Form 8.3 - [Allergan Plc]

TIDM0Y7T TIDM0QCV 
 
 
   FORM 8.3 
 
   IRISH TAKEOVER PANEL 
 
   DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, 
TAKEOVER RULES, 2013 
 
   DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 
1% OR MORE 
 
   1. KEY INFORMATION 
 
 
 
 
Name of person dealing (Note 1)                State Street Global Advisors & 
                                               Affiliates 
---------------------------------------------  ------------------------------- 
Company dealt in                               Allergan plc 
---------------------------------------------  ------------------------------- 
Class of relevant security to which            US$0.0001 ordinary shares 
 the dealings being disclosed relate (Note 2) 
---------------------------------------------  ------------------------------- 
Date of dealing                                06(th) April 2020 
---------------------------------------------  ------------------------------- 
 
 
 
   2. INTERESTS AND SHORT POSITIONS 
 
   (a) Interests and short positions (following dealing) in the class of 
relevant security dealt in (Note 3) 
 
 
 
 
                                               Long             Short 
-------------------------------------  --------------------  ----------- 
                                         Number      (%)     Number  (%) 
-------------------------------------  ----------  --------  ------  --- 
(1) Relevant securities                13,918,800  4.22843% 
-------------------------------------  ----------  --------  ------  --- 
(2) Derivatives (other than options)          N/A 
-------------------------------------  ----------  --------  ------  --- 
(3) Options and agreements to 
 purchase/sell                                N/A 
-------------------------------------  ----------  --------  ------  --- 
Total                                  13,918,800  4.22843% 
-------------------------------------  ----------  --------  ------  --- 
 
 
   (b) Interests and short positions in relevant securities of the company, 
other than the class dealt in (Note 3) 
 
 
 
 
Class of relevant security:                     Long         Short 
-------------------------------------------  -----------  ----------- 
                                             Number  (%)  Number  (%) 
-------------------------------------------  ------  ---  ------  --- 
(1) Relevant securities                       N/A 
-------------------------------------------  ------  ---  ------  --- 
(2) Derivatives (other than options)          N/A 
-------------------------------------------  ------  ---  ------  --- 
(3) Options and agreements to purchase/sell   N/A 
-------------------------------------------  ------  ---  ------  --- 
Total                                         N/A 
-------------------------------------------  ------  ---  ------  --- 
 
 
   3. DEALINGS (Note 4) 
 
   (a) Purchases and sales 
 
 
 
 
Purchase/sale   Number of relevant securities  Price per unit (Note 5) 
--------------  -----------------------------  ----------------------- 
   Purchase                               300                   178.34 
--------------  -----------------------------  ----------------------- 
   Purchase                               100                   178.15 
--------------  -----------------------------  ----------------------- 
   Purchase                               700                   178.15 
--------------  -----------------------------  ----------------------- 
   Purchase                             2,100                   178.15 
--------------  -----------------------------  ----------------------- 
   Purchase                            11,500                   177.90 
--------------  -----------------------------  ----------------------- 
   Purchase                                57                   178.15 
--------------  -----------------------------  ----------------------- 
   Purchase                             2,800                   178.31 
--------------  -----------------------------  ----------------------- 
   Purchase                               300                   178.43 
--------------  -----------------------------  ----------------------- 
   Purchase                               100                   178.15 
--------------  -----------------------------  ----------------------- 
   Purchase                                30                   178.15 
--------------  -----------------------------  ----------------------- 
   Purchase                               113                   178.15 
--------------  -----------------------------  ----------------------- 
   Purchase                               105                   178.15 
--------------  -----------------------------  ----------------------- 
   Purchase                                 7                   176.73 
--------------  -----------------------------  ----------------------- 
   Purchase                            62,252                   178.15 
--------------  -----------------------------  ----------------------- 
   Purchase                               161                   178.15 
--------------  -----------------------------  ----------------------- 
   Purchase                                12                   178.15 
--------------  -----------------------------  ----------------------- 
   Purchase                                45                   178.15 
--------------  -----------------------------  ----------------------- 
   Purchase                             4,000                   178.15 
--------------  -----------------------------  ----------------------- 
   Purchase                                59                   178.15 
--------------  -----------------------------  ----------------------- 
   Purchase                               127                   178.15 
--------------  -----------------------------  ----------------------- 
     Sale                                 200                   176.82 
--------------  -----------------------------  ----------------------- 
     Sale                                  28                   178.11 
--------------  -----------------------------  ----------------------- 
     Sale                                 700                   178.15 
--------------  -----------------------------  ----------------------- 
     Sale                               1,600                   178.15 
--------------  -----------------------------  ----------------------- 
     Sale                                 100                   178.15 
--------------  -----------------------------  ----------------------- 
     Sale                               1,764                   178.15 
--------------  -----------------------------  ----------------------- 
     Sale                                 306                   178.12 
--------------  -----------------------------  ----------------------- 
 
 
 
 
 
   (b) Derivatives transactions (other than options transactions) 
 
 
 
 
Product name,  Nature of transaction  Number of relevant securities  Price per unit 
 e.g. CFD       (Note 6)               (Note 7)                       (Note 5) 
-------------  ---------------------  -----------------------------  -------------- 
N/A 
-------------  ---------------------  -----------------------------  -------------- 
 
 
 
   (c) Options transactions in respect of existing relevant securities 
 
   (i) Writing, selling, purchasing or varying 
 
 
 
 
Product name,      Writing, selling,  Number of             Exercise  Type, e.g.      Expiry  Option money 
 e.g. call option   purchasing         securities to which   price     American,       date    paid/received 
                    varying etc.       the option relates              European etc.           per unit (Note 5) 
                                       (Note 7) 
-----------------  -----------------  --------------------  --------  --------------  ------  ------------------ 
N/A 
-----------------  -----------------  --------------------  --------  --------------  ------  ------------------ 
 
 
   (ii) Exercising 
 
 
 
 
Product name,      Number of securities  Exercise price per 
 e.g. call option                           unit (Note 5) 
-----------------  --------------------  ------------------ 
N/A 
-----------------  --------------------  ------------------ 
 
 
   (d) Other dealings (including transactions in respect of new securities) 
(Note 4) 
 
 
 
 
Nature of transaction  Details       Price per unit 
 (Note 8)                        (if applicable) (Note 5) 
---------------------  -------  ------------------------- 
N/A 
---------------------  -------  ------------------------- 
 
 
   4. OTHER INFORMATION 
 
   Agreements, arrangements or understandings relating to options or 
derivatives 
 
 
 
 
Full details of any agreement, arrangement or understanding 
 between the person disclosing and any other person 
 relating to the voting rights of any relevant securities 
 under any option referred to on this form or relating 
 to the voting rights or future acquisition or disposal 
 of any relevant securities to which any derivative 
 referred to on this form is referenced. If none, this 
 should be stated. 
----------------------------------------------------------- 
N/A 
----------------------------------------------------------- 
 
 
 
 
 
 
Is a Supplemental Form 8 attached? (Note 9)                     NO 
-------------------------------------------------------  ----------------- 
Date of disclosure                                       07(th) April 2020 
-------------------------------------------------------  ----------------- 
Contact name                                               Lionel Colaco 
-------------------------------------------------------  ----------------- 
Telephone number                                              020 33956098 
-------------------------------------------------------  ----------------- 
If a connected EFM, name of offeree/offeror with which   N/A 
 connected 

-------------------------------------------------------  ----------------- 
If a connected EFM, state nature of connection (Note     N/A 
 10) 
-------------------------------------------------------  ----------------- 
 
 
 
 
 
 

(END) Dow Jones Newswires

April 07, 2020 09:30 ET (13:30 GMT)

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