Share Name Share Symbol Market Type Share ISIN Share Description
Allergan Plc LSE:0Y7T London Ordinary Share IE00BY9D5467 ALLERGAN ORD SHS
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.0% 154.21 0.00 0.00 0.00 0.00 0.00 0.00 00:00:00
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
- - - - 0

Bank of America Merrill Lynch Form 38.5 (b) - Allergan

22/01/2020 11:22am

UK Regulatory (RNS & others)


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TIDM0Y7T

RNS Number : 6022A

Bank of America Merrill Lynch

22 January 2020

FORM 38.5(b)

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 
1.  KEY INFORMATION 
 
 
 Name of exempt principal trader             BofA Securities, Inc. 
 Company dealt in                            Allergan PLC 
                                            ---------------------- 
 Class of relevant security to which the     Common - IE00BY9D5467 
   dealings being disclosed relate(Note 1) 
                                            ---------------------- 
 Date of dealing                             21/01/2020 
                                            ---------------------- 
 
 
2.  INTERESTS AND SHORT POSITIONS 
 
 
(a)  Interests and short positions (following dealing) 
      in the class of relevant security 
      dealt in (Note 2) 
 
 
 Class of relevant security: Common               IE00BY9D5467 
                                                  Long                 Short 
                                                 -------------------  -------------------- 
                                                  Number      %        Number      % 
                                                 ----------  -------  ----------  -------- 
 (1)  Relevant securities                         1,934,243   0.589%   1,429,389   0.435 % 
                                                 ----------  -------  ----------  -------- 
 (2)  Derivatives (other than options):           1,864,967   0.568%   2,023,221   0.616% 
                                                 ----------  -------  ----------  -------- 
 (3)  Options and agreements to purchase/sell:    75,000      0.023%   0           0% 
                                                 ----------  -------  ----------  -------- 
      Total                                       3,874,210   1.18%    3,452,610   1.051% 
                                                 ----------  -------  ----------  -------- 
 
 
(b)  Interests and short positions in relevant securities 
      of the company, other than the 
      class dealt in (Note 2) 
 
 
 Class of relevant security: 
                                                  Long          Short 
                                                 ------------  ------------ 
                                                  Number   %    Number   % 
                                                 -------  ---  -------  --- 
 (1)  Relevant securities                         0        0%   0        0% 
                                                 -------  ---  -------  --- 
 (2)  Derivatives (other than options):           0        0%   0        0% 
                                                 -------  ---  -------  --- 
 (3)  Options and agreements to purchase/sell:    0        0%   0        0% 
                                                 -------  ---  -------  --- 
      Total                                       0        0%   0        0% 
                                                 -------  ---  -------  --- 
 
 
3.  DEALINGS (Note 3) 
 
 
(a)  Purchases and sales 
 
 
 Purchase/sale         Number of relevant securities         Price per unit (Note 4) 
   Purchase                                       28,126            192.58 USD 
                ------------------------------------------  ------------------------ 
    Purchase                                          100           192.08 USD 
                ------------------------------------------  ------------------------ 
    Purchase                                          200           192.09 USD 
                ------------------------------------------  ------------------------ 
    Purchase                                          115           192.15 USD 
                ------------------------------------------  ------------------------ 
    Purchase                                          100           192.38 USD 
                ------------------------------------------  ------------------------ 
    Purchase                                             5          192.39 USD 
                ------------------------------------------  ------------------------ 
    Purchase                                          116           192.4 USD 
                ------------------------------------------  ------------------------ 
    Purchase                                          231           192.42 USD 
                ------------------------------------------  ------------------------ 
    Purchase                                          116           192.43 USD 
                ------------------------------------------  ------------------------ 
    Purchase                                          305           192.44 USD 
                ------------------------------------------  ------------------------ 
    Purchase                                       1,084            192.45 USD 
                ------------------------------------------  ------------------------ 
    Purchase                                       1,927            192.46 USD 
                ------------------------------------------  ------------------------ 
    Purchase                                       1,196            192.47 USD 
                ------------------------------------------  ------------------------ 
    Purchase                                       1,977            192.48 USD 
                ------------------------------------------  ------------------------ 
    Purchase                                       1,646            192.49 USD 
                ------------------------------------------  ------------------------ 
    Purchase                                          500           192.5 USD 
                ------------------------------------------  ------------------------ 
    Purchase                                          330           192.52 USD 
                ------------------------------------------  ------------------------ 
    Purchase                                          100           192.54 USD 
                ------------------------------------------  ------------------------ 
    Purchase                                          146           192.55 USD 
                ------------------------------------------  ------------------------ 
    Purchase                                           49           192.56 USD 
                ------------------------------------------  ------------------------ 
    Purchase                                          635           192.57 USD 
                ------------------------------------------  ------------------------ 
    Purchase                                       1,900            192.58 USD 
                ------------------------------------------  ------------------------ 
    Purchase                                          115           192.87 USD 
                ------------------------------------------  ------------------------ 
 
 
 Purchase/sale        Number of relevant securities         Price per unit (Note 4) 
     Sale                                         28,588           192.58 USD 
                -----------------------------------------  ------------------------ 
      Sale                                           112           192.7 USD 
                -----------------------------------------  ------------------------ 
      Sale                                           120           192.71 USD 
                -----------------------------------------  ------------------------ 
      Sale                                           116           192.78 USD 
                -----------------------------------------  ------------------------ 
      Sale                                             96          192.8 USD 
                -----------------------------------------  ------------------------ 
      Sale                                             16          192.81 USD 
                -----------------------------------------  ------------------------ 
      Sale                                           612           192.82 USD 
                -----------------------------------------  ------------------------ 
      Sale                                         2,186           192.83 USD 
                -----------------------------------------  ------------------------ 
      Sale                                           100          192.831 USD 
                -----------------------------------------  ------------------------ 
      Sale                                           840           192.84 USD 
                -----------------------------------------  ------------------------ 
      Sale                                           577           192.85 USD 
                -----------------------------------------  ------------------------ 
      Sale                                           100           192.86 USD 
                -----------------------------------------  ------------------------ 
      Sale                                           153           192.88 USD 
                -----------------------------------------  ------------------------ 
      Sale                                         1,124           192.89 USD 
                -----------------------------------------  ------------------------ 
      Sale                                         1,694           192.9 USD 
                -----------------------------------------  ------------------------ 
      Sale                                         2,206           192.91 USD 
                -----------------------------------------  ------------------------ 
      Sale                                           878           192.92 USD 
                -----------------------------------------  ------------------------ 
      Sale                                         4,422           192.93 USD 
                -----------------------------------------  ------------------------ 
      Sale                                             14         192.931 USD 
                -----------------------------------------  ------------------------ 
      Sale                                         2,209           192.94 USD 
                -----------------------------------------  ------------------------ 
      Sale                                           873           192.95 USD 
                -----------------------------------------  ------------------------ 
      Sale                                           582           192.96 USD 
                -----------------------------------------  ------------------------ 
      Sale                                           274           192.97 USD 
                -----------------------------------------  ------------------------ 
      Sale                                           348           192.98 USD 
                -----------------------------------------  ------------------------ 
      Sale                                             49          192.99 USD 
                -----------------------------------------  ------------------------ 
      Sale                                           100            193 USD 
                -----------------------------------------  ------------------------ 
      Sale                                           115           193.03 USD 
                -----------------------------------------  ------------------------ 
 
 
(b)  Derivatives transactions (other than options transactions) 
 
 
 Product name,   Nature of transaction       Number of relevant securities   Price per unit 
  e.g. CFD        (Note 5)                    (Note 6)                        (Note 4) 
     Swaps       Reducing a Short Position                50                   192.68 USD 
                --------------------------  ------------------------------  --------------- 
     Swaps       Reducing a Short Position                59                   192.68 USD 
                --------------------------  ------------------------------  --------------- 
     Swaps       Reducing a Short Position                124                  192.68 USD 
                --------------------------  ------------------------------  --------------- 
     Swaps       Reducing a Short Position                388                  192.68 USD 
                --------------------------  ------------------------------  --------------- 
 
 
(c)  Options transactions in respect of existing relevant 
      securities 
 
 
(i)  Writing, selling, purchasing or varying 
 
 
  Product       Writing,       Number of      Exercise        Type,        Expiry date    Option money paid/ received 
    name,       selling,       securities       price     e.g. American,                       per unit (Note 4) 
  e.g. call    purchasing,      to which                     European 
   option        varying       the option                      etc 
                  etc.        relates (Note 
                                   7) 
    N/A           N/A             N/A           N/A            N/A             N/A                    N/A 
             -------------  ---------------  ---------  ----------------  ------------  ------------------------------ 
 
 
(ii)  Exercising 
 
 
  Product name,        Number of securities    Exercise price per 
   e.g. call option                             unit (Note 4) 
        N/A                    N/A                    N/A 
                     ----------------------  -------------------- 
 
 
(d)  Other dealings (including transactions in respect 
      of new securities) (Note 3) 
 
 
  Nature or transaction    Details                                 Price per unit 
   (Note 7)                                                         (if applicable) (Note 4) 
 
 Loan                     Loan of 64,800 shares                              N/A 
 Collateral Delivery      Collateral Delivery of 3,900 shares                N/A 
                         --------------------------------------  --------------------------- 
 Collateral Delivery      Collateral Delivery of 91,000 shares               N/A 
                         --------------------------------------  --------------------------- 
 Collateral Delivery      Collateral Delivery of 16,200 shares               N/A 
                         --------------------------------------  --------------------------- 
 Collateral Delivery      Collateral Delivery of 125,000 shares              N/A 
                         --------------------------------------  --------------------------- 
 Collateral Delivery      Collateral Delivery of 22,500 shares               N/A 
                         --------------------------------------  --------------------------- 
 Collateral Delivery      Collateral Delivery of 28,000 shares               N/A 
                         --------------------------------------  --------------------------- 
 Collateral Delivery      Collateral Delivery of 28,500 shares               N/A 
                         --------------------------------------  --------------------------- 
 Collateral Delivery      Collateral Delivery of 48,800 shares               N/A 
                         --------------------------------------  --------------------------- 
 
 
4.  OTHER INFORMATION 
 

Agreements, arrangements or understandings relating to options or derivatives

 
 Full details of any agreement, arrangement or understanding between the person 
  disclosing and any other person relating to the voting rights of any relevant 
  securities under any option referred to on this form or relating to the voting rights 
  or future acquisition or disposal of any relevant securities to which any derivative 
  referred to on this form is referenced. If none, this should be stated. 
 None 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8)  Yes 
 
 
 Date of disclosure                              22/01/2020 
 Contact name                                    Tolu Tade 
                                                ------------------------ 
 Telephone number                                +44207 996 3410 
                                                ------------------------ 
 Name of offeree/offeror with which connected    AbbVie Inc 
                                                ------------------------ 
 Nature of connection (Note 9)                   Advisor to - AbbVie Inc 
                                                ------------------------ 
 

SUPPLEMENTAL FORM 38.5(b)

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

 
 Product        Written      Number of securities to which       Exercise   Type,        Expiry 
  name,          or           the option or derivative relates    price      e.g.         date 
  e.g.           purchased                                        (Note      American, 
  call option                                                     2)         European 
                                                                             etc 
 Put Option     Purchased            75,000                      160         American    21/02/2020 
                                                                  USD 
               -----------  ----------------------------------  ---------  -----------  ----------- 
 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

END

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January 22, 2020 06:22 ET (11:22 GMT)

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