Trinity Capital PLC Holding(s) in Company (9762P)

TIDMTRC

RNS Number : 9762P

Trinity Capital PLC

23 November 2016

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------- 
 
 
 
 1. Identity of the issuer or                                   Trinity Capital plc 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
-----------------------------------------------------------  ------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
-------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                              X 
------------------------------------------------------------  ------------------------ 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
------------------------------------------------------------  ------------------------ 
 An acquisition or disposal of instruments with                           X 
  similar economic effect to qualifying financial 
  instruments 
------------------------------------------------------------  ------------------------ 
 An event changing the breakdown of voting rights 
------------------------------------------------------------  ------------------------ 
 Other (please 
  specify): 
----------------------------------------------------------    ------------------------ 
 3. Full name of person(s)                                        QVT Financial LP 
  subject to the 
  notification obligation: 
  (iii) 
-----------------------------------------------------------  ------------------------- 
 4. Full name of shareholder(s)                                     QVT Fund LP 
  (if different from 3.):(iv)                                  Quintessence Fund L.P. 
-----------------------------------------------------------  ------------------------- 
 5. Date of the transaction                                       21 November 2016 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
-----------------------------------------------------------  ------------------------- 
 6. Date on which issuer                                          23 November 2016 
  notified: 
-----------------------------------------------------------  ------------------------- 
 7. Threshold(s) that is/are 
  crossed or 
  reached: (vi, vii)                                                  25%, 24% 
-----------------------------------------------------------  ------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type     Situation previous                   Resulting situation after the 
  of             to the triggering                    triggering transaction 
  shares         transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
-------------  -----------------------------------  ------------------------------------------------------------------ 
                Number            Number             Number          Number of                % of voting 
                 of                of                 of shares       voting                   rights (x) 
                 Shares            Voting                             rights 
                                   Rights 
-------------  ----------------  -----------------  --------------  -----------------------  ------------------------- 
                                                     Direct          Direct     Indirect      Direct        Indirect 
                                                                     (xi)        (xii) 
-------------      ------------    -------------    --------------  ---------  ------------  ------------  ----------- 
 GB00B0ZL5243   51,581,760        51,581,760         49,132,851                 49,132,851                  23.35% 
               ----------------  -----------------  --------------  ---------  ------------  ------------  ----------- 
 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of            Expiration      Exercise/                          Number of voting           % of voting 
 financial           date            Conversion                         rights that                rights 
 instrument          (xiii)          Period (xiv)                       may be 
                                                                        acquired if 
                                                                        the 
                                                                        instrument 
                                                                        is 
                                                                        exercised/ 
                                                                        converted. 
-----------------  --------------  ---------------------------------  -------------------------  --------------------- 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of          Exercise        Expiration       Exercise/         Number of voting           % of voting 
 financial         price          date             Conversion         rights instrument          rights (xix, 
 instrument                       (xvii)           period             refers to                  xx) 
                                                   (xviii) 
---------------  --------------  ---------------  ----------------  -------------------------  ----------------------- 
      CFD                                                                                       Nominal       Delta 
---------------  --------------  ---------------  ----------------                             ------------  --------- 
                                                                     0                          0% 
-------------      ------------    -------------      ------------  -------------------------  ------------  --------- 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                               Percentage of voting rights 
----------------------------------------------------  ---------------------------------------------------------------- 
 49,132,851                                            23.35% 
----------------------------------------------------  ---------------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
--------------------------------------------------------------------------------- 
 
 
 Proxy Voting: 
--------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
-------------------------------------------------------------  ------------------ 
 11. Number of voting rights proxy 
  holder will cease 
  to hold: 
-------------------------------------------------------------  ------------------ 
 12. Date on which proxy holder will 
  cease to hold 
  voting rights: 
-------------------------------------------------------------  ------------------ 
 
 
  13. Additional information: 
-------------------------------------------------------------  ------------------ 
 14. Contact name:                                                 Meg Eisner 
-------------------------------------------------------------  ------------------ 
 15. Contact telephone number:                                  [phone] 
-------------------------------------------------------------  ------------------ 
 
 
 
 Note: Annex should only be submitted to the FCA not 
  the issuer 
 Annex: Notification of major interests in share 
 
 A: Identity of the persons or legal entity subject to 
  the notification obligation 
------------------------------------------------------------------- 
 Full name                                   QVT Financial LP 
  (including legal form of 
  legal entities) 
------------------------------------  ----------------------------- 
 Contact address                       1177 Avenue of the Americas, 
  (registered office for legal                  9(th) Floor 
  entities)                               New York, NY 10036, USA 
------------------------------------  ----------------------------- 
 Phone number & email                       [phone] 
                                         [e-mail] 
------------------------------------  ----------------------------- 
 Other useful information 
  (at least legal representative 
  for legal persons) 
------------------------------------  ----------------------------- 
 
 B: Identity of the notifier, if applicable 
------------------------------------------------------------------- 
 Full name 
------------------------------------  ----------------------------- 
 Contact address 
------------------------------------  ----------------------------- 
 Phone number & email 
------------------------------------  ----------------------------- 
 Other useful information 

  (e.g. functional relationship 
  with the person or legal 
  entity subject to the notification 
  obligation) 
------------------------------------  ----------------------------- 
 
 C: Additional information 
------------------------------------------------------------------- 
 
 For notes on how to complete form TR-1 please see the 
  FCA website. 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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November 23, 2016 10:08 ET (15:08 GMT)