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Share Name | Share Symbol | Market | Type |
---|---|---|---|
James Hardie Industries PLC (PK) | USOTC:JHIUF | OTCMarkets | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 34.31 | 25.00 | 40.77 | 4,230 | 15:13:26 |
Exhibit No. | Description | |||||||
Appendix 3Y - A LLOYD | ||||||||
Appendix 3Y - P LISBOA | ||||||||
Appendix 3Y - R RODRIGUEZ | ||||||||
Appendix 3Y - N STEIN | ||||||||
Appendix 3Y - H WIENS | ||||||||
Appendix 3Y - S ROWLAND | ||||||||
Appendix 3Y - PJ DAVIS | ||||||||
Appendix 3Y - R PETERSON | ||||||||
James Hardie Industries plc | ||||||||
Date: 29 September 2023 | By: /s/ Aoife Rockett | |||||||
Aoife Rockett | ||||||||
Company Secretary |
Exhibit No. | Description | |||||||
Appendix 3Y - A LLOYD | ||||||||
Appendix 3Y - P LISBOA | ||||||||
Appendix 3Y - R RODRIGUEZ | ||||||||
Appendix 3Y - N STEIN | ||||||||
Appendix 3Y - H WIENS | ||||||||
Appendix 3Y - S ROWLAND | ||||||||
Appendix 3Y - PJ DAVIS | ||||||||
Appendix 3Y - R PETERSON | ||||||||
EXHIBIT 99.1 Appendix 3Y Change of Director’s Interest Notice |
Name of entity James Hardie Industries plc | ||
ARBN 097 829 895 |
Name of Director | Anne LLOYD | ||||
Date of last notice | 21 June 2023 |
Appendix 3Y Change of Director’s Interest Notice |
Direct or indirect interest | Direct | ||||
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. | ||||
Date of change | 18 September 2023 | ||||
No. of securities held prior to change | •Indirect interest in 18,000 ADRs, equivalent to a holding of 18,000 ordinary shares/CUFS. The ADRs are issued by Deutsche Bank Trust Company Americas. The registered holder is Pershing LLC and they are held on account for the beneficial owners, Anne Lloyd and Steven Lloyd. •Direct interest in 1,787 ADRs, equivalent to a holding of 1,787 ordinary shares/CUFS. | ||||
Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. | ||||
Number acquired | 337 ADRs, equivalent to a holding of 337 ordinary shares/CUFS. | ||||
Number disposed | Nil | ||||
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | US$10,231.32 | ||||
No. of securities held after change | Current relevant interest is: •Indirect interest in 18,000 ADRs, equivalent to a holding of 18,000 ordinary shares/CUFS. The ADRs are issued by Deutsche Bank Trust Company Americas. The registered holder is Pershing LLC and they are held on account for the beneficial owners, Anne Lloyd and Steven Lloyd. •Direct interest in 2,124 ADRs, equivalent to a holding of 2,124 ordinary shares/CUFS. | ||||
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
+ See chapter 19 for defined terms. |
Appendix 3Y Change of Director’s Interest Notice |
Detail of contract | Not applicable | ||||
Nature of interest | Not applicable | ||||
Name of registered holder (if issued securities) | Not applicable | ||||
Date of change | Not applicable | ||||
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | Not applicable | ||||
Interest acquired | Not applicable | ||||
Interest disposed | Not applicable | ||||
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | Not applicable | ||||
Interest after change | Not applicable |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No | ||||
If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable | ||||
If prior written clearance was provided, on what date was this provided? | Not applicable |
+ See chapter 19 for defined terms. |
EXHIBIT 99.2 Appendix 3Y Change of Director’s Interest Notice |
Name of entity James Hardie Industries plc | ||
ARBN 097 829 895 |
Name of Director | Persio LISBOA | ||||
Date of last notice | 21 June 2023 |
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice |
Direct or indirect interest | Direct | ||||
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. | ||||
Date of change | 18 September 2023 | ||||
No. of securities held prior to change | •Indirect interest in 12,174 ADRs, equivalent to a holding of 12,174 ordinary shares/CUFS. The registered holder is Merrill Lynch Pierce Fenner, & Smith and they are held on account for the beneficial owner, Persio Lisboa. •Direct interest in 6,059 ADRs, equivalent to a holding of 6,059 ordinary shares/CUFS. | ||||
Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. | ||||
Number acquired | 352 ADRs, equivalent to a holding of 352 ordinary shares/CUFS. | ||||
Number disposed | Nil | ||||
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | US$10,686.72 | ||||
No. of securities held after change | Current relevant interest is: •Indirect interest in 12,174 ADRs, equivalent to a holding of 12,174 ordinary shares/CUFS. The registered holder is Merrill Lynch Pierce Fenner, & Smith and they are held on account for the beneficial owner, Persio Lisboa. •Direct interest in 6,411 ADRs, equivalent to a holding of 6,411 ordinary shares/CUFS. | ||||
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
+ See chapter 19 for defined terms. |
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice |
Detail of contract | Not applicable | ||||
Nature of interest | Not applicable | ||||
Name of registered holder (if issued securities) | Not applicable | ||||
Date of change | Not applicable | ||||
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | Not applicable | ||||
Interest acquired | Not applicable | ||||
Interest disposed | Not applicable | ||||
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | Not applicable | ||||
Interest after change | Not applicable |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No | ||||
If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable | ||||
If prior written clearance was provided, on what date was this provided? | Not applicable |
+ See chapter 19 for defined terms. |
EXHIBIT 99.3 Appendix 3Y Change of Director’s Interest Notice |
Name of entity James Hardie Industries plc | ||
ARBN 097 829 895 |
Name of Director | Rada RODRIGUEZ | ||||
Date of last notice | 21 June 2023 |
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice |
Direct or indirect interest | Direct | ||||
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. | ||||
Date of change | 18 September 2023 | ||||
No. of securities held prior to change | Direct interest in 3,252 ADRs, equivalent to a holding of 3,252 ordinary shares/CUFS. | ||||
Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. | ||||
Number acquired | 352 ADRs, equivalent to a holding of 352 ordinary shares/CUFS. | ||||
Number disposed | Nil | ||||
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | US$10,686.72 | ||||
No. of securities held after change | Current relevant interest is: •Direct interest in 3,604 ADR’s, equivalent to a holding of 3,604 ordinary shares/CUFS. | ||||
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
+ See chapter 19 for defined terms. |
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice |
Detail of contract | Not applicable | ||||
Nature of interest | Not applicable | ||||
Name of registered holder (if issued securities) | Not applicable | ||||
Date of change | Not applicable | ||||
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | Not applicable | ||||
Interest acquired | Not applicable | ||||
Interest disposed | Not applicable | ||||
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | Not applicable | ||||
Interest after change | Not applicable |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No | ||||
If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable | ||||
If prior written clearance was provided, on what date was this provided? | Not applicable |
+ See chapter 19 for defined terms. |
EXHIBIT 99.4 Appendix 3Y Change of Director’s Interest Notice |
Name of entity James Hardie Industries plc | ||
ARBN 097 829 895 |
Name of Director | Nigel STEIN | ||||
Date of last notice | 21 June 2023 |
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice |
Direct or indirect interest | Direct | ||||
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. | ||||
Date of change | 18 September 2023 | ||||
No. of securities held prior to change | •Indirect interest in 3,400 ordinary shares/CUFS. The registered holder is Evelyn Partners Investment Services Limited (Formerly Pershing Securities Limited) and they are held on account for beneficial owner, Nigel Stein. •Direct interest in 3,122 ADRs, equivalent to a holding of 3,122 ordinary shares/CUFS. | ||||
Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. | ||||
Number acquired | 350 ADRs, equivalent to a holding of 350 ordinary shares/CUFS. | ||||
Number disposed | Nil | ||||
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | US$10,626 | ||||
No. of securities held after change | Current relevant interest is: •Indirect interest in 3,400 ordinary shares/CUFS. The registered holder is Investment Services Limited (Formerly Pershing Securities Limited) and they are held on account for beneficial owner, Nigel Stein. •Direct interest in 3,472 ADRs, equivalent to a holding of 3,472 ordinary shares/CUFS. | ||||
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
+ See chapter 19 for defined terms. |
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice |
Detail of contract | Not applicable | ||||
Nature of interest | Not applicable | ||||
Name of registered holder (if issued securities) | Not applicable | ||||
Date of change | Not applicable | ||||
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | Not applicable | ||||
Interest acquired | Not applicable | ||||
Interest disposed | Not applicable | ||||
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | Not applicable | ||||
Interest after change | Not applicable |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No | ||||
If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable | ||||
If prior written clearance was provided, on what date was this provided? | Not applicable |
+ See chapter 19 for defined terms. |
EXHIBIT 99.5 Appendix 3Y Change of Director’s Interest Notice |
Name of entity James Hardie Industries plc | ||
ARBN 097 829 895 |
Name of Director | Harold WIENS | ||||
Date of last notice | 21 June 2023 |
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice |
Direct or indirect interest | Direct | ||||
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. | ||||
Date of change | 18 September 2023 | ||||
No. of securities held prior to change | •Indirect interest in 7,370 ADRs, equivalent to a holding of 7,370 ordinary shares/CUFS. The registered holder is UBS Financial Services Inc. and they are held on account for the joint beneficial owners, Harold and Claudia Wiens. •Direct interest in 4,393 ADRs, equivalent to a holding of 4,393 ordinary shares/CUFS. | ||||
Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. | ||||
Number acquired | 355 ADRs, equivalent to a holding of 355 ordinary shares/CUFS. | ||||
Number disposed | Nil | ||||
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | US$10,777.80 | ||||
No. of securities held after change | Current relevant interest is: •Indirect interest in 7,370 ADRs, equivalent to a holding of 7,370 ordinary shares/CUFS. The registered holder is UBS Financial Services Inc. and they are held on account for the joint beneficial owners, Harold and Claudia Wiens. •Direct interest in 4,748 ADRs, equivalent to a holding of 4,748 ordinary shares/CUFS. | ||||
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
+ See chapter 19 for defined terms. |
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice |
Detail of contract | Not applicable | ||||
Nature of interest | Not applicable | ||||
Name of registered holder (if issued securities) | Not applicable | ||||
Date of change | Not applicable | ||||
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | Not applicable | ||||
Interest acquired | Not applicable | ||||
Interest disposed | Not applicable | ||||
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | Not applicable | ||||
Interest after change | Not applicable |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No | ||||
If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable | ||||
If prior written clearance was provided, on what date was this provided? | Not applicable |
+ See chapter 19 for defined terms. |
EXHIBIT 99.6 Appendix 3Y Change of Director’s Interest Notice |
Name of entity James Hardie Industries plc | ||
ARBN 097 829 895 |
Name of Director | Suzanne ROWLAND | ||||
Date of last notice | 21 June 2023 |
Appendix 3Y Change of Director’s Interest Notice |
Direct or indirect interest | Direct | ||||
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. | ||||
Date of change | 18 September 2023 | ||||
No. of securities held prior to change | •Indirect interest in 5,000 American Depository Receipts (ADRs), equivalent to a holding of 5,000 ordinary shares/CUFS. The registered holder is Charles Schwab & Co. Inc. and they are held on account for beneficial owner, Suzanne B. Rowland. •Direct interest in 918 ADRs, equivalent to a holding of 918 ordinary shares/CUFS. | ||||
Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. | ||||
Number acquired | 355 ADRs, equivalent to a holding of 355 ordinary shares/CUFS. | ||||
Number disposed | Nil | ||||
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | US$10,777.80 | ||||
No. of securities held after change | Current relevant interest is: •Indirect interest in 5,000 ADRs, equivalent to a holding of 5,000 ordinary shares/CUFS. The registered holder is Charles Schwab & Co. Inc. and they are held on account for the beneficial owner, Suzanne B. Rowland. •Direct interest in 1,273 ADRs, equivalent to a holding of 1,273 ordinary shares/CUFS. | ||||
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
+ See chapter 19 for defined terms. |
Appendix 3Y Change of Director’s Interest Notice |
Detail of contract | Not applicable | ||||
Nature of interest | Not applicable | ||||
Name of registered holder (if issued securities) | Not applicable | ||||
Date of change | Not applicable | ||||
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | Not applicable | ||||
Interest acquired | Not applicable | ||||
Interest disposed | Not applicable | ||||
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | Not applicable | ||||
Interest after change | Not applicable |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No | ||||
If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable | ||||
If prior written clearance was provided, on what date was this provided? | Not applicable |
+ See chapter 19 for defined terms. |
EXHIBIT 99.7 Appendix 3Y Change of Director’s Interest Notice |
Name of entity James Hardie Industries plc | ||
ARBN 097 829 895 |
Name of Director | Peter-John DAVIS | ||||
Date of last notice | 21 June 2023 |
Direct or indirect interest | Direct | ||||
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Direct interest in ordinary shares/CUFS registered in the name of Peter John Charles Davis. | ||||
Date of change | 18 September 2023 | ||||
No. of securities held prior to change | Direct interest in 936 CUFS, equivalent to a holding of 936 ordinary shares/CUFS. | ||||
Class | Ordinary shares/CUFS | ||||
Number acquired | 358 | ||||
Number disposed | Nil | ||||
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | A$16,725.76 | ||||
No. of securities held after change | Current relevant interest is: •1,294 ordinary shares/CUFS registered in the name of Peter John Charles Davis. | ||||
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Issuance of CUFs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
+ See chapter 19 for defined terms. |
Appendix 3Y Change of Director’s Interest Notice |
Detail of contract | Not applicable | ||||
Nature of interest | Not applicable | ||||
Name of registered holder (if issued securities) | Not applicable | ||||
Date of change | Not applicable | ||||
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | Not applicable | ||||
Interest acquired | Not applicable | ||||
Interest disposed | Not applicable | ||||
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | Not applicable | ||||
Interest after change | Not applicable |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No | ||||
If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable | ||||
If prior written clearance was provided, on what date was this provided? | Not applicable |
+ See chapter 19 for defined terms. |
EXHIBIT 99.8 Appendix 3Y Change of Director’s Interest Notice |
Name of entity James Hardie Industries plc | ||
ARBN 097 829 895 |
Name of Director | Renee PETERSON | ||||
Date of last notice | 2 December 2022 |
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice |
Direct or indirect interest | Direct | ||||
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. | ||||
Date of change | 18 September 2023 | ||||
No. of securities held prior to change | Nil | ||||
Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. | ||||
Number acquired | 697 ADRs, equivalent to a holding of 697 ordinary shares/CUFS. | ||||
Number disposed | Nil | ||||
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | US$21,160.92 | ||||
No. of securities held after change | Current relevant interest is: •Direct interest in 697 ADRs, equivalent to a holding of 697 ordinary shares/CUFS. | ||||
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
+ See chapter 19 for defined terms. |
Classification: James Hardie Collaborate Appendix 3Y Change of Director’s Interest Notice |
Detail of contract | Not applicable | ||||
Nature of interest | Not applicable | ||||
Name of registered holder (if issued securities) | Not applicable | ||||
Date of change | Not applicable | ||||
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | Not applicable | ||||
Interest acquired | Not applicable | ||||
Interest disposed | Not applicable | ||||
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | Not applicable | ||||
Interest after change | Not applicable |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No | ||||
If so, was prior written clearance provided to allow the trade to proceed during this period? | Not applicable | ||||
If prior written clearance was provided, on what date was this provided? | Not applicable |
+ See chapter 19 for defined terms. |
1 Year James Hardie Industries (PK) Chart |
1 Month James Hardie Industries (PK) Chart |
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