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Share Name | Share Symbol | Market | Type | Share ISIN | Share Description |
---|---|---|---|---|---|
General Electric Company | LSE:GEC | London | Ordinary Share | COM STK USD0.01 (CDI) |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 105.00 | 25,584 | 01:00:00 |
Industry Sector | Turnover | Profit | EPS - Basic | PE Ratio | Market Cap |
---|---|---|---|---|---|
Electrical Machy, Equip, Nec | 69.54B | 9.19B | 8.4404 | 19.17 | 176.11B |
TIDMGEC
RNS Number : 1045R
General Electric Company
04 March 2021
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable) Director 10% Owner (*)Timko Thomas S Trading Symbol X Officer (give title below) Other (specify below) GENERAL ELECTRIC Vice President (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY 5 NECCO STREET (Street)BOSTON MA 02210 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 03/01/2021 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. (Month/Day/Year) Owned Direct Ownership 3) Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Common 10,000 I By trust Stock Common 122,568 D Stock Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities Acquired (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) (A) or Disposed of Derivative Security Security Beneficially Direct Ownership Price of (D) (Instr. 3, 4 (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative and 5) Following Indirect Security Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Restricted Stock Common Units (1) 03/01/2021 A 54,668 (2) (2) Stock 54,668 $ 0 54,668 D Explanation of Responses: 1. 1 for 1 2. The Restricted Stock Units vest in two equal installments of 50% each on the second and third anniversary of the grant date. Remarks: Julia L. Chen on behalf of Thomas S. Timko 03/03/2021 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable) Director 10% Owner (*)Strazik Scott Trading Symbol X Officer (give title below) Other (specify below) GENERAL ELECTRIC Senior Vice President (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY 5 NECCO STREET (Street)BOSTON MA 02210 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 03/01/2021 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired (A) 5. Amount of 6. 7. Nature of of Date Execution Date, Code (Instr. 8) or Disposed Of (D) (Instr. Securities Ownership Indirect Security (Month/Day/Year) if any 3, 4 and 5) Beneficially Form: Beneficial (Instr. (Month/Day/Year) Owned Direct Ownership 3) Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Common 57,072 D Stock Common Stock 66,217 I 401(k) Common Stock 41,585 I Spouse's 401(k) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities Acquired (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) (A) or Disposed of Derivative Security Security Beneficially Direct Ownership Price of (D) (Instr. 3, 4 and (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative 5) Following Indirect Security Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Restricted Common Stock Units (1) 03/01/2021 A 58,873 (2) (2) Stock 58,873 $ 0 58,873 D Employee Stock Option (right Common to buy) $ 13.11 03/01/2021 A 203,095 (2) 03/01/2031 Stock 203,095 $ 0 203,095 D Explanation of Responses: 1. 1 for 1 2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date. Remarks: Julia L. Chen on behalf of Scott Strazik 03/03/2021 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable) Director 10% Owner (*)Stokes Russell Trading Symbol X Officer (give title below) Other (specify below) GENERAL ELECTRIC Senior Vice President (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY 5 NECCO STREET (Street)BOSTON MA 02210 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 03/01/2021 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. (Month/Day/Year) Owned Direct Ownership 3) Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I)
(Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Common 302,590 D Stock Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities Acquired (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) (A) or Disposed of Derivative Security Security Beneficially Direct Ownership Price of (D) (Instr. 3, 4 and (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative 5) Following Indirect Security Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Restricted Common Stock Units (1) 03/01/2021 A 58,873 (2) (2) Stock 58,873 $ 0 58,873 D Employee Stock Option (right Common to buy) $ 13.11 03/01/2021 A 203,095 (2) 03/01/2031 Stock 203,095 $ 0 203,095 D Explanation of Responses: 1. 1 for 1 2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date. Remarks: Julia L. Chen on behalf of Russell Stokes 03/03/2021 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable) Director 10% Owner (*)Slattery John S. Trading Symbol X Officer (give title below) Other (specify below) GENERAL ELECTRIC Senior Vice President (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY 5 NECCO STREET (Street)BOSTON MA 02210 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 03/01/2021 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of 3) Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Month/Day/Year) Owned Direct Ownership Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities Acquired (Month/Day/Year) Underlying Derivative Securities Form: Beneficial
(Instr. 3) Exercise (Month/Day/Year) (A) or Disposed of Derivative Security Security Beneficially Direct Ownership Price of (D) (Instr. 3, 4 and (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative 5) Following Indirect Security Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Restricted Common Stock Units (1) 03/01/2021 A 100,925 (2) (2) Stock 100,925 $ 0 100,925 D Employee Stock Option (right Common to buy) $ 13.11 03/01/2021 A 348,162 (2) 03/01/2031 Stock 348,162 $ 0 348,162 D Explanation of Responses: 1. 1 for 1 2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date. Remarks: Julia L. Chen on behalf of John S. Slattery 03/03/2021 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable) Director 10% Owner (*)Pecresse Jerome Trading Symbol X Officer (give title below) Other (specify below) GENERAL ELECTRIC Senior Vice President (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY 5 NECCO STREET (Street)BOSTON MA 02210 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 03/01/2021 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. (Month/Day/Year) Owned Direct Ownership 3) Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Common 97,612 D Stock Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities Acquired (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) (A) or Disposed of Derivative Security Security Beneficially Direct Ownership Price of (D) (Instr. 3, 4 and (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative 5) Following Indirect Security Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares Restricted Common Stock Units (1) 03/01/2021 A 43,734 (2) (2) Stock 43,734 $ 0 43,734 D Employee Stock Option (right Common to buy) $ 13.11 03/01/2021 A 150,870 (2) 03/01/2031 Stock 150,870 $ 0 150,870 D Explanation of Responses: 1. 1 for 1 2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date. Remarks: Julia L. Chen on behalf of Jerome Pecresse 03/03/2021 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable) Director 10% Owner (*)Murphy Kieran Pius Trading Symbol X Officer (give title below) Other (specify below) GENERAL ELECTRIC Senior Vice President (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY 5 NECCO STREET (Street)BOSTON MA 02210 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 03/01/2021 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. (Month/Day/Year) Owned Direct Ownership 3) Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Common 170,958 D Stock Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities Acquired (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) (A) or Disposed of Derivative Security Security Beneficially Direct Ownership Price of (D) (Instr. 3, 4 and (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative 5) Following Indirect Security Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Restricted Common Stock Units (1) 03/01/2021 A 84,104 (2) (2) Stock 84,104 $ 0 84,104 D Employee Stock Option (right Common to buy) $ 13.11 03/01/2021 A 290,135 (2) 03/01/2031 Stock 290,135 $ 0 290,135 D Explanation of Responses: 1. 1 for 1 2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date. Remarks: Julia L. Chen on behalf of Kieran Murphy 03/03/2021 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable) Director 10% Owner (*)Holston Michael J Trading Symbol X Officer (give title below) Other (specify below) GENERAL ELECTRIC Senior Vice President (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY 5 NECCO STREET (Street)BOSTON MA 02210 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 03/01/2021 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. (Month/Day/Year) Owned Direct Ownership 3) Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Common 135,580 D Stock Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities Acquired (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) (A) or Disposed of Derivative Security Security Beneficially Direct Ownership Price of (D) (Instr. 3, 4 and (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative 5) Following Indirect Security Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Restricted Common Stock Units (1) 03/01/2021 A 46,257 (2) (2) Stock 46,257 $ 0 46,257 D Employee Stock Option (right Common to buy) $ 13.11 03/01/2021 A 159,574 (2) 03/01/2031 Stock 159,574 $ 0 159,574 D Explanation of Responses: 1. 1 for 1 2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date. Remarks: Brandon Smith on behalf of Michael Holston 03/03/2021 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable) Director 10% Owner (*)Dybeck Happe Carolina Trading Symbol X Officer (give title below) Other (specify below) GENERAL ELECTRIC Senior Vice President (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY 5 NECCO STREET (Street)BOSTON MA 02210
(City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 03/01/2021 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of 3) Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Month/Day/Year) Owned Direct Ownership Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I) (Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities Acquired (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) (A) or Disposed of Derivative Security Security Beneficially Direct Ownership Price of (D) (Instr. 3, 4 and (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative 5) Following Indirect Security Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Restricted Common Stock Units (1) 03/01/2021 A 84,104 (2) (2) Stock 84,104 $ 0 84,104 D Employee Stock Option (right Common to buy) $ 13.11 03/01/2021 A 290,135 (2) 03/01/2031 Stock 290,135 $ 0 290,135 D Explanation of Responses: 1. 1 for 1 2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date. Remarks: Julia L. Chen on behalf of Carolina Dybeck Happe 03/03/2021 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL COMMISSION OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response: 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer Reporting Person and Ticker or (Check all applicable) Director 10% Owner (*)Cox L Kevin Trading Symbol X Officer (give title below) Other (specify below) GENERAL ELECTRIC Senior Vice President (Last) (First) (Middle) CO [ GE ] GENERAL ELECTRIC COMPANY 5 NECCO STREET (Street)BOSTON MA 02210 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 03/01/2021 4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person Date of Original Form filed by More than One Reporting Person Filed (Month/Day/Year) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. 7. Nature of of Date Execution Date, Code (Instr. (A) or Disposed Of (D) Securities Ownership Indirect Security (Month/Day/Year) if any 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial (Instr. (Month/Day/Year) Owned Direct Ownership 3) Following (D) or (Instr. 4) Reported Indirect Transaction(s) (I)
(Instr. 3 and (Instr. 4) 4) Code V Amount (A) Price or (D) Common 105,805 I by trust Stock Common 885 I by wife's Stock trust Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount 8. Price 9. Number of 10. 11. Nature Derivative Conversion Date Execution Date, Code (Instr. Derivative Expiration Date of Securities of derivative Ownership of Indirect Security or (Month/Day/Year) if any 8) Securities Acquired (Month/Day/Year) Underlying Derivative Securities Form: Beneficial (Instr. 3) Exercise (Month/Day/Year) (A) or Disposed of Derivative Security Security Beneficially Direct Ownership Price of (D) (Instr. 3, 4 and (Instr. 3 and 4) (Instr. 5) Owned (D) or (Instr. 4) Derivative 5) Following Indirect Security Reported (I) Transaction(s) (Instr. (Instr. 4) 4) Amount or Date Number of Code V (A) (D) Exercisable Expiration Date Title Shares Restricted Common Stock Units (1) 03/01/2021 A 50,463 (2) (2) Stock 50,463 $ 0 50,463 D Employee Stock Option (right Common to buy) $ 13.11 03/01/2021 A 174,081 (2) 03/01/2031 Stock 174,081 $ 0 174,081 D Explanation of Responses: 1. 1 for 1 2. The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date. Remarks: Julia L. Chen on behalf of L Kevin Cox 03/03/2021 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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