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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Templeton Dragon Fund | NYSE:TDF | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.124 | 1.40% | 8.984 | 9.06 | 8.93 | 8.97 | 104,554 | 19:09:01 |
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete. |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM NPORT-P Monthly Portfolio Investments Report |
Confidential | ☐ |
Filer CIK | 0000919893 |
Filer CCC | ******** |
Filer Investment Company Type | |
Is this a LIVE or TEST Filing? | ☐ LIVE ☐ TEST |
Would you like a Return Copy? | ☐ |
Is this an electronic copy of an official filing submitted in paper format? | ☐ |
Name | |
Phone | |
E-Mail Address |
Notify via Filing Website only? | ☐ |
Notification E-mail Address | |
Series ID |
Class (Contract) ID |
a. Name of Registrant | Templeton Dragon Fund, Inc. |
b. Investment Company Act file number for Registrant: (e.g., 811-______) | 811-08394 |
c. CIK number of Registrant | 0000919893 |
d. LEI of Registrant | 549300L5KGV2K28LYW59 |
e. Address and telephone number of Registrant: |
i. Street Address 1 | 300 S.E. 2nd Street |
ii. Street Address 2 | |
iii. City | Fort Lauderdale |
iv. State, if applicable | |
v. Foreign country, if applicable | |
vi. Zip / Postal Code | 33301-1923 |
vii. Telephone number | 954-527-7500 |
a. Name of Series. | Templeton Dragon Fund, Inc. |
b. EDGAR series identifier (if any). | |
c. LEI of Series. | 549300L5KGV2K28LYW59 |
a. Date of fiscal year-end. | 2023-12-31 |
b. Date as of which information is reported. | 2023-03-31 |
a. Does the Fund anticipate that this will be its final filing on Form N PORT? | ☐ Yes ☒ No |
Report the following information for the Fund and its consolidated subsidiaries. |
a. Total assets, including assets attributable to miscellaneous securities reported in Part D. | 419458816.65 |
b. Total liabilities. | 2383842.39 |
c. Net assets. | 417074974.26 |
a. Assets attributable to miscellaneous securities reported in Part D. | 0.00000000 |
b. Assets invested in a Controlled Foreign Corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities. | 197043142.87000000 |
c. Borrowings attributable to amounts payable for notes payable, bonds, and similar debt, as reported pursuant to rule 6-04(13)(a) of Regulation S-X [17 CFR 210.6-04(13)(a)]. |
Amounts payable within one year. | |
Banks or other financial institutions for borrowings. | 0.00000000 |
Controlled companies. | 0.00000000 |
Other affiliates. | 0.00000000 |
Others. | 0.00000000 |
Amounts payable after one year. | |
Banks or other financial institutions for borrowings. | 0.00000000 |
Controlled companies. | 0.00000000 |
Other affiliates. | 0.00000000 |
Others. | 0.00000000 |
d. Payables for investments purchased either (i) on a delayed delivery, when-issued, or other firm commitment basis, or (ii) on a standby commitment basis. |
(i) On a delayed delivery, when-issued, or other firm commitment basis: | 0.00000000 |
(ii) On a standby commitment basis: | 0.00000000 |
e. Liquidation preference of outstanding preferred stock issued by the Fund. | 0.00000000 |
f. Cash and cash equivalents not reported in Parts C and D. | 2080786.23000000 |
If the average value of the Fund's debt securities positions for the previous three months, in the aggregate, exceeds 25% or more of the Fund's net asset value, provide: |
a. Interest Rate Risk (DV01). For each currency for which the Fund had a value of 1% or more of the Fund’s net asset value, provide the change in value of the portfolio resulting from a 1 basis point change in interest rates, for each of the following maturities: 3 month, 1 year, 5 years, 10 years, and 30 years. |
b. Interest Rate Risk (DV100). For each currency for which the Fund had a value of 1% or more of the Fund’s net asset value, provide the change in value of the portfolio resulting from a 100 basis point change in interest rates, for each of the following maturities: 3 month, 1 year, 5 years, 10 years, and 30 years. |
Currency Metric Record | ISO Currency code | 3 month | 1 year | 5 years | 10 years | 30 years | — | — | — | — | — | — | — |
---|
c. Credit Spread Risk (SDV01, CR01 or CS01). Provide the change in value of the portfolio resulting from a 1 basis point change in credit spreads where the shift is applied to the option adjusted spread, aggregated by investment grade and non-investment grade exposures, for each of the following maturities: 3 month, 1 year, 5 years, 10 years, and 30 years. |
Credit Spread Risk | 3 month | 1 year | 5 years | 10 years | 30 years | — | — | — | — | — | — |
---|
For purposes of Item B.3., calculate value as the sum of the absolute values of: (i) the value of each debt security, (ii) the notional value of each swap, including, but not limited to, total return swaps, interest rate swaps, and credit default swaps, for which the underlying reference asset or assets are debt securities or an interest rate; (iii) the notional value of each futures contract for which the underlying reference asset or assets are debt securities or an interest rate; and (iv) the delta-adjusted notional value of any option for which the underlying reference asset is an asset described in clause (i),(ii), or (iii). Report zero for maturities to which the Fund has no exposure. For exposures that fall between any of the listed maturities in (a) and (b), use linear interpolation to approximate exposure to each maturity listed above. For exposures outside of the range of maturities listed above, include those exposures in the nearest maturity. |
a. For each borrower in any securities lending transaction, provide the following information: |
Borrower Information Record | Name of borrower | LEI (if any) of borrower | Aggregate value of all securities on loan to the borrower |
---|---|---|---|
#1 | BNP PARIBAS SECURITIES CORPORATION | RCNB6OTYUAMMP879YW96 | 435675.24000000 |
#2 | BOFA SECURITIES, INC. | 549300HN4UKV1E2R3U73 | 452125.23000000 |
#3 | WELLS FARGO BANK, N.A. | KB1H1DSPRFMYMCUFXT09 | 358358.00000000 |
#4 | BARCLAYS CAPITAL, INC. | AC28XWWI3WIBK2824319 | 453973.52000000 |
b. Did any securities lending counterparty provide any non-cash collateral? | ☒ Yes ☐ No |
i. If yes, unless the non-cash collateral is included in the Schedule of Portfolio Investments in Part C, provide the following information for each category of non-cash collateral received for loaned securities: |
Aggregate Info Record | Aggregate principal amount | Aggregate value of collateral | Investment category * |
---|---|---|---|
#1 | 119494.43200000 | 116926.33720000 | U.S. Treasuries (including strips) |
* Category of investments that most closely represents the collateral, selected from among the following
(asset-backed securities; agency collateralized mortgage obligations; agency debentures and agency strips; agency
mortgage-backed securities; U.S. Treasuries (including strips); other instrument). If "other instrument," include a brief description, including, if applicable, whether it is an irrevocable letter of credit. |
a. Monthly total returns of the Fund for each of the preceding three months. If the Fund is a Multiple Class Fund, report returns for each class. Such returns shall be calculated in accordance with the methodologies outlined in Item 26(b) (1) of Form N-1A, Instruction 13 to sub-Item 1 of Item 4 of Form N-2, or Item 26(b) (i) of Form N-3, as applicable. |
Monthly Total Return Record | Monthly total returns of the Fund for each of the preceding three months | Class identification number(s) (if any) of the Class(es) for which returns are reported | ||
Month 1 | Month 2 | Month 3 | ||
#1 | 13.73535200 | -10.75110700 | 1.81524220 |
b. For each of the preceding three months, monthly net realized gain (loss) and net change in unrealized appreciation (or depreciation) attributable to derivatives for each of the following categories: commodity contracts, credit contracts, equity contracts, foreign exchange contracts, interest rate contracts, and other contracts. Within each such asset category, further report the same information for each of the following types of derivatives instrument: forward, future, option, swaption, swap, warrant, and other. Report in U.S. dollars. Losses and depreciation shall be reported as negative numbers. |
Asset category | Instrument type | Month 1 | Month 2 | Month 3 | |||
Monthly net realized gain(loss) | Monthly net change in unrealized appreciation (or depreciation) | Monthly net realized gain(loss) | Monthly net change in unrealized appreciation (or depreciation) | Monthly net realized gain(loss) | Monthly net change in unrealized appreciation (or depreciation) | ||
Commodity Contracts | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Forward | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Future | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Option | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Swaption | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Swap | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Warrant | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Other | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Credit Contracts | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Forward | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Future | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Option | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Swaption | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Swap | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Warrant | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Other | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Equity Contracts | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Forward | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Future | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Option | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Swaption | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Swap | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Warrant | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Other | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Foreign Exchange Contracts | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Forward | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Future | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Option | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Swaption | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Swap | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Warrant | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Other | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Interest Rate Contracts | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Forward | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Future | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Option | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Swaption | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Swap | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Warrant | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Other | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Other Contracts | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Forward | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Future | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Option | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Swaption | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Swap | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Warrant | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | |
Other | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 | 0.00000000 |
c. For each of the preceding three months, monthly net realized gain (loss) and net change in unrealized appreciation (or depreciation) attributable to investment other than derivatives. Report in U.S. dollars. Losses and depreciation shall be reported as negative numbers. |
Month | Monthly net realized gain(loss) | Monthly net change in unrealized appreciation (or depreciation) |
---|---|---|
Month 1 | -1412577.57000000 | 55507876.95000000 |
Month 2 | 219739.76000000 | -49204065.60000000 |
Month 3 | -4924716.54000000 | 12685301.87000000 |
a. Provide the aggregate dollar amounts for sales and redemptions/repurchases of Fund shares during each of the preceding three months. If shares of the Fund are held in omnibus accounts, for purposes of calculating the Fund's sales, redemptions, and repurchases, use net sales or redemptions/repurchases from such omnibus accounts. The amounts to be reported under this Item should be after any front-end sales load has been deducted and before any deferred or contingent deferred sales load or charge has been deducted. Shares sold shall include shares sold by the Fund to a registered unit investment trust. For mergers and other acquisitions, include in the value of shares sold any transaction in which the Fund acquired the assets of another investment company or of a personal holding company in exchange for its own shares. For liquidations, include in the value of shares redeemed any transaction in which the Fund liquidated all or part of its assets. Exchanges are defined as the redemption or repurchase of shares of one Fund or series and the investment of all or part of the proceeds in shares of another Fund or series in the same family of investment companies. |
Month | Total net asset value of shares sold (including exchanges but excluding reinvestment of dividends and distributions) | Total net asset value of shares sold in connection with reinvestments of dividends and distributions | Total net asset value of shares redeemed or repurchased, including exchanges |
---|---|---|---|
Month 1 | 0.00000000 | 0.00000000 | 0.00000000 |
Month 2 | 0.00000000 | 0.00000000 | 0.00000000 |
Month 3 | 0.00000000 | 0.00000000 | 0.00000000 |
a. If applicable, provide the Fund's current Highly Liquid Investment Minimum. |
—
|
b. If applicable, provide the number of days that the Fund's holdings in Highly Liquid Investments fell below the Fund's Highly Liquid Investment Minimum during the reporting period. |
—
|
c. Did the Fund's Highly Liquid Investment Minimum change during the reporting period? | ☐ Yes ☐ No ☐ N/A |
For portfolio investments of open-end management investment companies, provide the percentage of the Fund's Highly Liquid Investments that it has pledged as margin or collateral in connection with derivatives transactions that are classified among the following categories as specified in rule 22e-4 [17 CFR 270.22e-4]: |
(1) Moderately Liquid Investments |
(2) Less Liquid Investments |
(3) Illiquid Investments |
For purposes of Item B.8, when computing the required percentage, the denominator should only include assets (and exclude liabilities) that are categorized by the Fund as Highly Liquid Investments. |
Classification |
—
|
If the Fund is excepted from the rule 18f-4 [17 CFR 270.18f-4] program requirement and limit on fund leverage risk under rule 18f-4(c)(4) [17 CFR 270.18f-4(c)(4)], provide the following information: |
a. Derivatives exposure (as defined in rule 18f-4(a) [17 CFR 270.18f-4(a)]), reported as a percentage of the Fund’s net asset value. |
—
|
b. Exposure from currency derivatives that hedge currency risks, as provided in rule 18f-4(c)(4)(i)(B) [17 CFR 270.18f-4(c)(4)(i)(B)], reported as a percentage of the Fund's net asset value. |
—
|
c. Exposure from interest rate derivatives that hedge interest rate risks, as provided in rule 18f-4(c)(4)(i)(B) [17 CFR 270.18f-4(c)(4)(i)(B)], reported as a percentage of the Fund's net asset value. |
—
|
d. The number of business days, if any, in excess of the five-business-day period described in rule 18f-4(c)(4)(ii) [17 CFR 270.18f-4(c)(4)(ii)], that the Fund’s derivatives exposure exceeded 10 percent of its net assets during the reporting period. |
—
|
For Funds subject to the limit on fund leverage risk described in rule 18f-4(c)(2) [17 CFR 270.18f-4(c)(2)], provide the following information, as determined in accordance with the requirement under rule 18f-4(c)(2)(ii) to determine the fund’s compliance with the applicable VaR test at least once each business day: |
a. Median daily VaR during the reporting period, reported as a percentage of the Fund's net asset value. |
—
|
b. For Funds that were subject to the Relative VaR Test during the reporting period, provide: | |
i. As applicable, the name of the Fund’s Designated Index, or a statement that the Fund's Designated Reference Portfolio is the Fund’s Securities Portfolio. |
—
|
ii. As applicable, the index identifier for the Fund’s Designated Index. |
—
|
iii. Median VaR Ratio during the reporting period, reported as a percentage of the VaRof the Fund's Designated Reference Portfolio. |
—
|
c. Backtesting Results. Number of exceptions that the Fund identified as a result of its backtesting of its VaR calculation model (as described in rule 18f-4(c)(1)(iv) [17 CFR 270.18f-4(c)(1)(iv)] during the reporting period. |
—
|
For each investment held by the Fund and its consolidated subsidiaries, disclose the information requested in Part C. A Fund may report information for securities in an aggregate amount not exceeding five percent of its total assets as miscellaneous securities in Part D in lieu of reporting those securities in Part C, provided that the securities so listed are not restricted, have been held for not more than one year prior to the end of the reporting period covered by this report, and have not been previously reported by name to the shareholders of the Fund or to any exchange, or set forth in any registration statement, application, or report to shareholders or otherwise made available to the public. |
Schedule of Portfolio Investments Record: 1 |
a. Name of issuer (if any). | Laobaixing Pharmacy Chain JSC |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | Laobaixing Pharmacy Chain JSC, Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE1000023Q8 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 876678 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 703268.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 3836580.58000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 0.919877915669 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 2 |
a. Name of issuer (if any). | Postal Savings Bank of China Co. Ltd. |
b. LEI (if any) of issuer. (1) | 300300C1040311005298 |
c. Title of the issue or description of the investment. | Postal Savings Bank of China Co. Ltd., Class H |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE1000029W3 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 646101 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 3329649.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 1974657.37000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 0.473453813311 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 3 |
a. Name of issuer (if any). | Zhejiang Jiemei Electronic & Technology Co. Ltd. |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | Zhejiang Jiemei Electronic & Technology Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100002JM7 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 1007221 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 1142600.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 4766436.51000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 1.142824864631 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 4 |
a. Name of issuer (if any). | China Resources Beer Holdings Co. Ltd. |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | China Resources Beer Holdings Co. Ltd. |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | HK0291001490 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 47571 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 928706.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 7460628.27000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 1.788797873388 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
HONG KONG
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 5 |
a. Name of issuer (if any). | Hundsun Technologies, Inc. |
b. LEI (if any) of issuer. (1) | 3003003LS77D1DRDDE25 |
c. Title of the issue or description of the investment. | Hundsun Technologies, Inc., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE000001GD5 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 521356 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 512921.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 3976501.04000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 0.953425951066 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 6 |
a. Name of issuer (if any). | Weichai Power Co. Ltd. |
b. LEI (if any) of issuer. (1) | 529900OKTPKBG85F9502 |
c. Title of the issue or description of the investment. | Weichai Power Co. Ltd., Class H |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE1000004L9 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 320755 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 2826261.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 4535078.27000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 1.087353245791 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 7 |
a. Name of issuer (if any). | Alibaba Group Holding Ltd. |
b. LEI (if any) of issuer. (1) | 5493001NTNQJDH60PM02 |
c. Title of the issue or description of the investment. | Alibaba Group Holding Ltd. |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | KYG017191142 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 1022256 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 2216738.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 28075907.45000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 6.731621215061 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CAYMAN ISLANDS
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 8 |
a. Name of issuer (if any). | Meituan |
b. LEI (if any) of issuer. (1) | 21380033K525E5JLIA77 |
c. Title of the issue or description of the investment. | Meituan Dianping, Class B |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | KYG596691041 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 929261 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 677943.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 12299309.91000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 2.948944594871 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CAYMAN ISLANDS
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 9 |
a. Name of issuer (if any). | Mobvista, Inc. |
b. LEI (if any) of issuer. (1) | 655600AW50D7VN363G24 |
c. Title of the issue or description of the investment. | Mobvista, Inc. |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | KYG622681008 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 987298 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 3098200.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 1644527.76000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 0.394300272491 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CAYMAN ISLANDS
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☒ Yes ☐ No |
i. If Yes, provide the value of the securities on loan. | 111024.47000000 |
Schedule of Portfolio Investments Record: 10 |
a. Name of issuer (if any). | BeiGene Ltd. |
b. LEI (if any) of issuer. (1) | 549300JFUK6FRD5MH739 |
c. Title of the issue or description of the investment. | BeiGene Ltd. |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | KYG1146Y1017 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 920967 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 112569.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 1873667.89000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 0.449240066087 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CAYMAN ISLANDS
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 11 |
a. Name of issuer (if any). | Luxshare Precision Industry Co. Ltd. |
b. LEI (if any) of issuer. (1) | 300300QLLDUELXN16530 |
c. Title of the issue or description of the investment. | Luxshare Precision Industry Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100000TP3 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 540810 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 1156638.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 5111445.51000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 1.225545963065 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 12 |
a. Name of issuer (if any). | Kuaishou Technology |
b. LEI (if any) of issuer. (1) | 300300FCDZBE6UP9ED24 |
c. Title of the issue or description of the investment. | Kuaishou Technology |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | KYG532631028 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 1131426 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 219488.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 1687702.26000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 0.404652008429 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CAYMAN ISLANDS
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 13 |
a. Name of issuer (if any). | JD.com, Inc. |
b. LEI (if any) of issuer. (1) | 549300HVTWB0GJZ16V92 |
c. Title of the issue or description of the investment. | JD.com, Inc., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | KYG8208B1014 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 1076241 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 513312.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 11208710.79000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 2.687457047713 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CAYMAN ISLANDS
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 14 |
a. Name of issuer (if any). | China Resources Land Ltd. |
b. LEI (if any) of issuer. (1) | 5299001HL0TU7X15HK51 |
c. Title of the issue or description of the investment. | China Resources Land Ltd. |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | KYG2108Y1052 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 42612 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 786375.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 3580998.74000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 0.858598324282 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CAYMAN ISLANDS
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 15 |
a. Name of issuer (if any). | Minth Group Ltd. |
b. LEI (if any) of issuer. (1) | 254900B2AH0G13K9G204 |
c. Title of the issue or description of the investment. | Minth Group Ltd. |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | KYG6145U1094 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 379894 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 1586910.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 4816508.96000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 1.154830487862 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CAYMAN ISLANDS
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 16 |
a. Name of issuer (if any). | Beijing Oriental Yuhong Waterproof Technology Co. Ltd. |
b. LEI (if any) of issuer. (1) | 300300XMIXB7STDZWT60 |
c. Title of the issue or description of the investment. | Beijing Oriental Yuhong Waterproof Technology Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100000CS3 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 593344 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 1777718.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 8651035.98000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 2.074216031625 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 17 |
a. Name of issuer (if any). | Innovent Biologics, Inc. |
b. LEI (if any) of issuer. (1) | 25490058ONL9SCIE1R22 |
c. Title of the issue or description of the investment. | Innovent Biologics, Inc. |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | KYG4818G1010 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 939626 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 630172.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 2826625.45000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 0.677725978408 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CAYMAN ISLANDS
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 18 |
a. Name of issuer (if any). | WuXi AppTec Co. Ltd. |
b. LEI (if any) of issuer. (1) | 254900OEPQLZSPLN9175 |
c. Title of the issue or description of the investment. | WuXi AppTec Co. Ltd., Class H |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100003F19 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 973784 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 626008.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 6556023.88000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 1.571905361052 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 19 |
a. Name of issuer (if any). | HONGFA CB |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | Hongfa Technology Co. Ltd. |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 1172220 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 3325000.00000000 |
b. Units |
Principal amount
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 540984.13000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 0.129709084310 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Debt
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
For debt securities, also provide: |
a. Maturity date. | 2027-10-27 |
b. Coupon. |
i. Coupon category. (13) | Variable |
ii. Annualized rate. | 0.00000000 |
c. Currently in default? | ☐ Yes ☒ No |
d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
f. For convertible securities, also provide: |
i. Mandatory convertible? | ☐ Yes ☐ No |
ii. Contingent convertible? | ☐ Yes ☒ No |
iii. Description of the reference instrument. (16) |
Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
---|---|---|---|
#1 | HONGFA CB | HONGFA CB | China Yuan Renminbi |
At least one of the following other identifiers: | |||
Identifier type | Identifier value | ||
CUSIP | N/A | ||
iv. Conversion ratio per US$1000 notional. (17) |
Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
---|---|---|
#1 | 0.00000000 | China Yuan Renminbi |
v. Delta (if applicable). | XXXX |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 20 |
a. Name of issuer (if any). | Baidu, Inc. |
b. LEI (if any) of issuer. (1) | 254900AL64IANZYI1E02 |
c. Title of the issue or description of the investment. | Baidu, Inc. |
d. CUSIP (if any). | 056752108 |
At least one of the following other identifiers: |
- ISIN | US0567521085 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 344219 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 39881.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
United States Dollar
|
e. Value. (4) | 6018840.52000000 |
f. Exchange rate. | |
g. Percentage value compared to net assets of the Fund. | 1.443107568532 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CAYMAN ISLANDS
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☒ 1 ☐ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 21 |
a. Name of issuer (if any). | China Merchants Bank Co. Ltd. |
b. LEI (if any) of issuer. (1) | 549300MKO5B60FFIHF58 |
c. Title of the issue or description of the investment. | China Merchants Bank Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE000001B33 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 454750 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 1573900.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 7841526.10000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 1.880123858764 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 22 |
a. Name of issuer (if any). | China Merchants Bank Co. Ltd. |
b. LEI (if any) of issuer. (1) | 549300MKO5B60FFIHF58 |
c. Title of the issue or description of the investment. | China Merchants Bank Co. Ltd., Class H |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE1000002M1 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 370320 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 2004448.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 10178562.50000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 2.440463496535 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 23 |
a. Name of issuer (if any). | Kangmei Pharmaceutical Co. Ltd. |
b. LEI (if any) of issuer. (1) | 3003006FRNBUUTVKBB50 |
c. Title of the issue or description of the investment. | Kangmei Pharmaceutical Co. Ltd. |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 1194728 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 673786.03000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 121612.74000000 |
f. Exchange rate. | 6.87295000 |
g. Percentage value compared to net assets of the Fund. | 0.029158484086 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☒ Yes ☐ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☐ 2 ☒ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 24 |
a. Name of issuer (if any). | Jiangsu Hengrui Pharmaceuticals Co. Ltd. |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | Jiangsu Hengrui Pharmaceuticals Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE0000014W7 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 468728 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 303407.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 1891093.81000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 0.453418192581 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 25 |
a. Name of issuer (if any). | Hongfa Technology Co. Ltd. |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | Hongfa Technology Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE000000JK6 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 620039 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 1594209.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 7571366.28000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 1.815348977347 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 26 |
a. Name of issuer (if any). | GDS Holdings Ltd. |
b. LEI (if any) of issuer. (1) | 391200MGV8DDCHTN2R77 |
c. Title of the issue or description of the investment. | GDS Holdings Ltd. |
d. CUSIP (if any). | 36165L108 |
At least one of the following other identifiers: |
- ISIN | US36165L1089 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 658091 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 158752.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
United States Dollar
|
e. Value. (4) | 2962312.32000000 |
f. Exchange rate. | |
g. Percentage value compared to net assets of the Fund. | 0.710258946908 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CAYMAN ISLANDS
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☒ 1 ☐ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☒ Yes ☐ No |
i. If Yes, provide the value of the securities on loan. | 1589107.52000000 |
Schedule of Portfolio Investments Record: 27 |
a. Name of issuer (if any). | Inner Mongolia Yili Industrial Group Co. Ltd. |
b. LEI (if any) of issuer. (1) | 3003002Q2A863JPQFH06 |
c. Title of the issue or description of the investment. | Inner Mongolia Yili Industrial Group Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE000000JP5 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 522501 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 997300.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 4220493.67000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 1.011926854994 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 28 |
a. Name of issuer (if any). | WuXi AppTec Co. Ltd. |
b. LEI (if any) of issuer. (1) | 254900OEPQLZSPLN9175 |
c. Title of the issue or description of the investment. | WuXi AppTec Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE1000031K4 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 975930 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 386480.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 4470956.29000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 1.071979036366 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 29 |
a. Name of issuer (if any). | CMOC Group Ltd. |
b. LEI (if any) of issuer. (1) | 2549008KG3638J59U652 |
c. Title of the issue or description of the investment. | CMOC Group Ltd., Class H |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100000114 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 386054 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 6516000.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 3944314.90000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 0.945708839759 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 30 |
a. Name of issuer (if any). | Wuxi Biologics Cayman, Inc. |
b. LEI (if any) of issuer. (1) | 5493001TD2TH6VDTJU11 |
c. Title of the issue or description of the investment. | Wuxi Biologics Cayman, Inc. |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | KYG970081173 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 815899 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 1340850.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 8262213.69000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 1.980990037740 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CAYMAN ISLANDS
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 31 |
a. Name of issuer (if any). | Tencent Holdings Ltd. |
b. LEI (if any) of issuer. (1) | 254900N4SLUMW4XUYY11 |
c. Title of the issue or description of the investment. | Tencent Holdings Ltd. |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | KYG875721634 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 318608 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 828026.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 40464812.88000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 9.702047683823 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CAYMAN ISLANDS
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 32 |
a. Name of issuer (if any). | China Tourism Group Duty Free Corp. Ltd. |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | China Tourism Group Duty Free Corp. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100000G29 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 520666 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 295300.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 7888985.83000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 1.891503043067 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 33 |
a. Name of issuer (if any). | PRIORITY FOR LONGI CB |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | LONGi Green Energy Technology Co. Ltd. |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 1183986 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 980000.00000000 |
b. Units |
Principal amount
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 165042.04000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 0.039571312158 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Debt
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
For debt securities, also provide: |
a. Maturity date. | 2028-01-04 |
b. Coupon. |
i. Coupon category. (13) | Floating |
ii. Annualized rate. | 0.39999960 |
c. Currently in default? | ☐ Yes ☒ No |
d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
f. For convertible securities, also provide: |
i. Mandatory convertible? | ☐ Yes ☐ No |
ii. Contingent convertible? | ☐ Yes ☒ No |
iii. Description of the reference instrument. (16) |
Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
---|---|---|---|
#1 | PRIORITY FOR LONGI CB | PRIORITY FOR LONGI CB | China Yuan Renminbi |
At least one of the following other identifiers: | |||
Identifier type | Identifier value | ||
CUSIP | N/A | ||
iv. Conversion ratio per US$1000 notional. (17) |
Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
---|---|---|
#1 | 0.00000000 | China Yuan Renminbi |
v. Delta (if applicable). | XXXX |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 34 |
a. Name of issuer (if any). | Yum China Holdings, Inc. |
b. LEI (if any) of issuer. (1) | 529900DO9BYZ7VA3K502 |
c. Title of the issue or description of the investment. | Yum China Holdings, Inc. |
d. CUSIP (if any). | 98850P109 |
At least one of the following other identifiers: |
- ISIN | US98850P1093 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 649596 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 108078.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
United States Dollar
|
e. Value. (4) | 6851064.42000000 |
f. Exchange rate. | |
g. Percentage value compared to net assets of the Fund. | 1.642645769422 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☒ 1 ☐ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 35 |
a. Name of issuer (if any). | LONGi Green Energy Technology Co. Ltd. |
b. LEI (if any) of issuer. (1) | 300300NRGAITUP1EZ248 |
c. Title of the issue or description of the investment. | LONGi Green Energy Technology Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100001FR6 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 593550 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 1060892.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 6245191.46000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 1.497378611862 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 36 |
a. Name of issuer (if any). | NetEase, Inc. |
b. LEI (if any) of issuer. (1) | 5299004AF4DSJDB0PA32 |
c. Title of the issue or description of the investment. | NetEase, Inc. |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | KYG6427A1022 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 1075203 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 582379.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 10280603.60000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 2.464929385475 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CAYMAN ISLANDS
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 37 |
a. Name of issuer (if any). | Ping An Bank Co. Ltd. |
b. LEI (if any) of issuer. (1) | 549300W9MKNIVWXFM679 |
c. Title of the issue or description of the investment. | Ping An Bank Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE000000040 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 325301 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 1494600.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 2724661.92000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 0.653278688042 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 38 |
a. Name of issuer (if any). | Hong Kong Exchanges & Clearing Ltd. |
b. LEI (if any) of issuer. (1) | 213800YTVSXYQN17BW16 |
c. Title of the issue or description of the investment. | Hong Kong Exchanges & Clearing Ltd. |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | HK0388045442 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 206871 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 90257.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 4000591.69000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 0.959202046849 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
HONG KONG
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 39 |
a. Name of issuer (if any). | Jinyu Bio-Technology Co. Ltd. |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | Jinyu Bio-Technology Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE000000Y37 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 593389 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 1722700.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 2978640.75000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 0.714173933663 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 40 |
a. Name of issuer (if any). | Shenzhen Mindray Bio-Medical Electronics Co. Ltd. |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | Shenzhen Mindray Bio-Medical Electronics Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100003G67 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 1035224 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 181501.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 8238507.38000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 1.975306093255 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 41 |
a. Name of issuer (if any). | Guangzhou Tinci Materials Technology Co. Ltd. |
b. LEI (if any) of issuer. (1) | 836800Y28XV3QK34CB65 |
c. Title of the issue or description of the investment. | Guangzhou Tinci Materials Technology Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100001RG4 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 645066 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 1640180.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 10034172.59000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 2.405843843257 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 42 |
a. Name of issuer (if any). | Shanghai International Airport Co. Ltd. |
b. LEI (if any) of issuer. (1) | 3003000CIJ7O6AOQF345 |
c. Title of the issue or description of the investment. | Shanghai International Airport Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE000000V89 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 522529 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 300800.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 2441492.40000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 0.585384535318 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 43 |
a. Name of issuer (if any). | Will Semiconductor Co. Ltd. |
b. LEI (if any) of issuer. (1) | 8368000MFHXX01GPND38 |
c. Title of the issue or description of the investment. | Will Semiconductor Co. Ltd. Shanghai, Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100002XM8 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 1057781 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 240369.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 3197260.73000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 0.766591363021 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 44 |
a. Name of issuer (if any). | Ping An Insurance Group Co. of China Ltd. |
b. LEI (if any) of issuer. (1) | 529900M9MC28JLN35U89 |
c. Title of the issue or description of the investment. | Ping An Insurance Group Co. of China Ltd., Class H |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE1000003X6 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 308527 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 371927.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 2406059.85000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 0.576889048370 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 45 |
a. Name of issuer (if any). | BYD Co. Ltd. |
b. LEI (if any) of issuer. (1) | 5299005557VL7ULJ7A69 |
c. Title of the issue or description of the investment. | BYD Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100001526 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 541038 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 86000.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 3205326.79000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 0.768525322260 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 46 |
a. Name of issuer (if any). | ANTA Sports Products Ltd. |
b. LEI (if any) of issuer. (1) | 529900291XG0CTK4LF95 |
c. Title of the issue or description of the investment. | ANTA Sports Products Ltd. |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | KYG040111059 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 415989 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 1110075.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 16117206.69000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 3.864342788391 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CAYMAN ISLANDS
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 47 |
a. Name of issuer (if any). | Luxshare Precision Industry Co. Ltd. |
b. LEI (if any) of issuer. (1) | 300300QLLDUELXN16530 |
c. Title of the issue or description of the investment. | Luxshare Precision Industry Co. Ltd. |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CND1000423G2 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 1121336 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 583100.00000000 |
b. Units |
Principal amount
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 94262.03000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 0.022600739871 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Debt
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☒ 1 ☐ 2 ☐ 3 ☐ N/A |
For debt securities, also provide: |
a. Maturity date. | 2026-11-03 |
b. Coupon. |
i. Coupon category. (13) | Fixed |
ii. Annualized rate. | 0.30000080 |
c. Currently in default? | ☐ Yes ☒ No |
d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
f. For convertible securities, also provide: |
i. Mandatory convertible? | ☐ Yes ☐ No |
ii. Contingent convertible? | ☐ Yes ☒ No |
iii. Description of the reference instrument. (16) |
Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
---|---|---|---|
#1 | Luxshare Precision Industry Co. Ltd. | Luxshare Precision Industry Co. Ltd. | China Yuan Renminbi |
At least one of the following other identifiers: | |||
Identifier type | Identifier value | ||
ISIN (if CUSIP is not available) | CNE100000TP3 | ||
iv. Conversion ratio per US$1000 notional. (17) |
Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
---|---|---|
#1 | 17.39130400 | China Yuan Renminbi |
v. Delta (if applicable). | XXXX |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 48 |
a. Name of issuer (if any). | Sunwoda Electronic Co. Ltd. |
b. LEI (if any) of issuer. (1) | 836800CQGW5QDXND0Q43 |
c. Title of the issue or description of the investment. | Sunwoda Electronic Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100001260 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 1000423 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 1519600.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 4462841.78000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 1.070033460511 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 49 |
a. Name of issuer (if any). | Haier Smart Home Co. Ltd. |
b. LEI (if any) of issuer. (1) | 3003002BYTNGNJTWSH07 |
c. Title of the issue or description of the investment. | Haier Smart Home Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE000000CG9 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 470271 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 1278400.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 4217855.66000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 1.011294352408 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 50 |
a. Name of issuer (if any). | Kweichow Moutai Co. Ltd. |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | Kweichow Moutai Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE0000018R8 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 461622 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 37445.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 9895560.93000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 2.372609612350 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 51 |
a. Name of issuer (if any). | Hua Hong Semiconductor Ltd. |
b. LEI (if any) of issuer. (1) | 529900OXH3ZYLIMGB907 |
c. Title of the issue or description of the investment. | Hua Hong Semiconductor Ltd. |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | HK0000218211 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 589380 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 1745624.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 7739887.17000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 1.855754396132 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
HONG KONG
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 52 |
a. Name of issuer (if any). | Aier Eye Hospital Group Co. Ltd. |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | Aier Eye Hospital Group Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100000GR6 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 819787 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 1206443.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 5454995.97000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 1.307917354590 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 53 |
a. Name of issuer (if any). | Sino Wealth Electronic Ltd. |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | Sino Wealth Electronic Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100001FH7 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 1131428 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 1277220.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 7604274.18000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 1.823239141473 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 54 |
a. Name of issuer (if any). | Midea Group Co. Ltd. |
b. LEI (if any) of issuer. (1) | 3003003TRPHLHZD2IF61 |
c. Title of the issue or description of the investment. | Midea Group Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100001QQ5 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 561027 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 1084316.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 8488032.19000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 2.035133420570 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 55 |
a. Name of issuer (if any). | Shenzhen Inovance Technology Co. Ltd. |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | Shenzhen Inovance Technology Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100000V46 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 528562 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 988600.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 10132032.96000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 2.429307339280 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 56 |
a. Name of issuer (if any). | Wuliangye Yibin Co. Ltd. |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | Wuliangye Yibin Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE000000VQ8 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 437719 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 126100.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 3604223.27000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 0.864166754765 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 57 |
a. Name of issuer (if any). | New Horizon Health Ltd. |
b. LEI (if any) of issuer. (1) | 6556003WN0RS45SU3L67 |
c. Title of the issue or description of the investment. | New Horizon Health Ltd. |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | KYG6485S1021 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 1132917 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 694000.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 2404977.59000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 0.576629560252 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CAYMAN ISLANDS
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 58 |
a. Name of issuer (if any). | Luzhou Laojiao Co. Ltd. |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | Luzhou Laojiao Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE000000GF2 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 330136 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 166856.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 6164609.84000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 1.478057956111 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 59 |
a. Name of issuer (if any). | Institutional Fiduciary Trust Money Market Portfolio |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | Institutional Fiduciary Trust Money Market Portfolio |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 150213004 |
Description of other unique identifier. | Custodian Internal ID |
Balance. (2) |
a. Balance | 1626356.10000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
United States Dollar
|
e. Value. (4) | 1626356.10000000 |
f. Exchange rate. | |
g. Percentage value compared to net assets of the Fund. | 0.389943343612 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Short-term investment vehicle (e.g., money market fund, liquidity pool, or other cash management vehicle)
|
b. Issuer type. (7) |
Registered fund
|
a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☒ 1 ☐ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☒ Yes ☐ No |
i. If Yes, provide the value of the investment representing cash collateral. | 1626356.10000000 |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 60 |
a. Name of issuer (if any). | Contemporary Amperex Technology Co. Ltd. |
b. LEI (if any) of issuer. (1) | 300300KINDY1K0E9I032 |
c. Title of the issue or description of the investment. | Contemporary Amperex Technology Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100003662 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 1046881 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 88000.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 5211018.87000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 1.249420174213 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 61 |
a. Name of issuer (if any). | Hangzhou Tigermed Consulting Co. Ltd. |
b. LEI (if any) of issuer. (1) | 300300CP4N8WDF6DOO67 |
c. Title of the issue or description of the investment. | Hangzhou Tigermed Consulting Co. Ltd., Class H |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE1000040M1 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 1096323 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 138000.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 1300187.73000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 0.311739569679 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 62 |
a. Name of issuer (if any). | BYD Co. Ltd. |
b. LEI (if any) of issuer. (1) | 5299005557VL7ULJ7A69 |
c. Title of the issue or description of the investment. | BYD Co. Ltd., Class H |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100000296 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 259856 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 127000.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 3735827.70000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 0.895720896855 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 63 |
a. Name of issuer (if any). | SF Holding Co. Ltd. |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | SF Holding Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100000L63 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 949435 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 734700.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 5917231.08000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 1.418745176571 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 64 |
a. Name of issuer (if any). | Jiangsu Yangnong Chemical Co. Ltd. |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | Jiangsu Yangnong Chemical Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE000001B66 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 528691 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 269600.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 3813143.15000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 0.914258439208 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 65 |
a. Name of issuer (if any). | Estun Automation Co. Ltd. |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | Estun Automation Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100001X35 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 1190153 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 516700.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 2109931.84000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 0.505887902707 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 66 |
a. Name of issuer (if any). | Ping An Insurance Group Co. of China Ltd. |
b. LEI (if any) of issuer. (1) | 529900M9MC28JLN35U89 |
c. Title of the issue or description of the investment. | Ping An Insurance Group Co. of China Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE000001R84 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 454758 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 166850.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 1105779.37000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 0.265127240482 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 67 |
a. Name of issuer (if any). | Geely Automobile Holdings Ltd. |
b. LEI (if any) of issuer. (1) | 549300YS3T1KVQ2SNI84 |
c. Title of the issue or description of the investment. | Geely Automobile Holdings Ltd. |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | KYG3777B1032 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 316821 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 565135.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 728241.13000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 0.174606767354 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CAYMAN ISLANDS
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 68 |
a. Name of issuer (if any). | Institutional Fiduciary Trust - Money Market Portfolio |
b. LEI (if any) of issuer. (1) | 549300M4TP89K77LG374 |
c. Title of the issue or description of the investment. | Institutional Fiduciary Trust - Money Market Portfolio |
d. CUSIP (if any). | 457756500 |
At least one of the following other identifiers: |
- ISIN | US4577565009 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 170875 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 3226300.81100000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
United States Dollar
|
e. Value. (4) | 3226300.81000000 |
f. Exchange rate. | |
g. Percentage value compared to net assets of the Fund. | 0.773554159111 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Short-term investment vehicle (e.g., money market fund, liquidity pool, or other cash management vehicle)
|
b. Issuer type. (7) |
Registered fund
|
a. ISO country code. (8) |
UNITED STATES OF AMERICA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☒ 1 ☐ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 69 |
a. Name of issuer (if any). | Suofeiya Home Collection Co. Ltd. |
b. LEI (if any) of issuer. (1) | 3003001LPW6QB75C7439 |
c. Title of the issue or description of the investment. | Suofeiya Home Collection Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100001203 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 547012 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 1305100.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 3699129.24000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 0.886921888939 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 70 |
a. Name of issuer (if any). | East Money Information Co. Ltd. |
b. LEI (if any) of issuer. (1) | 836800ZFB0ZEK3KKW487 |
c. Title of the issue or description of the investment. | East Money Information Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100000MD4 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 475401 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 1626272.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 4745498.82000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 1.137804738445 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 71 |
a. Name of issuer (if any). | InnoCare Pharma Ltd. |
b. LEI (if any) of issuer. (1) | 3003001NYJPPWIEOJT79 |
c. Title of the issue or description of the investment. | InnoCare Pharma Ltd. |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | KYG4783B1032 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 1051802 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 1418000.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
Hong Kong Dollar
|
e. Value. (4) | 1511947.34000000 |
f. Exchange rate. | 7.84995000 |
g. Percentage value compared to net assets of the Fund. | 0.362512122114 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CAYMAN ISLANDS
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 72 |
a. Name of issuer (if any). | NARI Technology Co. Ltd. |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | NARI Technology Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE000001G38 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 522209 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 365000.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 1439696.79000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 0.345188965737 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 73 |
a. Name of issuer (if any). | Keshun Waterproof Technologies Co. Ltd. |
b. LEI (if any) of issuer. (1) | 300300M9TMHSAZ9MEQ43 |
c. Title of the issue or description of the investment. | Keshun Waterproof Technologies Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE1000035W0 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 1171002 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 1261900.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 2163256.23000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 0.518673227478 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 74 |
a. Name of issuer (if any). | Jiangsu Hengli Hydraulic Co. Ltd. |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | Jiangsu Hengli Hydraulic Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE1000019R4 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 541046 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 206300.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 1989535.26000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 0.477021011277 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 75 |
a. Name of issuer (if any). | Guangzhou Tinci Materials Technology Co. Ltd. |
b. LEI (if any) of issuer. (1) | 836800Y28XV3QK34CB65 |
c. Title of the issue or description of the investment. | Guangzhou Tinci Materials Technology Co. Ltd. |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CND10005TCG1 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 1216441 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 2907100.00000000 |
b. Units |
Principal amount
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 514297.27000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 0.123310508119 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Debt
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☒ 1 ☐ 2 ☐ 3 ☐ N/A |
For debt securities, also provide: |
a. Maturity date. | 2027-09-23 |
b. Coupon. |
i. Coupon category. (13) | Fixed |
ii. Annualized rate. | 0.30000080 |
c. Currently in default? | ☐ Yes ☒ No |
d. Are there any interest payments in arrears? (14) | ☐ Yes ☒ No |
e. Is any portion of the interest paid in kind? (15) | ☐ Yes ☒ No |
f. For convertible securities, also provide: |
i. Mandatory convertible? | ☐ Yes ☐ No |
ii. Contingent convertible? | ☐ Yes ☒ No |
iii. Description of the reference instrument. (16) |
Reference Instrument Record | Name of issuer | Title of issue | Currency in which denominated |
---|---|---|---|
#1 | Guangzhou Tinci Materials Technology Co. Ltd. | Guangzhou Tinci Materials Technology Co. Ltd. | China Yuan Renminbi |
At least one of the following other identifiers: | |||
Identifier type | Identifier value | ||
ISIN (if CUSIP is not available) | CNE100001RG4 | ||
iv. Conversion ratio per US$1000 notional. (17) |
Bond Currency Record | Conversion ratio per 1000 units | ISO Currency Code |
---|---|---|
#1 | 20.48340800 | China Yuan Renminbi |
v. Delta (if applicable). | XXXX |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
Schedule of Portfolio Investments Record: 76 |
a. Name of issuer (if any). | Centre Testing International Group Co. Ltd. |
b. LEI (if any) of issuer. (1) | N/A |
c. Title of the issue or description of the investment. | Centre Testing International Group Co. Ltd., Class A |
d. CUSIP (if any). | N/A |
At least one of the following other identifiers: |
- ISIN | CNE100000GV8 |
- Other unique identifier (if ticker and ISIN are not available). Indicate the type of identifier used | 598392 |
Description of other unique identifier. | Inhouse Asset ID |
Balance. (2) |
a. Balance | 708900.00000000 |
b. Units |
Number of shares
|
c. Description of other units. | |
d. Currency. (3) |
China Yuan Renminbi
|
e. Value. (4) | 2115997.08000000 |
f. Exchange rate. | 6.86900000 |
g. Percentage value compared to net assets of the Fund. | 0.507342135249 |
a. Payoff profile. (5) | ☒ Long ☐ Short ☐ N/A |
a. Asset type. (6) |
Equity-common
|
b. Issuer type. (7) |
Corporate
|
a. ISO country code. (8) |
CHINA
|
b. Investment ISO country code. (9) |
a. Is the investment a Restricted Security? | ☐ Yes ☒ No |
a. Liquidity classification information. (10) |
Category. |
N/A
|
a. Level within the fair value hierarchy (12) | ☐ 1 ☒ 2 ☐ 3 ☐ N/A |
N/A |
N/A |
N/A |
a. Does any amount of this investment represent reinvestment of cash collateral received for loaned securities? | ☐ Yes ☒ No |
b. Does any portion of this investment represent that is treated as a Fund asset and received for loaned securities? | ☐ Yes ☒ No |
c. Is any portion of this investment on loan by the Fund? | ☐ Yes ☒ No |
The Fund may provide any information it believes would be helpful in understanding the information reported in response to any Item of this Form. The Fund may also explain any assumptions that it made in responding to any Item of this Form. To the extent responses relate to a particular Item, provide the Item number(s), as applicable. |
Explanatory Note Record | Note Item | Explanatory Notes |
---|---|---|
#1 | B.5.a | Monthly returns presented in Item B.5(a) have been calculated without deducting any applicable sales loads or redemption fees. |
#2 | C.2.b | Used CNY (Onshore Yuan) instead of CNH (Offshore Yuan) for all base currency isocodes. |
The Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. |
Registrant: | Templeton Dragon Fund, Inc. |
By (Signature): | Ryan Wheeler |
Name: | Ryan Wheeler |
Title: | Assistant Treasurer |
Date: | 2023-05-01 |
1 Year Templeton Dragon Chart |
1 Month Templeton Dragon Chart |
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