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Share Name Share Symbol Market Type Share ISIN Share Description
Alliance Pharma Plc LSE:APH London Ordinary Share GB0031030819 ORD 1P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.0% 75.40 75.10 75.40 0.00 00:00:00
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Pharmaceuticals & Biotechnology 135.6 32.9 5.1 14.8 401

Alliance Pharma PLC Notification of Major Holdings

26/08/2020 1:02pm

UK Regulatory (RNS & others)


TIDMAPH

RNS Number : 2369X

Alliance Pharma PLC

26 August 2020

TR-1: S tandard form for notification of major holdings

 
 
 1a. Identity of the issuer or the                                       Alliance Pharma plc 
  underlying issuer of existing shares 
  to which voting rights are attached 
  : 
                                                   --------------------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                ------------------ 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights 
                                                                                                ------------------ 
 An acquisition or disposal of financial instruments 
                                                                                                ------------------ 
 An event changing the breakdown of voting rights                                                        X 
                                                                                                ------------------ 
 Other (please specify): 
                                                                                                ------------------ 
 3. Details of person subject to the notification obligation 
 Name                                               John Dawson (beneficial and non-beneficial 
                                                     holdings) 
 City and country of registered office 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) 
 Name 
                                                   --------------------------------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                   --------------------------------------------------------------- 
 5. Date on which the threshold was                 24/08/2020 
  crossed or reached : 
                                                   --------------------------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):     25/08/2020 
                                                   --------------------------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                                % of voting           % of voting rights       Total of both     Total number 
                               rights attached        through financial         in % (8.A +       of voting rights 
                              to shares (total           instruments                8.B)          of issuer 
                                  of 8. A)              (total of 8.B 
                                                          1 + 8.B 2) 
                          -----------------------  -----------------------  ------------------  ------------------ 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached               7.3%                     0                        7.3%                531,075,314 
                          -----------------------  -----------------------  ------------------  ------------------ 
 Position of 
  previous notification 
  (if 
  applicable)              8.3%                     0                        8.3% 
                          -----------------------  -----------------------  ------------------  ------------------ 
 
 
 
 8. Notified details of the resulting situation on the date on which 
  the threshold was crossed or reached 
 A: Voting rights attached to shares 
 Class/type of      Number of voting rights                      % of voting rights 
  shares 
  ISIN code (if 
  possible) 
                          Direct                Indirect                      Direct                       Indirect 
                    (Art 9 of Directive   (Art 10 of Directive          (Art 9 of Directive          (Art 10 of Directive 
                       2004/109/EC)           2004/109/EC)             2004/109/EC) (DTR5.1)             2004/109/EC) 
                         (DTR5.1)              (DTR5.2.1)                                                 (DTR5.2.1) 
                                         --------------------- 
     Ordinary 
 
   GB0031030819     38,976,402            -                      7.3%                                - 
                   --------------------  ---------------------  ----------------------------------  --------------------- 
 
 
 SUBTOTAL 8. A                      38,976,402                                             7.3% 
                   -------------------------------------------  --------------------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of            Expiration            Exercise/              Number of voting                    % of voting 
  financial          date                  Conversion Period      rights that may                     rights 
  instrument                                                      be acquired if 
                                                                  the instrument 
                                                                  is 
                                                                  exercised/converted. 
                   --------------------  ---------------------  ----------------------------------  --------------------- 
 
 
 
                                          SUBTOTAL 8. B 1 
                                         ---------------------  ----------------------------------  --------------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of           Expiration             Exercise/              Physical or      Number of          % of voting 
  financial         date                  Conversion              cash             voting rights      rights 
  instrument                              Period                  settlement 
                  ---------------------  ---------------------  ---------------  ----------------- 
 
 
 
                                                                 SUBTOTAL 8.B.2 
                                                                ---------------  ----------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer 
 Full chain of controlled undertakings through which the voting rights                   X 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity (please add additional 
  rows as necessary) 
            Name                % of voting rights      % of voting rights       Total of both if 
                                  if it equals or        through financial        it equals or is 
                                is higher than the       instruments if it        higher than the 
                               notifiable threshold     equals or is higher     notifiable threshold 
                                                        than the notifiable 
                                                             threshold 
                             -----------------------  ----------------------  ---------------------- 
 John Dawson (beneficial 
  and non-beneficial 
  holdings)                   7.3%                                             7.3% 
                             -----------------------  ----------------------  ---------------------- 
 
 
 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder                              N/A 
                                                      ---------------------------------------------- 
 The number and % of voting rights                     N/A 
  held 
                                                      ---------------------------------------------- 
 The date until which the voting rights                N/A 
  will be held 
                                                      ---------------------------------------------- 
 
 11. Additional information 
 Change in shareholding attributable to transfers of certain holdings 
  to other beneficiaries. 
 
 
 
 Place of completion 
 Date of completion    26/08/2020 
                      ----------- 
 

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