Tullett Prebon PLC Director/PDMR Shareholding (1334W)

TIDMTLPR

RNS Number : 1334W

Tullett Prebon PLC

22 April 2016

Annex DTR3

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

All relevant boxes should be completed in block capital letters.

 
                                                        State whether the notification relates 
                                                         to (i) a 
                                                         transaction notified in accordance 
                                                         with DTR 3.1.2 R, 
                                                         (ii) a disclosure made in accordance 
                                                         LR 9.8.6R(1) or 
                                                         (iii) a disclosure made in accordance 
                                                         with section 793 of the Companies 
 1.    Name of the issuer                         2.     Act (2006). 
----  -----------------------------------------  ----  -------------------------------------------- 
       TULLETT PREBON PLC                               DTR 3.1.2 R 
----  -----------------------------------------  ----  -------------------------------------------- 
                                                        State whether notification relates 
                                                         to a person 
                                                         connected with a person discharging 
                                                         managerial responsibilities/director 
       Name of person discharging managerial             named in 3 and identify the connected 
 3.     responsibilities/director                 4.     person 
----  -----------------------------------------  ----  -------------------------------------------- 
       CAROL SERGEANT                                   N/A 
----  -----------------------------------------  ----  -------------------------------------------- 
       Indicate whether the notification 
        is in respect of a holding of the               Description of shares (including 
        person referred to in 3 or 4 above               class), debentures or derivatives 
        or in respect of a non beneficial                or financial instruments relating 
 5.     interest 1                                6.     to shares 
----  -----------------------------------------  ----  -------------------------------------------- 
       HOLDING IN RESPECT OF 3 ABOVE                    ORDINARY SHARES OF 25 PENCE EACH 
----  -----------------------------------------  ----  -------------------------------------------- 
       Name of registered shareholders(s) 
        and, if more than one, the number 
 7.     of shares held by each of them            8.    State the nature of the transaction 
----  -----------------------------------------  ----  -------------------------------------------- 
       HARGREAVES LANSDOWNE NOMINEES LIMITED            ACQUISITION 
----  -----------------------------------------  ----  -------------------------------------------- 
 9.    Number of shares, debentures or            10.   Percentage of issued class acquired 
        financial                                        (treasury shares of that class should 
        instruments relating to shares acquired          not be taken into account when calculating 
                                                         percentage) 
----  -----------------------------------------  ----  -------------------------------------------- 
       9,038                                            0.0037% 
----  -----------------------------------------  ----  -------------------------------------------- 
 11.   Number of shares, debentures or            12.   Percentage of issued class disposed 
        financial                                        (treasury shares of that class should 
        instruments relating to shares disposed          not be taken into account when calculating 
                                                         percentage) 
----  -----------------------------------------  ----  -------------------------------------------- 
       NA                                               NA 
----  -----------------------------------------  ----  -------------------------------------------- 
 13.   Price per share or value of transaction    14.   Date and place of transaction 
----  -----------------------------------------  ----  -------------------------------------------- 
       GBP3.485                                         LONDON 22.4.16 
----  -----------------------------------------  ----  -------------------------------------------- 
       Total holding following notification 
        and total percentage holding following 
        notification (any treasury shares 
        should not be taken into account 
 15.    when calculating percentage)              16.   Date issuer informed of transaction 
----  -----------------------------------------  ----  -------------------------------------------- 
       9,038 0.0037%                                    22.4.16 
----  -----------------------------------------  ----  -------------------------------------------- 
 

If a person discharging managerial responsibilities has been granted options by the issuercomplete the following boxes

 
                                          Period during which or date 
 17.   Date of grant                18.    on which exercisable 
----  ---------------------------  ----  ------------------------------- 
 
                                          Description of shares or 
       Total amount paid (if any)          debentures involved (class 
 19.    for grant of the option     20.    and number) 
----  ---------------------------  ----  ------------------------------- 
 
       Exercise price (if fixed 
        at time of grant) or 
        indication that price is          Total number of shares or 
        to be fixed at the time            debentures over which options 
 21.    of exercise                 22.    held following notification 
----  ---------------------------  ----  ------------------------------- 
 
                                          Name of contact and telephone 
 23.   Any additional information   24.    number for queries 
----  ---------------------------  ----  ------------------------------- 
                                          TIFFANY BRILL - 0207 200 
                                           7278 
----  ---------------------------  ----  ------------------------------- 
 
 
 Name of authorised official of issuer responsible for making 
  notification 
  TIFFANY BRILL 
 
  Date of notification 22.4.16 
------------------------------------------------------------- 
 
   Notes:   This form is intended for use by an issuer to make a RIS notification required by DR 3.3. 
 
 (1)   An issuer making a notification in respect of a transaction 
        relating to the shares or debentures of the issuer 
        should complete boxes 1 to 16, 23 and 24. 
 (2)   An issuer making a notification in respect of a derivative 
        relating the shares of the issuer should complete boxes 
        1 to 4, 6, 8, 13, 14, 16, 23 and 24. 
 (3)   An issuer making a notification in respect of options 
        granted to a director/person discharging managerial 
        responsibilities should complete boxes 1 to 3 and 17 
        to 24. 
 (4)   An issuer making a notification in respect of a financial 
        instrument relating to the shares of the issuer (other 
        than a debenture) should complete boxes 1 to 4, 6, 
        8, 9, 11, 13, 14, 16, 23 and 24. 
 

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April 22, 2016 12:18 ET (16:18 GMT)