Weiss Korea Opp Holding(s) in Company

 
TIDMWKOF 
 
For filings with the FCA include the annex 
 
For filings with issuer exclude the annex 
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi 
 
1. Identity of the issuer or the underlying issuer                 Weiss Korea Opportunity Fund Ltd 
of existing shares to which voting rights are 
attached: ii 
 
2 Reason for the notification (please tick the appropriate box or boxes): 
 
An acquisition or disposal of voting rights                                                  X 
 
An acquisition or disposal of qualifying financial instruments which may result 
in the acquisition of shares already issued to which voting rights are attached 
 
An acquisition or disposal of instruments with similar economic effect to 
qualifying financial instruments 
 
An event changing the breakdown of voting rights 
 
Other (please 
specify): 
 
3. Full name of person(s) subject to the       City of London Investment Management Company Limited 
notification obligation: iii 
 
4. Full name of shareholder(s) 
 (if different from 3.):iv 
 
5. Date of the transaction and date on                                                    05-Jan-17 
which the threshold is crossed or 
reached: v 
 
6. Date on which issuer notified:                                                         09-Jan-17 
 
7. Threshold(s) that is/are crossed or                                                    Below 14% 
reached: vi, vii 
 
 
 
 
8. Notified details: 
 
A: Voting rights attached to shares viii, ix 
 
Class/type of    Situation previous        Resulting situation after the triggering transaction 
shares           to the triggering 
                 transaction 
if possible 
using            Number       Number       Number      Number of voting       % of  voting rights x 
the ISIN CODE    of           of           of shares   rights 
                 Shares       Voting 
                              Rights       Direct      Direct xi   Indirect   Direct      Indirect 
                                                                   xii 
 
GG00B933LL68     13,753,909   13,753,909   13,628,909              13,628,909             13.99% 
 
B: Qualifying Financial Instruments 
 
Resulting situation after the triggering transaction 
 
Type of financial       Expiration Exercise/               Number of voting         % of voting 
instrument              date xiii  Conversion Period xiv   rights that may be       rights 
                                                           acquired if the 
                                                           instrument is 
                                                           exercised/ converted. 
 
C: Financial Instruments with similar economic effect to Qualifying Financial 
Instruments xv, xvi 
 
Resulting situation after the triggering transaction 
 
Type of financial  Exercise   Expiration Exercise/     Number of voting rights   % of voting rights 
instrument         price      date xvii  Conversion    instrument refers to      xix, xx 
                                         period xviii 
 
                                                                                 Nominal     Delta 
 
Total (A+B+C) 
 
Number of voting rights                          Percentage of voting rights 
 
13,628,909                                       13.99% 
 
 
 
 
9. Chain of controlled undertakings through which the voting rights and/or the 
financial instruments are effectively held, if applicable: xxi 
 
 
All voting rights on all shares are controlled by City of London Investment 
Management Company Limited. 
 
Proxy Voting: 
 
10. Name of the proxy holder:                                      City of London Investment 
                                                                  Management Company Limited 
 
11. Number of voting rights proxy holder will cease 
to hold: 
 
12. Date on which proxy holder will cease to hold 
voting rights: 
 
 
13. Additional information: 
 
14. Contact name:                                           Mark Dwyer or Christopher Weaver 
 
15. Contact telephone number:                       [e-mail]  - 020 7860 8312 
                                             [e-mail] - 020 7860 8329 
 
 
 
 
END 
 

(END) Dow Jones Newswires

January 10, 2017 06:05 ET (11:05 GMT)