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CAT Caterpillar Inc

366.45
1.80 (0.49%)
After Hours
Last Updated: 20:32:16
Delayed by 15 minutes
Share Name Share Symbol Market Type
Caterpillar Inc NYSE:CAT NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  1.80 0.49% 366.45 367.22 363.53 364.62 2,027,520 20:32:16

Additional Proxy Soliciting Materials (definitive) (defa14a)

29/04/2020 7:07pm

Edgar (US Regulatory)


UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 14A

 

Proxy Statement Pursuant to Section 14(a) of the Securities
Exchange Act of 1934 (Amendment No. __)

 

  Filed by the Registrant    Filed by a Party other than the Registrant

 

Check the appropriate box:
Preliminary Proxy Statement
Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
Definitive Proxy Statement
Definitive Additional Materials
Soliciting Material Under Rule 14a-12

 

Caterpillar Inc.

 

(Name of Registrant as Specified In Its Charter)

 

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

 

Payment of Filing Fee (Check the appropriate box):
No fee required.
Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
  (1) Title of each class of securities to which transaction applies:
  (2) Aggregate number of securities to which transaction applies:
  (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):
  (4) Proposed maximum aggregate value of transaction:
  (5) Total fee paid:
Fee paid previously with preliminary materials:
Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing.
  (1) Amount previously paid:
  (2) Form, Schedule or Registration Statement No.:
  (3) Filing Party:
  (4) Date Filed:
 

   
      
  Online  
  Go to www.investorvote.com/CAT or scan the
QR code — login details are located in the
shaded bar below.
 


 

Shareholder Meeting Notice

 

Important Notice Regarding the Availability of Proxy Materials for the
Caterpillar Inc. Shareholder Meeting to be Held on June 10, 2020

 

Under Securities and Exchange Commission rules, you are receiving this notice that the proxy materials for the annual shareholders’ meeting are available on the Internet. Follow the instructions below to view the materials and vote online or request a copy. The items to be voted on and location of the annual meeting are on the reverse side. Your vote is important!

 

This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. We encourage you to access and review all of the important information contained in the proxy materials before voting. The proxy statement and annual report to shareholders are available at:

 

 

www.investorvote.com/CAT

 

Easy Online Access — View your proxy materials and vote.

 

Step 1:     Go to www.investorvote.com/CAT.

Step 2:     Click on the icon on the right to view meeting materials.

Step 3:     Return to the investorvote.com window and follow the instructions on the screen to log in.

Step 4:     Make your selections as instructed on each screen for your delivery preferences.

Step 5:     Vote your shares.

 

When you go online, you can also help the environment by consenting to receive electronic delivery of future materials.

 

 

 

  Obtaining a Copy of the Proxy Materials – If you want to receive a copy of the proxy materials, you must request one. There is no charge to you for requesting a copy. Please make your request as instructed on the reverse side on or before May 29, 2020 to facilitate timely delivery.

 

  2 N O T    

 

037YMF

 

 

 

Shareholder Meeting Notice  

 

The 2020 Annual Meeting of Shareholders of Caterpillar Inc. will be held on Wednesday, June 10, 2020 at 8:00 a.m. Central Time, virtually via the internet at www.meetingcenter.io/268805716. To access the virtual meeting, you must have the information that is printed in the shaded bar located on the reverse side of this form. The password for this meeting is — CAT2020.

 

Proposals to be voted on at the meeting are listed below along with the Board of Directors’ recommendations.

 

The Board of Directors recommend a vote FOR all the nominees listed, FOR Proposals 2-3 and AGAINST Proposals 4-6:

  1. Election of Directors:
    01 - Kelly A. Ayotte
    02 - David L. Calhoun
    03 - Daniel M. Dickinson
    04 - Juan Gallardo
    05 - William A. Osborn
    06 - Debra L. Reed-Klages
    07 - Edward B. Rust, Jr.
    08 - Susan C. Schwab
    09 - D. James Umpleby III
    10 - Miles D. White
    11 - Rayford Wilkins, Jr.
  2. Ratification of our Independent Registered Public Accounting Firm
  3. Advisory Vote to Approve Executive Compensation
  4. Shareholder Proposal - Provide a Report of Lobbying Activities
  5. Shareholder Proposal - Independent Board Chairman
  6. Shareholder Proposal - Shareholder Action by Written Consent

 

PLEASE NOTE – YOU CANNOT VOTE BY RETURNING THIS NOTICE. To vote your shares you must go online or request a paper copy of the proxy materials to receive a proxy card.

 

 

 

Here’s how to order a copy of the proxy materials and select delivery preferences:

 

Current and future delivery requests can be submitted using the options below.

 

If you request an email copy, you will receive an email with a link to the current meeting materials.

 

PLEASE NOTE: You must use the number in the shaded bar on the reverse side when requesting a copy of the proxy materials.

 

  Internet – Go to www.investorvote.com/CAT.
     
  Phone – Call us free of charge at 1-866-641-4276.
     
  Email – Send an email to investorvote@computershare.com with “Proxy Materials Caterpillar Inc.” in the subject line. Include your full name and address, plus the number located in the shaded bar on the reverse side, and state that you want a paper copy of the meeting materials.
     
    To facilitate timely delivery, requests for a paper copy of proxy materials must be received by May 29, 2020.
 

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