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Share Name Share Symbol Market Type Share ISIN Share Description
DOLPHIN CAPITAL INVESTORS LIMITED NEX:DCI.GB NEX Ordinary Share VGG2803G1028
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.0% 4.75 0.45 9.05 4.75 4.75 4.75 0.00 07:50:48
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
- - - -

Dolphin Capital Investors Limited Holding(s) in Company

22/04/2020 11:01am

UK Regulatory (RNS & others)


TIDMDCI

RNS Number : 5014K

Dolphin Capital Investors Limited

22 April 2020

TR-1: S tandard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible) i 
 
 1a. Identity of the issuer or the                                  Dolphin Capital Investors Limited 
  underlying issuer of existing shares 
  to which voting rights are attached 
  ii : 
------------------------------------------------------------ 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
--------------------------------------------------------------------------------------------------- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                            X 
--------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of financial instruments 
--------------------------------------------------------------------------------------------------- 
 An event changing the breakdown of voting rights 
--------------------------------------------------------------------------------------------------- 
 Other (please specify)iii: 
--------------------------------------------------------------------------------------------------- 
 3. Details of person subject to the notification obligation iv 
 Name                                                          Lars Ernest Bader 
 City and country of registered office 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) v 
 Name                                                          Lars Ernest Bader 
------------------------------------------------------------ 
 City and country of registered office 
  (if applicable) 
------------------------------------------------------------ 
 5. Date on which the threshold was                            16/04/20 
  crossed or reached vi : 
------------------------------------------------------------ 
 6. Date on which issuer notified (DD/MM/YYYY):                19/04/20 
------------------------------------------------------------ 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting       % of voting rights    Total of both   Total number 
                            rights attached      through financial     in % (8.A +     of voting rights 
                            to shares (total        instruments            8.B)        of issuer vii 
                                of 8. A)           (total of 8.B 
                                                    1 + 8.B 2) 
------------------------  ------------------  ---------------------  -------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached               4.35%               0                      4.35%           4.35% 
------------------------  ------------------  ---------------------  -------------- 
 Position of 
  previous notification 
  (if 
  applicable)              3.26%               0                      3.26%           3.26% 
------------------------  ------------------  ---------------------  -------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which 
  the threshold was crossed or reached viii 
 A: Voting rights attached to shares 
 Class/type of      Number of voting rights                               % of voting rights 
  shares             ix 
  ISIN code (if 
  possible) 
----------------- 
                           Direct                    Indirect                      Direct                   Indirect 
                     (Art 9 of Directive        (Art 10 of Directive         (Art 9 of Directive      (Art 10 of Directive 
                         2004/109/EC)               2004/109/EC)            2004/109/EC) (DTR5.1)         2004/109/EC) 
                           (DTR5.1)                  (DTR5.2.1)                                            (DTR5.2.1) 
------------  ---                          ---------------------------- 
                    39380600                0                             4.35%                      0 
-----------------  ----------------------  ----------------------------  ------------------------- 
 
 
 SUBTOTAL 8. A                           39380600                                               4.35% 
-----------------  ---------------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of            Expiration    Exercise/                        Number of voting                  % of voting 
 financial           date          Conversion Period                rights that may                   rights 
 instrument          x             xi                               be acquired if 
                                                                    the instrument 
                                                                    is 
                                                                    exercised/converted. 
-----------------  ------------  -------------------------------  -------------------------------- 
 
 
 
                                  SUBTOTAL 8. B 1                  0                                 0 
                                 -------------------------------  -------------------------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of       Expiration         Exercise/             Physical or            Number of             % of voting 
 financial      date x             Conversion            cash                   voting rights         rights 
 instrument                        Period xi             settlement 
                                                         xii 
------------  -----------------  --------------------  ---------------------  -------------------- 
 
 
 
                                                        SUBTOTAL 8.B.2         0                     0 
                                                       ---------------------  -------------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled                         X 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer xiii 
 Full chain of controlled undertakings through which the voting rights 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity xiv (please add additional 
  rows as necessary) 
     Name xv         % of voting rights      % of voting rights        Total of both if 
                       if it equals or        through financial         it equals or is 
                      is higher than the      instruments if it         higher than the 
                     notifiable threshold    equals or is higher      notifiable threshold 
                                             than the notifiable 
                                                  threshold 
-----------------  ----------------------  --------------------- 
 
 
 
 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
----------------------------------------- 
 The number and % of voting rights 
  held 
----------------------------------------- 
 The date until which the voting rights 
  will be held 
----------------------------------------- 
 
 11. Additional information xvi 
 
 
 
 
 Place of completion   Sliema, Malta 
 Date of completion    21/04/2020 
-------------------- 
 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

END

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