
USD 0.01 common      Purchase         2,161         24.9571 USD 
USD 0.01 common      Purchase         2,700         25.1262 USD 
USD 0.01 common      Purchase         2,909         25.0665 USD 
USD 0.01 common      Purchase         2,911         25.1257 USD 
USD 0.01 common      Purchase         3,000         25.0020 USD 
USD 0.01 common      Purchase         3,507         25.0457 USD 
USD 0.01 common      Purchase         4,288         25.1228 USD 
USD 0.01 common      Purchase         8,852         24.9547 USD 
USD 0.01 common      Purchase         11,216        25.1346 USD 
USD 0.01 common      Purchase         13,772        25.0268 USD 
USD 0.01 common      Purchase         16,448        25.0050 USD 
USD 0.01 common      Purchase         17,278        24.9802 USD 
USD 0.01 common      Purchase         20,290        24.9872 USD 
USD 0.01 common      Purchase         20,500        24.9401 USD 
USD 0.01 common      Purchase         24,516        25.0074 USD 
USD 0.01 common      Purchase         58,171        24.9400 USD 
USD 0.01 common      Purchase         69,934        24.9796 USD 
USD 0.01 common      Sale             10            24.9700 USD 
USD 0.01 common      Sale             75            24.9300 USD 
USD 0.01 common      Sale             93            25.1300 USD 
USD 0.01 common      Sale             100           25.1600 USD 
USD 0.01 common      Sale             100           25.1400 USD 
USD 0.01 common      Sale             105           24.9104 USD 
USD 0.01 common      Sale             161           24.9867 USD 
USD 0.01 common      Sale             200           24.8650 USD 
USD 0.01 common      Sale             200           24.9950 USD 
USD 0.01 common      Sale             200           25.1000 USD 
USD 0.01 common      Sale             300           24.9716 USD 
USD 0.01 common      Sale             300           25.0100 USD 
USD 0.01 common      Sale             304           24.9567 USD 
USD 0.01 common      Sale             327           24.9324 USD 
USD 0.01 common      Sale             474           25.0696 USD 
USD 0.01 common      Sale             500           24.9520 USD 
USD 0.01 common      Sale             511           24.9610 USD 
USD 0.01 common      Sale             523           25.0000 USD 
USD 0.01 common      Sale             585           25.1700 USD 
USD 0.01 common      Sale             668           24.9783 USD 
USD 0.01 common      Sale             700           24.9828 USD 
USD 0.01 common      Sale             721           25.1548 USD 
USD 0.01 common      Sale             744           24.9538 USD 
USD 0.01 common      Sale             800           24.9600 USD 
USD 0.01 common      Sale             816           24.9740 USD 
USD 0.01 common      Sale             825           25.1554 USD 
USD 0.01 common      Sale             926           24.9405 USD 
USD 0.01 common      Sale             1,000         25.1605 USD 
USD 0.01 common      Sale             1,000         25.1465 USD 
USD 0.01 common      Sale             1,001         25.1470 USD 
USD 0.01 common      Sale             1,086         24.9464 USD 
USD 0.01 common      Sale             1,088         24.9601 USD 
USD 0.01 common      Sale             1,300         25.1530 USD 
USD 0.01 common      Sale             1,500         25.1318 USD 
USD 0.01 common      Sale             1,502         25.1357 USD 
USD 0.01 common      Sale             1,541         25.1177 USD 
USD 0.01 common      Sale             1,646         25.1419 USD 
USD 0.01 common      Sale             3,808         25.0020 USD 
USD 0.01 common      Sale             4,172         25.1426 USD 
USD 0.01 common      Sale             4,437         25.1354 USD 
USD 0.01 common      Sale             5,043         24.9540 USD 
USD 0.01 common      Sale             11,833        24.9947 USD 
USD 0.01 common      Sale             16,445        24.9846 USD 
USD 0.01 common      Sale             20,351        25.0048 USD 
USD 0.01 common      Sale             21,078        24.9409 USD 
USD 0.01 common      Sale             29,823        25.0144 USD 
USD 0.01 common      Sale             54,322        24.9400 USD 
USD 0.01 common      Sale             90,494        24.9857 USD 
 

(b) Cash-settled derivative transactions

 
Class of       Product        Nature of dealing    Number of     Price per 
relevant       description    e.g.                 reference     unit 
security       e.g. CFD       opening/closing a    securities 
                              long/short 
                              position, 
                              increasing/reducing 
                              a long/short 
                              position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class of  Product      Writing,     Number of   Exercise  Type e.g.  Expiry  Option 
relevant  description  purchasing,  securities  price     American,  date    money 
security  e.g. call    selling,     to which    per       European           paid/ 
          option       varying      option      unit      etc.               received 
                       etc.         relates                                  per 
                                                                             unit 
 
 

(ii) Exercise

 
Class of        Product         Exercising/     Number of       Exercise price 
relevant        description     exercised       securities      per unit 
security        e.g. call       against 
                option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant       Nature of dealing      Details  Price per unit (if 
security                e.g. subscription,              applicable) 
                        conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may 
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer: Irrevocable commitments and letters of 
intent should not be included. If there are no such agreements, arrangements 
or understandings, state "none" 
 
 None 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to: (i) 
the voting rights of any relevant securities under any option; or (ii) the 
voting rights or future acquisition or disposal of any relevant securities to 
which any derivative is referenced: If there are no such agreements, 
arrangements or understandings, state "none" 
 
 None 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open 
Positions) attached?                YES 
Date of disclosure:                 23 Sep 2021 
                                    Large Holdings Regulatory 
Contact name:                       Operations 
Telephone number:                   020 3134 7213 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

 

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
Identity of the person whose                          Barclays PLC. 
positions/dealings 
are being disclosed: 
Name of offeror/offeree in relation to whose          NORTONLIFELOCK INC 
relevant securities this from relates: 
 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 
Class       Product       Writing,      Number      Exercise  Type      Expiry 
of          description   purchasing,   of          price               date 
relevant                  selling,      securities  per unit 
security                  varying etc   to which 
                                        option 
                                        relates 
USD 0.01                                                                21 Jan 
 common     Call Options  Purchased     500         27.0000   American  2022 
USD 0.01                                                                21 Jan 
 common     Put Options   Purchased     -2,100      30.0000   American  2022 
 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 
Full details should be given so that the nature of the interest or position 
can be fully understood: 
 
 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20210923005457/en/

 
    CONTACT: 

BARCLAYS PLC

 
    SOURCE: BARCLAYS PLC 
Copyright Business Wire 2021 
 

(END) Dow Jones Newswires

September 23, 2021 06:12 ET (10:12 GMT)

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