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BARC Barclays Plc

183.20
1.68 (0.93%)
28 Mar 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type Share ISIN Share Description
Barclays Plc LSE:BARC London Ordinary Share GB0031348658 ORD 25P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  1.68 0.93% 183.20 183.48 183.52 185.68 182.82 183.32 54,857,915 16:35:20
Industry Sector Turnover Profit EPS - Basic PE Ratio Market Cap
Commercial Banks, Nec 25.38B 5.26B 0.3470 5.29 27.81B

BARCLAYS PLC: Form 8.3 - NORTONLIFELOCK INC

21/09/2021 5:41pm

UK Regulatory


Barclays (LSE:BARC)
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From Mar 2021 to Mar 2024

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TIDMBARC 
 
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a) Full name of discloser:                                 Barclays PLC. 
(b) Owner or controller of interests and short positions 
disclosed, if different from 1(a): The naming of nominee 
or vehicle companies is insufficient. For a trust, the 
trustee(s), settlor and beneficiaries must be named. 
(c) Name of offeror/offeree in relation to whose relevant   NORTONLIFELOCK INC 
securities this form relates: Use a separate form for each 
offeror/offeree 
(d) If an exempt fund manager connected with an 
offeror/offeree, state this and specify identity of 
offeror/offeree: 
(e) Date position held/dealing undertaken: For an opening   20 Sept 2021 
position disclosure, state the latest practicable date 
prior to the disclosure 
(f) In addition to the company in 1(c) above, is the        YES : AVAST PLC 
discloser making disclosures in respect of any other party 
to the offer? If it is a cash offer or possible cash 
offer, state "N/A" 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
                            Interests                        Short Positions 
                            Number               (%)         Number      (%) 
     Relevant securities 
(1)  owned 
     and/or controlled:     1,449,938            0.25%       576,890     0.10% 
 
     Cash-settled 
(2)  derivatives: 
                            241,930              0.04%       1,028,322   0.18% 
 
     Stock-settled 
     derivatives 
     (including 
(3)  options) 
     and agreements to 
     purchase/sell:         500                  0.00%       2,100       0.00% 
 
(4) 
     TOTAL:                 1,692,368            0.29%       1,607,312   0.28% 
 
Class of relevant 
security:                   Convertible Bond US668771AA66 
                            Interests                        Short Positions 
                            Number               (%)         Number      (%) 
     Relevant securities 
(1)  owned 
     and/or controlled:     141,000              0.02%       0           0.00% 
 
     Cash-settled 
(2)  derivatives: 
                            0                    0.00%       0           0.00% 
 
     Stock-settled 
     derivatives 
     (including 
(3)  options) 
     and agreements to 
     purchase/sell:         0                    0.00%       0           0.00% 
 
(4) 
     TOTAL:                 141,000              0.02%       0           0.00% 
                                                                         0 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages: 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 
Class of relevant    Purchase/sale    Number of     Price per unit 
security                              securities 
USD 0.01 common      Purchase         8             25.3462 USD 
USD 0.01 common      Purchase         9             25.2694 USD 
USD 0.01 common      Purchase         27            25.4144 USD 
USD 0.01 common      Purchase         34            25.1600 USD 
USD 0.01 common      Purchase         50            25.4208 USD 
USD 0.01 common      Purchase         51            25.1766 USD 
USD 0.01 common      Purchase         51            25.1883 USD 
USD 0.01 common      Purchase         51            25.1566 USD 
USD 0.01 common      Purchase         57            25.0700 USD 
USD 0.01 common      Purchase         68            25.1500 USD 
USD 0.01 common      Purchase         68            25.1700 USD 
USD 0.01 common      Purchase         102           25.2217 USD 
USD 0.01 common      Purchase         119           25.1985 USD 
USD 0.01 common      Purchase         120           25.1525 USD 
USD 0.01 common      Purchase         121           25.1906 USD 
USD 0.01 common      Purchase         125           25.1758 USD 
USD 0.01 common      Purchase         129           25.2432 USD 
USD 0.01 common      Purchase         141           25.1731 USD 
USD 0.01 common      Purchase         170           25.2606 USD 
USD 0.01 common      Purchase         181           25.1995 USD 
USD 0.01 common      Purchase         202           25.0600 USD 
USD 0.01 common      Purchase         213           25.2345 USD 
USD 0.01 common      Purchase         264           25.2239 USD 
USD 0.01 common      Purchase         462           25.6273 USD 
USD 0.01 common      Purchase         502           25.1350 USD 
USD 0.01 common      Purchase         523           25.3082 USD 
USD 0.01 common      Purchase         1,124         25.2308 USD 
USD 0.01 common      Purchase         1,150         25.5546 USD 
USD 0.01 common      Purchase         1,360         25.2353 USD 
USD 0.01 common      Purchase         1,500         25.2006 USD 
USD 0.01 common      Purchase         1,795         25.4379 USD 
USD 0.01 common      Purchase         1,818         25.2383 USD 
USD 0.01 common      Purchase         2,478         25.2020 USD 
USD 0.01 common      Purchase         3,360         25.2200 USD 
USD 0.01 common      Purchase         4,598         25.1777 USD 
USD 0.01 common      Purchase         4,987         25.1369 USD 
USD 0.01 common      Purchase         5,530         25.1946 USD 
USD 0.01 common      Purchase         6,078         25.1791 USD 
USD 0.01 common      Purchase         6,915         25.4524 USD 
USD 0.01 common      Purchase         7,509         25.1872 USD 
USD 0.01 common      Purchase         7,786         25.1506 USD 
USD 0.01 common      Purchase         9,639         25.3061 USD 
USD 0.01 common      Purchase         9,907         25.1655 USD 
USD 0.01 common      Purchase         10,336        25.2300 USD 
USD 0.01 common      Purchase         10,488        25.1987 USD 
USD 0.01 common      Purchase         10,710        25.2154 USD 
USD 0.01 common      Purchase         11,104        25.2044 USD 
USD 0.01 common      Purchase         11,245        25.2845 USD 
USD 0.01 common      Purchase         11,575        25.1857 USD 
USD 0.01 common      Purchase         12,311        25.1993 USD 
USD 0.01 common      Purchase         17,739        25.2294 USD 
USD 0.01 common      Purchase         19,992        25.4298 USD 
USD 0.01 common      Purchase         24,327        25.2191 USD 
USD 0.01 common      Purchase         28,200        25.2193 USD 
USD 0.01 common      Purchase         28,778        25.1922 USD 
USD 0.01 common      Purchase         32,812        25.2280 USD 
USD 0.01 common      Purchase         36,181        25.2297 USD 
USD 0.01 common      Purchase         55,433        25.1941 USD 
USD 0.01 common      Purchase         60,441        25.2336 USD 
USD 0.01 common      Purchase         122,166       25.2211 USD 
USD 0.01 common      Purchase         225,572       25.1967 USD 
USD 0.01 common      Sale             6             25.2042 USD 
USD 0.01 common      Sale             16            25.4700 USD 
USD 0.01 common      Sale             20            25.0650 USD 
USD 0.01 common      Sale             20            25.0700 USD 
USD 0.01 common      Sale             32            25.5950 USD 
USD 0.01 common      Sale             48            25.4833 USD 
USD 0.01 common      Sale             48            25.5400 USD 
USD 0.01 common      Sale             48            25.6550 USD 
USD 0.01 common      Sale             64            25.5487 USD 
USD 0.01 common      Sale             64            25.5250 USD 
USD 0.01 common      Sale             80            25.5200 USD 
USD 0.01 common      Sale             100           25.1700 USD 
USD 0.01 common      Sale             100           25.7900 USD 
USD 0.01 common      Sale             100           25.2310 USD 
USD 0.01 common      Sale             100           25.5700 USD 
USD 0.01 common      Sale             139           25.4100 USD 
USD 0.01 common      Sale             144           25.5800 USD 
USD 0.01 common      Sale             158           25.5169 USD 
USD 0.01 common      Sale             176           25.5763 USD 
USD 0.01 common      Sale             400           25.0500 USD 
USD 0.01 common      Sale             402           25.1537 USD 
USD 0.01 common      Sale             441           25.2839 USD 
USD 0.01 common      Sale             462           25.6273 USD 
USD 0.01 common      Sale             600           25.4300 USD 
USD 0.01 common      Sale             766           25.1795 USD 
USD 0.01 common      Sale             886           25.6600 USD 
USD 0.01 common      Sale             917           25.3294 USD 
USD 0.01 common      Sale             1,002         25.6986 USD 
USD 0.01 common      Sale             1,150         25.5546 USD 
USD 0.01 common      Sale             1,725         25.3014 USD 
USD 0.01 common      Sale             4,034         25.2537 USD 
USD 0.01 common      Sale             5,580         25.2358 USD 
USD 0.01 common      Sale             7,004         25.0857 USD 
USD 0.01 common      Sale             8,335         25.2922 USD 
USD 0.01 common      Sale             13,790        25.2462 USD 
USD 0.01 common      Sale             17,515        25.5559 USD 
USD 0.01 common      Sale             31,967        25.1528 USD 
USD 0.01 common      Sale             42,652        25.2318 USD 
USD 0.01 common      Sale             63,549        25.2300 USD 
USD 0.01 common      Sale             71,827        25.1863 USD 
USD 0.01 common      Sale             237,447       25.2001 USD 
USD 0.01 common      Sale             296,400       25.2168 USD 
 

(b) Cash-settled derivative transactions

 
Class of       Product        Nature of dealing    Number of     Price per 
relevant       description    e.g.                 reference     unit 
security       e.g. CFD       opening/closing a    securities 
                              long/short 
                              position, 
                              increasing/reducing 
                              a long/short 
                              position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class of  Product      Writing,     Number of   Exercise  Type e.g.  Expiry  Option 
relevant  description  purchasing,  securities  price     American,  date    money 
security  e.g. call    selling,     to which    per       European           paid/ 
          option       varying      option      unit      etc.               received 
                       etc.         relates                                  per 
                                                                             unit 
 
 

(ii) Exercise

 
Class of        Product         Exercising/     Number of       Exercise price 
relevant        description     exercised       securities      per unit 
security        e.g. call       against 
                option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant       Nature of dealing      Details  Price per unit (if 
security                e.g. subscription,              applicable) 
                        conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may 
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer: Irrevocable commitments and letters of 
intent should not be included. If there are no such agreements, arrangements 
or understandings, state "none" 
 
 None 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to: (i) 
the voting rights of any relevant securities under any option; or (ii) the 
voting rights or future acquisition or disposal of any relevant securities to 
which any derivative is referenced: If there are no such agreements, 
arrangements or understandings, state "none" 
 
 None 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open Positions) attached?  YES 
 
 
Date of disclosure:   21 Sept 2021 
Contact name:         Large Holdings Regulatory Operations 
Telephone number*:    020 3134 7213 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

 

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
Full name of person making disclosure:                      Barclays PLC. 
Name of offeror/offeree in relation to whose relevant       NORTONLIFELOCK INC 
securities the disclosure relates: 
 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 
Class       Product       Writing,      Number      Exercise  Type      Expiry 
of          description   purchasing,   of          price               date 
relevant                  selling,      securities  per unit 
security                  varying etc   to which 
                                        option 
                                        relates 
USD 0.01                                                                21 Jan 
 common     Call Options  Purchased     500         27.0000   American  2022 
USD 0.01                                                                0 Jan 
 common     Put Options   Purchased     -2,100      30.0000   American  1900 
 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 
Full details should be given so that the nature of the interest or position 
can be fully understood: 
 
 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20210921005952/en/

 
    CONTACT: 

BARCLAYS PLC

 
    SOURCE: BARCLAYS PLC 
Copyright Business Wire 2021 
 

(END) Dow Jones Newswires

September 21, 2021 12:41 ET (16:41 GMT)

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