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Share Name Share Symbol Market Type Share ISIN Share Description
Barclays Plc LSE:BARC London Ordinary Share GB0031348658 ORD 25P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -1.90 -0.95% 197.62 197.56 197.62 200.15 197.02 199.98 7,517,145 11:31:16
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Banks 21,766.0 3,065.0 8.8 22.5 33,308

BARCLAYS PLC: Form 8.3 - NORTONLIFELOCK INC

22/09/2021 12:01pm

UK Regulatory (RNS & others)


Barclays (LSE:BARC)
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From Sep 2021 to Oct 2021

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TIDMBARC 
 
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a)  Full name of discloser:                            Barclays PLC. 
 
(b)  Owner or controller of interest and short 
     positions disclosed, if different from 
     1(a): 
(c)  Name of offeror/offeree in relation to             NORTONLIFELOCK INC 
     whose 
     relevant securities this form relates: 
(d)  If an exempt fund manager connected with an 
     offeror/offeree, state this and specify 
     identity of 
     offeror/offeree: 
(e)  Date position held/dealing undertaken:             21 September 2021 
(f)  In addition to the company in 1(c) above,          YES: 
     is the discloser making 
     disclosures in respect of any other party          AVAST PLC 
     to the offer? 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant security:  USD 0.01 common 
                             Interests                     Short Positions 
                             Number            (%)         Number      (%) 
      Relevant securities 
(1)   owned 
 and/or controlled:          1,450,261         0.25%       556,724     0.10% 
 
      Cash-settled 
(2)   derivatives: 
                             241,930           0.04%       1,028,322   0.18% 
 
      Stock-settled 
      derivatives 
(3)   (including options) 
 and agreements to 
  purchase/sell:             500               0.00%       2,100       0.00% 
 
 
 TOTAL:                      1,692,691         0.29%       1,587,146   0.27% 
 
                             Convertible Bond 
Class of relevant security:  US668771AA66 
                             Interests                     Short Positions 
                             Number            (%)         Number      (%) 
      Relevant securities 
(1)   owned 
 and/or controlled:          141,000           0.02%       0           0.00% 
 
      Cash-settled 
(2)   derivatives: 
                             0                 0.00%       0           0.00% 
 
      Stock-settled 
      derivatives 
(3)   (including options) 
 and agreements to 
  purchase/sell:             0                 0.00%       0           0.00% 
 
 
 TOTAL:                      141,000           0.02%       0           0.00% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages: 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 
Class of relevant    Purchase/sale    Number of     Price per unit 
security                              securities 
USD 0.01 common      Purchase         1             25.1300 USD 
USD 0.01 common      Purchase         4             25.2200 USD 
USD 0.01 common      Purchase         4             25.1750 USD 
USD 0.01 common      Purchase         5             25.0600 USD 
USD 0.01 common      Purchase         6             25.0400 USD 
USD 0.01 common      Purchase         8             25.0700 USD 
USD 0.01 common      Purchase         21            25.2233 USD 
USD 0.01 common      Purchase         24            25.0552 USD 
USD 0.01 common      Purchase         24            25.0637 USD 
USD 0.01 common      Purchase         25            25.0436 USD 
USD 0.01 common      Purchase         26            25.0544 USD 
USD 0.01 common      Purchase         29            25.0786 USD 
USD 0.01 common      Purchase         49            25.1650 USD 
USD 0.01 common      Purchase         49            25.1700 USD 
USD 0.01 common      Purchase         62            25.0632 USD 
USD 0.01 common      Purchase         62            25.0900 USD 
USD 0.01 common      Purchase         64            25.0497 USD 
USD 0.01 common      Purchase         100           25.2500 USD 
USD 0.01 common      Purchase         118           25.0908 USD 
USD 0.01 common      Purchase         147           25.1400 USD 
USD 0.01 common      Purchase         156           25.1477 USD 
USD 0.01 common      Purchase         165           24.9900 USD 
USD 0.01 common      Purchase         200           25.1200 USD 
USD 0.01 common      Purchase         252           25.0923 USD 
USD 0.01 common      Purchase         344           25.0450 USD 
USD 0.01 common      Purchase         763           25.0647 USD 
USD 0.01 common      Purchase         800           25.0000 USD 
USD 0.01 common      Purchase         802           25.0685 USD 
USD 0.01 common      Purchase         1,200         25.3900 USD 
USD 0.01 common      Purchase         1,388         25.0614 USD 
USD 0.01 common      Purchase         2,087         25.0528 USD 
USD 0.01 common      Purchase         2,417         25.0361 USD 
USD 0.01 common      Purchase         2,490         25.1775 USD 
USD 0.01 common      Purchase         2,816         25.0784 USD 
USD 0.01 common      Purchase         2,830         25.1047 USD 
USD 0.01 common      Purchase         5,941         25.0479 USD 
USD 0.01 common      Purchase         6,675         25.0417 USD 
USD 0.01 common      Purchase         7,599         25.0865 USD 
USD 0.01 common      Purchase         8,115         25.0770 USD 
USD 0.01 common      Purchase         9,006         24.9800 USD 
USD 0.01 common      Purchase         10,099        25.0630 USD 
USD 0.01 common      Purchase         12,784        25.0026 USD 
USD 0.01 common      Purchase         18,178        24.9807 USD 
USD 0.01 common      Purchase         28,937        25.0037 USD 
USD 0.01 common      Purchase         98,659        25.0475 USD 
USD 0.01 common      Sale             4             25.1750 USD 
USD 0.01 common      Sale             7             25.1200 USD 
USD 0.01 common      Sale             11            24.9700 USD 
USD 0.01 common      Sale             13            25.0342 USD 
USD 0.01 common      Sale             17            25.0847 USD 
USD 0.01 common      Sale             31            25.0716 USD 
USD 0.01 common      Sale             37            25.0840 USD 
USD 0.01 common      Sale             39            25.0688 USD 
USD 0.01 common      Sale             40            25.0655 USD 
USD 0.01 common      Sale             45            25.0603 USD 
USD 0.01 common      Sale             49            25.0674 USD 
USD 0.01 common      Sale             84            25.0600 USD 
USD 0.01 common      Sale             89            25.0785 USD 
USD 0.01 common      Sale             98            25.2615 USD 
USD 0.01 common      Sale             100           25.0100 USD 
USD 0.01 common      Sale             111           25.0800 USD 
USD 0.01 common      Sale             123           24.9900 USD 
USD 0.01 common      Sale             200           25.2750 USD 
USD 0.01 common      Sale             200           25.2700 USD 
USD 0.01 common      Sale             325           25.0812 USD 
USD 0.01 common      Sale             342           25.0450 USD 
USD 0.01 common      Sale             400           25.0225 USD 
USD 0.01 common      Sale             400           25.1100 USD 
USD 0.01 common      Sale             500           24.9745 USD 
USD 0.01 common      Sale             508           25.0648 USD 
USD 0.01 common      Sale             678           25.0307 USD 
USD 0.01 common      Sale             900           25.0000 USD 
USD 0.01 common      Sale             1,205         25.0483 USD 
USD 0.01 common      Sale             1,209         25.0334 USD 
USD 0.01 common      Sale             1,310         25.3900 USD 
USD 0.01 common      Sale             1,847         25.0750 USD 
USD 0.01 common      Sale             2,490         25.1775 USD 
USD 0.01 common      Sale             3,164         25.0755 USD 
USD 0.01 common      Sale             4,693         25.0258 USD 
USD 0.01 common      Sale             4,914         25.0814 USD 
USD 0.01 common      Sale             5,126         25.0499 USD 
USD 0.01 common      Sale             9,077         24.9961 USD 
USD 0.01 common      Sale             17,619        25.0612 USD 
USD 0.01 common      Sale             29,554        25.0059 USD 
USD 0.01 common      Sale             39,095        24.9800 USD 
USD 0.01 common      Sale             110,674       25.0516 USD 
 

(b) Cash-settled derivative transactions

 
Class of       Product        Nature of dealing    Number of     Price per 
relevant       description    e.g.                 reference     unit 
security       e.g. CFD       opening/closing a    securities 
                              long/short 
                              position, 
                              increasing/reducing 
                              a long/short 
                              position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class of  Product      Writing,     Number of   Exercise  Type e.g.  Expiry  Option 
relevant  description  purchasing,  securities  price     American,  date    money 
security  e.g. call    selling,     to which    per       European           paid/ 
          option       varying      option      unit      etc.               received 
                       etc.         relates                                  per 
                                                                             unit 
 
 

(ii) Exercise

 
Class of        Product         Exercising/     Number of       Exercise price 
relevant        description     exercised       securities      per unit 
security        e.g. call       against 
                option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant       Nature of dealing      Details  Price per unit (if 
security                e.g. subscription,              applicable) 
                        conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may 
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer: Irrevocable commitments and letters of 
intent should not be included. If there are no such agreements, arrangements 
or understandings, state "none" 
 
 None 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to: (i) 
the voting rights of any relevant securities under any option; or (ii) the 
voting rights or future acquisition or disposal of any relevant securities to 
which any derivative is referenced: If there are no such agreements, 
arrangements or understandings, state "none" 
 
 None 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open 
Positions) attached?                YES 
Date of disclosure:                 22 Sep 2021 
                                    Large Holdings Regulatory 
Contact name:                       Operations 
Telephone number:                   020 3134 7213 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

 

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
Identity of the person whose                          Barclays PLC. 
positions/dealings 
are being disclosed: 
Name of offeror/offeree in relation to whose          NORTONLIFELOCK INC 
relevant securities this from relates: 
 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 
Class       Product       Writing,      Number      Exercise  Type      Expiry 
of          description   purchasing,   of          price               date 
relevant                  selling,      securities  per unit 
security                  varying etc   to which 
                                        option 
                                        relates 
USD 0.01                                                                21 Jan 
 common     Call Options  Purchased     500         27.0000   American  2022 
USD 0.01                                                                21 Jan 
 common     Put Options   Purchased     -2,100      30.0000   American  2022 
 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 
Full details should be given so that the nature of the interest or position 
can be fully understood: 
 
 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20210922005502/en/

 
    CONTACT: 

BARCLAYS PLC

 
    SOURCE: BARCLAYS PLC 
Copyright Business Wire 2021 
 

(END) Dow Jones Newswires

September 22, 2021 07:01 ET (11:01 GMT)

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