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| Share Name | Share Symbol | Market | Type | Share ISIN | Share Description |
|---|---|---|---|---|---|
| Berkeley Energia Limited | LSE:BKY | London | Ordinary Share | AU000000BKY0 | ORD NPV (DI) |
| Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|---|---|
| 0.00 | 0.00% | 17.50 | 17.00 | 18.00 | 17.50 | 17.50 | 17.50 | 112,636 | 08:00:03 |
| Industry Sector | Turnover | Profit | EPS - Basic | PE Ratio | Market Cap |
|---|---|---|---|---|---|
| Gold Ores | 0 | -1.37M | -0.0031 | -109.68 | 151.57M |
From Apr 2019 to Apr 2024
TIDMBKY
RNS Number : 9118V
Berkeley Energia Limited
06 December 2019
BERKELEY ENERGIA LIMITED
NEWS RELEASE | 6 December 2019 | LSE/BME/ASX: BKY
Issue of shares and Appendix 3B
Berkeley Energia Limited (Company) has today issued 130,000 fully paid ordinary shares to a consultant of the Company.
Application will be made to the London Stock Exchange for the new ordinary shares, which rank pari passu with the Company's existing issued ordinary shares, to be admitted to trading on the LSE (as depository interests) and to the Spanish Stock Exchanges. Dealings are expected to commence in due course (Admission).
The Company's issued ordinary share capital following Admission is 258,605,420 ordinary shares.
The above figure of 258,605,420 ordinary shares may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, the share capital of the Company, under the ASX Listing Rules and/or the FCA's Disclosure and Transparency Rules.
An Appendix 3B has been provided below.
For further information, please contact:
For further information please contact:
Robert Behets
Acting Managing Director
+61 8 9322 6322
info@berkeleyenergia.com
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13
Name of entity Berkeley Energia Limited ABN 40 052 468 569
We (the entity) give ASX the following information.
Part 1 -- All issues
You must complete the relevant sections (attach sheets if there is not enough space).
Hot Features
Premium
1 +Class of +securities Ordinary shares
issued or to be issued
Number of +securities
issued or to be issued
(if known) or maximum
number which may be
2 issued 130,000
3 Principal terms of Ordinary fully paid
the +securities (e.g. shares
if options, exercise
price and expiry date;
if partly paid +securities,
the amount outstanding
and due dates for
payment; if +convertible
securities, the conversion
price and dates for
conversion)
4 Do the +securities Yes
rank equally in all
respects from the
+issue date with an
existing +class of
quoted +securities?
If the additional
+securities do not
rank equally, please
state:
* the date from which they do
* the extent to which they participate for the next
dividend, (in the case of a trust, distribution) or
interest payment
* the extent to which they do not rank equally, other
than in relation to the next dividend, distribution
or interest payment
5 Issue price or consideration Nil - see below
6 Purpose of the issue Shares issued to a key consultant
(If issued as consideration of the Company
for the acquisition
of assets, clearly
identify those assets)
6a Is the entity an +eligible No
entity that has obtained
security holder approval
under rule 7.1A?
If Yes, complete sections
6b - 6h in relation
to the +securities
the subject of this
Appendix 3B, and comply
with section 6i
6b The date the security Not applicable
holder resolution
under rule 7.1A was
passed
6c Number of +securities Not applicable
issued without security
holder approval under
rule 7.1
6d Number of +securities Not applicable
issued with security
holder approval under
rule 7.1A
6e Number of +securities Not applicable
issued with security
holder approval under
rule 7.3, or another
specific security
holder approval (specify
date of meeting)
6f Number of +securities Not applicable
issued under an exception
in rule 7.2
6g If +securities issued Not applicable
under rule 7.1A, was
issue price at least
75% of 15 day VWAP
as calculated under
rule 7.1A.3? Include
the +issue date and
both values. Include
the source of the
VWAP calculation.
6h If +securities were Not applicable
issued under rule
7.1A for non-cash
consideration, state
date on which valuation
of consideration was
released to ASX Market
Announcements
6i Calculate the entity's Listing Rule 7.1 - 38,572,313
remaining issue capacity
under rule 7.1 and
rule 7.1A - complete
Annexure 1 and release
to ASX Market Announcements
7 +Issue dates 6 December 2019
Note: The issue date
may be prescribed
by ASX (refer to the
definition of issue
date in rule 19.12).
For example, the issue
date for a pro rata
entitlement issue
must comply with the
applicable timetable
in Appendix 7A.
Cross reference: item
33 of Appendix 3B.
Number +Class
Number and +class
of all +securities
quoted on ASX (including
the +securities in
8 section 2 if applicable) 258,605,420 Ordinary shares
---------------------------------
Number +Class
9 Number and +class 4,053,000 Performance Share
of all +securities Rights
not quoted on ASX subject to various
(including the +securities performance
in section 2 if applicable) conditions
100,880,000 to be satisfied prior
to relevant
milestones
or expiry dates
between
31 December 2019 and
10,088,625 31 December 2021
Convertible loan note
with a principal
amount
15,132,937 of US$65 million,
convertible
into 100,880,000
ordinary
shares at a
25,221,562 conversion
price of GBP0.50 per
share expiring 30
November
2021
Options exercisable
at GBP0.60 each,
vesting
on conversion of the
Convertible Loan Note
and expiring the
earlier
of 12 months after
vesting or on 30
November
2022
Options exercisable
at GBP0.75 each,
vesting
on conversion of the
Convertible Loan Note
and expiring the
earlier
of 18 months after
vesting or on 30 May
2023
Options exercisable
at GBP1.00 each,
vesting
on conversion of the
Convertible Loan Note
and expiring the
earlier
of 24 months after
vesting or on 30
November
2023.
-----------------------------------
10 Dividend policy (in Not applicable
the case of a trust,
distribution policy)
on the increased capital
(interests)
Part 2 -- Pro rata issue
11 Is security holder Not applicable
approval required?
12 Is the issue renounceable Not applicable
or non-renounceable?
13 Ratio in which the Not applicable
+securities will be
offered
14 +Class of +securities Not applicable
to which the offer
relates
15 +Record date to determine Not applicable
entitlements
16 Will holdings on different Not applicable
registers (or subregisters)
be aggregated for calculating
entitlements?
17 Policy for deciding Not applicable
entitlements in relation
to fractions
18 Names of countries Not applicable
in which the entity
has security holders
who will not be sent
new offer documents
Note: Security holders
must be told how their
entitlements are to
be dealt with.
Cross reference: rule
7.7.
19 Closing date for receipt Not applicable
of acceptances or renunciations
20 Names of any underwriters Not applicable
21 Amount of any underwriting Not applicable
fee or commission
22 Names of any brokers Not applicable
to the issue
23 Fee or commission payable Not applicable
to the broker to the
issue
24 Amount of any handling Not applicable
fee payable to brokers
who lodge acceptances
or renunciations on
behalf of security
holders
25 If the issue is contingent Not applicable
on security holders'
approval, the date
of the meeting
26 Date entitlement and Not applicable
acceptance form and
offer documents will
be sent to persons
entitled
27 If the entity has issued Not applicable
options, and the terms
entitle option holders
to participate on exercise,
the date on which notices
will be sent to option
holders
28 Date rights trading Not applicable
will begin (if applicable)
29 Date rights trading Not applicable
will end (if applicable)
30 How do security holders Not applicable
sell their entitlements
in full through a broker?
31 How do security holders Not applicable
sell part of their
entitlements through
a broker and accept
for the balance?
32 How do security holders Not applicable
dispose of their entitlements
(except by sale through
a broker)?
---------------
33 +Issue date Not applicable
---------------
Part 3 -- Quotation of securities
You need only complete this section if you are applying for quotation of securities
34 Type of +securities
(tick one)
(a) +Securities described in Part 1
(b) All other +securities
Example: restricted securities at the end of the
escrowed period, partly paid securities that become
fully paid, employee incentive share securities
when restriction ends, securities issued on expiry
or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing
the information or documents
35 If the +securities are +equity securities, the
names of the 20 largest holders of the additional
+securities, and the number and percentage of
additional +securities held by those holders
36 If the +securities are +equity securities, a distribution
schedule of the additional +securities setting
out the number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
Entities that have ticked box 34(b)
38 Number of +securities Not applicable
for which +quotation
is sought
39 +Class of +securities Not applicable
for which quotation
is sought
40 Do the +securities Not applicable
rank equally in all
respects from the +issue
date with an existing
+class of quoted +securities?
If the additional +securities
do not rank equally,
please state:
* the date from which they do
* the extent to which they participate for the next
dividend, (in the case of a trust, distribution) or
interest payment
* the extent to which they do not rank equally, other
than in relation to the next dividend, distribution
or interest payment
41 Reason for request Not applicable
for quotation now
Example: In the case
of restricted securities,
end of restriction
period
(if issued upon conversion
of another +security,
clearly identify that
other +security)
Number +Class
42 Number and +class of
all +securities quoted
on ASX (including the
+securities in clause
38)
---------
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute discretion. ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
-- The issue of the +securities to be quoted complies with the law and is not for an illegal purpose.
-- There is no reason why those +securities should not be granted +quotation.
-- An offer of the (+) securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty
-- Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any +securities to be quoted and that no-one has any right to return any +securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the +securities be quoted.
-- If we are a trust, we warrant that no person has the right to return the +securities to be quoted under section 1019B of the Corporations Act at the time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.
4 We give ASX the information and documents required by this form. If any information or document is not available now, we will give it to ASX before +quotation of the +securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete.
[lodged electronically without signature]
Sign here: ............................................................ Date: 6 December 2019
(Director/Company secretary)
Print name: Dylan Browne
== == == == ==
Appendix 3B - Annexure 1
Calculation of placement capacity under rule 7.1 and rule 7.1A for eligible entities
Introduced 01/08/12 Amended 04/03/13
Part 1
Rule 7.1 - Issues exceeding 15% of capital
Step 1: Calculate "A", the base figure from which the
placement capacity is calculated
Insert number of fully paid
+ordinary securities on
issue 12 months before the
+issue date or date of agreement
to issue 258,415,420
-------------------------------------------
Add the following:
* Number of fully paid +ordinary securities issued in Nil
that 12 month period under an exception in rule 7.2
* Number of fully paid +ordinary securities issued in
that 12 month period with shareholder approval
* Number of partly paid +ordinary securities that
became fully paid in that 12 month period
Note:
* Include only ordinary securities here - other classes
of equity securities cannot be added
* Include here (if applicable) the securities the
subject of the Appendix 3B to which this form is
annexed
* It may be useful to set out issues of securities on
different dates as separate line items
-------------------------------------------
Subtract the number of fully Nil
paid +ordinary securities
cancelled during that 12
month period
-------------------------------------------
"A" 258,415,420
-------------------------------------------
Step 2: Calculate 15% of "A"
"B" 0.15
[Note: this value cannot be
changed]
-------------------------------------------
Multiply "A" by 0.15 38,762,313
-------------------------------------------
Step 3: Calculate "C", the amount of placement capacity
under rule 7.1 that has already been used
Insert number of +equity
securities issued or agreed
to be issued in that 12
month period not counting 60,000 Shares (14 June 2019)
those issued: 130,000 Shares (6 December
* Under an exception in rule 7.2 2019)
* Under rule 7.1A
* With security holder approval under rule 7.1 or rule
7.4
Note:
* This applies to equity securities, unless
specifically excluded - not just ordinary securities
* Include here (if applicable) the securities the
subject of the Appendix 3B to which this form is
annexed
* It may be useful to set out issues of securities on
different dates as separate line items
-------------------------------------------
"C" 190,000
-------------------------------------------
Step 4: Subtract "C" from ["A" x "B"] to calculate remaining
placement capacity under rule 7.1
"A" x 0.15
Note: number must be same
as shown in Step 2 38,762,313
-------------------------------------------
Subtract "C"
Note: number must be same
as shown in Step 3 190,000
-------------------------------------------
Total ["A" x 0.15] - "C" 38,572,313
[Note: this is the remaining
placement capacity under rule
7.1]
-------------------------------------------
Part 2
Rule 7.1A - Additional placement capacity for eligible
entities
Step 1: Calculate "A", the base figure from which the
placement capacity is calculated
"A" Not applicable
Note: number must be same
as shown in Step 1 of Part
1
-------------------------------------------
Step 2: Calculate 10% of "A"
"D" 0.10
Note: this value cannot be
changed
-------------------------------------------
Multiply "A" by 0.10 Not applicable
-------------------------------------------
Step 3: Calculate "E", the amount of placement capacity
under rule 7.1A that has already been used
Insert number of +equity Not applicable
securities issued or agreed
to be issued in that 12
month period under rule
7.1A
Notes:
* This applies to equity securities - not just ordinary
securities
* Include here - if applicable - the securities the
subject of the Appendix 3B to which this form is
annexed
* Do not include equity securities issued under rule
7.1 (they must be dealt with in Part 1), or for which
specific security holder approval has been obtained
* It may be useful to set out issues of securities on
different dates as separate line items
-------------------------------------------
"E" Not applicable
-------------------------------------------
Step 4: Subtract "E" from ["A" x "D"] to calculate remaining
placement capacity under rule 7.1A
"A" x 0.10 Not applicable
Note: number must be same
as shown in Step 2
-----------------------------------------
Subtract "E" Not applicable
Note: number must be same
as shown in Step 3
-----------------------------------------
Total ["A" x 0.10] - "E" Not applicable
Note: this is the remaining
placement capacity under
rule 7.1A
-----------------------------------------
6 December 2019
NOTICE UNDER SECTION 708A
Berkeley Energia Limited ("the Company") has today issued 130,000 fully paid ordinary shares. The issued shares are part of a class of securities quoted on Australian Securities Exchange ("ASX").
The Company hereby notifies ASX under paragraph 708A(5)(e) of the Corporations Act 2001 (Cwth)(the "Act") that:
1. the Company issued the securities without disclosure to investors under Part 6D.2 of the Act;
2. as at the date of this notice, the Company has complied with the provisions of Chapter 2M of the Act as they apply to the Company, and section 674 of the Act; and
3. as at the date of this notice, there is no information that is "excluded information" within the meaning of sections 708A(7) and (8) of the Act.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
END
IOEDMMGZFVFGLZG
(END) Dow Jones Newswires
December 06, 2019 03:00 ET (08:00 GMT)
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