BARCLAYS PLC Form 8.5 (EPT/NON-RI) - TESCO

 
TIDMTSCO 
 
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

 
(a)   Name of exempt principal trader:  BARCLAYS CAPITAL SECURITIES LTD 
(b)   Name of offeror/offeree           TESCO 
      in relation to whose 
      relevant securities 
      this form relates: 
(c)   Name of the party to the          Advisor to Offeror 
      offer with which exempt 
      principal trader is connected 
(d)   Date position held/dealing        17 August 2017 
      undertaken: 
(e)   In addition to the                YES: 
      company in 1(b) 
      above, is the exempt principal 
      trader making disclosures         BOOKER GROUP PLC 
      in respect 
      of any other party to the offer? 
 
 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant                                                  5p ordinary 
security: 
                                                                   Interests          Short Positions 
                                                                   Number      (%)    Number      (%) 
(1)                 Relevant securities owned 
                    and/or controlled:                             53,074,450  0.65%  47,673,156  0.58% 
(2)                 Cash-settled derivatives: 
                                                                   37,015,491  0.45%  40,471,396  0.49% 
(3)                 Stock-settled derivatives (including options) 
                    and agreements to purchase/sell:               0           0.00%  0           0.00% 
                    TOTAL:                                         90,089,941  1.10%  88,144,552  1.08% 
 
 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription right  exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

 
Class of      Purchase/sale  Total number of  Highest price  Lowest price 
relevant                                      per unit       per unit 
security                     securities       paid/received  paid/received 
5p ordinary   Purchase       1,550,926        1.8060 GBP     1.777 GBP 
5p ordinary   Sale           3,160,120        1.8060 GBP     1.777 GBP 
ADR           Purchase       4,492            6.9977 USD     6.9977 USD 
ADR           Sale           4,492            6.9977 USD     6.9977 USD 
 
 

(b) Cash-settled derivative transactions

 
Class of      Product      Nature of dealing  Number of   Price per 
relevant      description                     reference   unit 
security                                      securities 
5p ordinary   SWAP         Long               71          1.8007 GBP 
5p ordinary   CFD          Long               88          1.7828 GBP 
5p ordinary   SWAP         Long               135         1.7931 GBP 
5p ordinary   SWAP         Long               161         1.8038 GBP 
5p ordinary   SWAP         Long               449         1.7863 GBP 
5p ordinary   SWAP         Long               777         1.7978 GBP 
5p ordinary   SWAP         Long               900         1.8060 GBP 
5p ordinary   SWAP         Long               1,004       1.7938 GBP 
5p ordinary   SWAP         Long               1,406       1.7937 GBP 
5p ordinary   SWAP         Long               3,070       1.7843 GBP 
5p ordinary   CFD          Long               3,421       1.7907 GBP 
5p ordinary   SWAP         Long               6,164       1.7849 GBP 
5p ordinary   SWAP         Long               6,350       1.8040 GBP 
5p ordinary   SWAP         Long               6,379       1.7781 GBP 
5p ordinary   SWAP         Long               8,828       1.7877 GBP 
5p ordinary   CFD          Long               12,117      1.7862 GBP 
5p ordinary   SWAP         Long               12,172      1.7815 GBP 
5p ordinary   SWAP         Long               16,218      1.7829 GBP 
5p ordinary   SWAP         Long               20,871      1.7847 GBP 
5p ordinary   SWAP         Long               22,266      1.7923 GBP 
5p ordinary   SWAP         Long               34,913      1.7958 GBP 
5p ordinary   SWAP         Long               44,426      1.7885 GBP 
5p ordinary   SWAP         Long               45,788      1.7800 GBP 
5p ordinary   SWAP         Long               56,458      1.7939 GBP 
5p ordinary   SWAP         Long               194,794     1.7811 GBP 
5p ordinary   CFD          Long               244,033     1.7924 GBP 
5p ordinary   SWAP         Long               308,491     1.7903 GBP 
5p ordinary   SWAP         Long               1,379,049   1.7872 GBP 
5p ordinary   CFD          Short              58          1.7789 GBP 
5p ordinary   CFD          Short              684         1.7830 GBP 
5p ordinary   CFD          Short              1,076       1.7796 GBP 
5p ordinary   CFD          Short              1,179       1.7857 GBP 
5p ordinary   CFD          Short              1,500       1.7785 GBP 
5p ordinary   CFD          Short              4,368       1.7797 GBP 
5p ordinary   CFD          Short              8,117       1.8006 GBP 
5p ordinary   CFD          Short              21,918      1.7921 GBP 
5p ordinary   SWAP         Short              23,641      1.7956 GBP 
5p ordinary   SWAP         Short              45,858      1.7829 GBP 
5p ordinary   SWAP         Short              62,631      1.7826 GBP 
5p ordinary   SWAP         Short              159,702     1.7891 GBP 
5p ordinary   SWAP         Short              160,546     1.7876 GBP 
5p ordinary   CFD          Short              332,448     1.7885 GBP 
 
 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

 
Class of   Product          Writing,      Number         Exercise price  Type            Expiry date  Option money 
relevant   descriptione.g.  purchasing,   of securities  per unit        e.g. American,               paid/ 
security   call             selling,      to                             European etc.                received 
           option           varying etc.  which option                                                per unit 
                                          relates 
 
 

(ii) Exercise

 
Class of relevant   Product      Exercising/  Number         Exercise price 
security            description  exercised    of securities  per unit 
                    e.g. call    against 
                    option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement or  understanding, formal or 
informal, relating to relevant securities  which 
may be an inducement to deal or refrain 
from dealing entered  into by the exempt principal 
trader making the disclosure and any 
party to the offer or any person acting in 
concert with a party to  the offer: 
Irrevocable commitments and letters of intent 
should not be  included. If there 
are no such agreements, arrangements or  understandings, state "none" 
None 
 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, 
formal or  informal, between the 
exempt principal trader making the disclosure 
and any other person relating to: 
(i) the voting rights of any relevant securities under any option;  or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or  understandings, state "none" 
None 
 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open Positions) attached?   NO 
Date of disclosure:                                   18 Aug 2017 
Contact name:                                         Femi Badmos 
Telephone number:                                     020 3555 1125 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20170818005184/en/

 
This information is provided by Business Wire 
 
 

(END) Dow Jones Newswires

August 18, 2017 06:06 ET (10:06 GMT)