Northern Trust Corporation Form 8.3 - Allergan (3214M)

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RNS Number : 3214M

Northern Trust Corporation

13 September 2019

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

   1.       KEY INFORMATION 
 
Name of person dealing       Northern Trust Corporation 
 (Note 1) 
Company dealt in             Allergan PLC 
                            =========================== 
Class of relevant security   Common Stock USD 0.0033 
 to which the dealings 
 being disclosed relate 
 (Note 2) 
                            =========================== 
Date of dealing              12(th) September 2019 
                            =========================== 
 
   2.         INTERESTS AND SHORT POSITIONS 

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

 
                                         Long                Short 
                             Number       (%)     Number       (%) 
                             ==========  ======  ===========  ====== 
(1) Relevant securities       3,703,490 1.13% 
                             ==================  =================== 
(2) Derivatives (other 
 than options) 
                             ==================  =================== 
(3) Options and agreements 
 to purchase/sell 
                             ==================  =================== 
Total                         3,703,490 1.13% 
                             ==================  =================== 
 
 

* Note: The difference in holdings from yesterday and today not explained by transactions, can be explained by stock transfers of 205 securities into the relevant accounts.

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

 
Class of relevant security:                Long                Short 
                              Number        (%)     Number         (%) 
                              =========    ======  ===========    ====== 
(1) Relevant securities 
                              ===================  ===================== 
 
  (2) Derivatives (other 
  than options) 
                              ===================  ===================== 
 
  (3) Options and agreements 
  to purchase/sell 
                              ===================  ===================== 
Total 
                              ===================  ===================== 
 
 

Ap20

   1.       DEALINGS (Note 4) 
   (a)      Purchases and sales 
 
 
  Purchase/sale            Number of relevant        Price per unit ($) 
                           securities 
      BUY                     170                       166.39 
                  ===========================  ======================== 
      BUY                     30                        166.35 
                  ===========================  ======================== 
      BUY                     29                        166.68 
                  ===========================  ======================== 
      SELL                     9                        166.35 
                  ===========================  ======================== 
      BUY                     15                        166.35 
                  ===========================  ======================== 
      BUY                     519                       166.94 
                  ===========================  ======================== 
      BUY                     10                        166.35 
                  ===========================  ======================== 
      BUY                      5                        166.35 
                  ===========================  ======================== 
      BUY                     249                       166.68 
                  ===========================  ======================== 
      BUY                      1                        166.35 
                  ===========================  ======================== 
      BUY                     48                        166.35 
                  ===========================  ======================== 
      BUY                      2                        166.68 
                  ===========================  ======================== 
      BUY                      6                        166.35 
                  ===========================  ======================== 
      BUY                      3                        166.35 
                  ===========================  ======================== 
      BUY                      4                        166.48 
                  ===========================  ======================== 
      SELL                     7                        166.35 
                  ===========================  ======================== 
      SELL                    11                        166.35 
                  ===========================  ======================== 
      SELL                    35                        166.35 
                  ===========================  ======================== 
      SELL                     3                        166.62 
                  ===========================  ======================== 
 
   (b)      Derivatives transactions (other than options transactions) 
 
Product    Nature of transaction  Number of relevant   Price per 
 name,      (Note 6)               securities           unit 
 e.g. CFD                          (Note 7)             (Note 5) 
 
 
   (c)      Options transactions in respect of existing relevant securities 
   (i)       Writing, selling, purchasing or varying 
 
Product     Writing,      Number of       Exercise  Type,            Expiry  Option 
 name,       selling,      securities      price     e.g. American,   date    money paid/received 
 e.g. call   purchasing,   to which                  European                 per unit 
 option      varying       the option                etc.                     (Note 5) 
             etc.          relates (Note 
                           7) 
 
 
   (ii)      Exercising 
 
Product name,             Number of securities      Exercise price 
 e.g. call option                                    per unit (Note 
                                                     5) 
 
 
   (d)      Other dealings (including transactions in respect of new securities) (Note 4) 
 
Nature of transaction         Details      Price per unit 
 (Note 8)                                   (if applicable) 
                                            (Note 5) 
 
 

Ap21

   2.       OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any

relevant securities to which any derivative referred to on this form is referenced. If none, this

should be stated.

   Is a Supplemental Form 8 attached? (Note 9)                                            NO 
 
Date of disclosure             13(th) September 2019 
Contact name                  Trish Mc Menamin 
                              ====================== 
Telephone number              3535717287 
                              ====================== 
If a connected EFM, name 
 of offeree/offeror with 
 which connected 
                              ====================== 
If a connected EFM, state 
 nature of connection (Note 
 10) 
                              ====================== 
 

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END

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September 13, 2019 08:54 ET (12:54 GMT)