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NUM Numis Corporation Plc

343.00
0.00 (0.00%)
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type Share ISIN Share Description
Numis Corporation Plc LSE:NUM London Ordinary Share GB00B05M6465 ORD 5P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 343.00 0.00 01:00:00
Industry Sector Turnover Profit EPS - Basic PE Ratio Market Cap
0 0 N/A 0

Numis Corporation PLC TR-1: Notification of major holdings (8753W)

13/12/2019 2:14pm

UK Regulatory


Numis (LSE:NUM)
Historical Stock Chart


From Apr 2019 to Apr 2024

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TIDMNUM

RNS Number : 8753W

Numis Corporation PLC

13 December 2019

NUMIS CORPORATION PLC ("NUMIS")

13 DECEMBER 2019

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible)(i) 
 
 1a. Identity of the issuer or the                                       NUMIS COPORATION PLC 
  underlying issuer of existing shares 
  to which voting rights are attached(ii) 
  : 
                                                             -------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                     ---- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights 
                                                                                                     ---- 
 An acquisition or disposal of financial instruments 
                                                                                                     ---- 
 An event changing the breakdown of voting rights 
                                                                                                     ---- 
 Other (please specify)(iii) : (Increase in voting rights due to                                       X 
  transfer of shares from Treasury to EBT) 
                                                                                                     ---- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                                         Mr Michael Spencer 
 City and country of registered office                        n/a 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
 Name                                                         IPGL Ltd 
                                                             -------------------------------------------- 
 City and country of registered office                        London/England 
  (if applicable) 
                                                             -------------------------------------------- 
 5. Date on which the threshold was                           10/12/2019 
  crossed or reached(vi) : 
                                                             -------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):               11/12/2019 
                                                             -------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting       % of voting rights    Total of both   Total number 
                            rights attached      through financial     in % (8.A +     of voting rights 
                            to shares (total        instruments            8.B)        of issuer(vii) 
                                of 8. A)           (total of 8.B 
                                                    1 + 8.B 2) 
                          ------------------  ---------------------  --------------  -------------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached                    6.009%                                   6.009%       106,852,448 
                          ------------------  ---------------------  --------------  -------------------- 
 Position of 
  previous notification 
  (if 
  applicable)                   6.099%                                   6.099%       105,277,448 
                          ------------------  ---------------------  --------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which the 
  threshold was crossed or reached(viii) 
 A: Voting rights attached to shares 
 Class/type of      Number of voting rights(ix)                              % of voting rights 
  shares 
  ISIN code (if 
  possible) 
                            Direct                      Indirect                      Direct                  Indirect 
                      (Art 9 of Directive         (Art 10 of Directive          (Art 9 of Directive     (Art 10 of Directive 
                          2004/109/EC)                2004/109/EC)             2004/109/EC) (DTR5.1)        2004/109/EC) 
                            (DTR5.1)                   (DTR5.2.1)                                            (DTR5.2.1) 
                                             ----------------------------- 
 Ordinary shares            20,651                     6,399,667                      0.02%                    5.989% 
                   ------------------------  -----------------------------  -------------------------  --------------------- 
 
 
 SUBTOTAL 8. A                            6,420,318                                              6.009% 
                   -------------------------------------------------------  ------------------------------------------------ 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of            Expiration   Exercise/                            Number of voting                  % of voting 
  financial          date(x)      Conversion Period(xi)                rights that may                   rights 
  instrument                                                           be acquired if 
                                                                       the instrument 
                                                                       is 
                                                                       exercised/converted. 
                   -----------  -----------------------------------  --------------------------------  --------------------- 
 
 
 
                                 SUBTOTAL 8. B 1 
                                -----------------------------------  --------------------------------  --------------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of       Expiration        Exercise/               Physical or              Number of             % of voting 
  financial     date(x)           Conversion              cash                     voting rights         rights 
  instrument                      Period (xi)             settlement(xii) 
              ----------------  ----------------------  -----------------------  -------------------- 
 
 
 
                                                         SUBTOTAL 8.B.2 
                                                        -----------------------  -------------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer(xiii) 
 Full chain of controlled undertakings through which the voting rights                     X 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity(xiv) (please add additional 
  rows as necessary) 
      Name(xv)          % of voting rights      % of voting rights       Total of both if 
                          if it equals or        through financial        it equals or is 
                         is higher than the      instruments if it        higher than the 
                        notifiable threshold    equals or is higher     notifiable threshold 
                                                than the notifiable 
                                                     threshold 
                      ----------------------  ---------------------  ------------------------ 
 Mr Michael Spencer           6.009%                                          6.009% 
                      ----------------------  ---------------------  ------------------------ 
 IPGL (Holdings) 
  Ltd                         5.989%                                          5.989% 
                      ----------------------  ---------------------  ------------------------ 
 IPGL Ltd                     5.989%                                          5.989% 
                      ----------------------  ---------------------  ------------------------ 
 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder                      n/a 
                                              ----------------------------------------------- 
 The number and % of voting rights             n/a 
  held 
                                              ----------------------------------------------- 
 The date until which the voting rights        n/a 
  will be held 
                                              ----------------------------------------------- 
 
 11. Additional information(xvi) 
 As a result of Numis transferring shares from Treasury to its EBT the 
  number of voting rights has increased resulting in IPGL Limited holding 
  reducing below 6%. 
 
 
 
 Place of completion   London 
 Date of completion    11/12/2019 
                      ----------- 
 

The total number of Numis shares held in Treasury is 11,586,088 (10.84%), the number of ordinary shares in issue remains the same and the total number of voting rights in the company is 106,852,448 which is the number which may be used by the shareholders as the denominator for calculations by which they will determine if they are required to notify their interest in, or a change to their interests in, the Company under the FCA's Disclosure and Transparency Rules.

These details have been provided in accordance with Article 5(1)(b) of the Market Abuse Regulation (EU) No 596/2014.

13 December 2019

Contacts

   Alex Ham and Ross Mitchinson Co-CEOs                          020 7260 1245 
   Andrew Holloway - Chief Financial Officer                          020 7260 1266 

Brunswick:

   Nick Cosgrove                                                                      020 7404 5959 
   Simone Selzer                                                                      020 7404 5959 

Grant Thornton UK LLP (Nominated Adviser):

Philip Secrett 020 7728 2578

   Harrison J Clarke                                                                  020 7865 2411 
   Niall McDonald                                                                      020 7728 2347 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

END

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December 13, 2019 09:14 ET (14:14 GMT)

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