SQN Asset Finance Income Fund Ltd Holding(s) in Company (3342P)

TIDMSQN TIDMRAT

RNS Number : 3342P

SQN Asset Finance Income Fund Ltd

16 November 2016

 
 For filings with the FCA 
  include the annex 
 For filings with issuer exclude 
  the annex 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
----------------------------------------------------------------------------------------------- 
 
 1. Identity of the issuer or                                    SQN Asset Finance Income 
  the underlying issuer                                                 Fund Limited 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
---------------------------------------------------------  ------------------------------------ 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
----------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                        ü 
------------------------------------------------------------  --------------------------------- 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
------------------------------------------------------------  --------------------------------- 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
------------------------------------------------------------  --------------------------------- 
 An event changing the breakdown of voting rights 
------------------------------------------------------------  --------------------------------- 
 Other (please 
  specify): 
---------------------------------------------------  -------  --------------------------------- 
 3. Full name of person(s)                                       RATHBONE BROTHERS PLC 
  subject to the 
  notification obligation: 
  (iii) 
-----------------------------------------------------  ---------------------------------------- 
 4. Full name of shareholder(s)                                  RATHBONE BROTHERS PLC 
  (if different from 3.):(iv)                                Rathbone Investment Management 
                                                                          Ltd 
                                                            Rathbones Investment Management 
                                                                 International Limited 
                                                             Rathbone Unit Trust Management 
                                                                        Limited 
-----------------------------------------------------  ---------------------------------------- 
 5. Date of the transaction                                      14(th) November 2016 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
-----------------------------------------------------  ---------------------------------------- 
 6. Date on which issuer                                         16(th) November 2016 
  notified: 
-----------------------------------------------------  ---------------------------------------- 
 7. Threshold(s) that is/are                                            Over 5% 
  crossed or 
  reached: (vi, vii) 
-----------------------------------------------------  ---------------------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type     Situation previous                   Resulting situation after the 
  of             to the triggering                    triggering transaction 
  shares         transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
-------------  -----------------------------------  ------------------------------------------------------------------ 
                Number            Number             Number          Number of                % of voting 
                 of                of                 of shares       voting                   rights (x) 
                 Shares            Voting                             rights 
                                   Rights 
-------------  ----------------  -----------------  --------------  -----------------------  ------------------------- 
                                                     Direct          Direct     Indirect      Direct        Indirect 
                                                                     (xi)        (xii) 
-------------      ------------    -------------    --------------  ---------  ------------  ------------  ----------- 
 GG00BN56JF17                                         19,353,592       N/A      19,353,592*       N/A         5.41% 
                                                    --------------  ---------  ------------  ------------  ----------- 
 Ordinary 
  NPV GBP       15,027,742        15,027,742 
-------------  ----------------  -----------------    ------------    -------  ------------      --------    --------- 
 *Please note, a purchase of 4m+ shares was made in this 
  security yesterday. 
---------------------------------------------------------------------------------------------------------------------- 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of            Expiration      Exercise/                          Number of voting           % of voting 
 financial           date            Conversion                         rights that                rights 
 instrument          (xiii)          Period (xiv)                       may be 
                                                                        acquired if 
                                                                        the 
                                                                        instrument 
                                                                        is 
                                                                        exercised/ 
                                                                        converted. 
-----------------  --------------  ---------------------------------  -------------------------  --------------------- 
       N/A               N/A                      N/A                            N/A                      N/A 
-----------------  --------------  ---------------------------------  -------------------------  --------------------- 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of          Exercise        Expiration       Exercise/         Number of voting           % of voting 
 financial         price          date             Conversion         rights instrument          rights (xix, 
 instrument                       (xvii)           period             refers to                  xx) 
                                                   (xviii) 
---------------  --------------  ---------------  ----------------  -------------------------  ----------------------- 
      N/A              N/A             N/A               N/A                   N/A              Nominal       Delta 
---------------  --------------  ---------------  ----------------  -------------------------  ------------  --------- 
 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                               Percentage of voting rights 
----------------------------------------------------  ---------------------------------------------------------------- 
 19,353,592                                            5.41% 
----------------------------------------------------  ---------------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
----------------------------------------------------------------------------------------- 
 
                                                                   RATHBONE BROTHERS PLC* 
 
                                               Rathbone Investment Management Ltd 3.5456% 
 
                                    Rathbones Investment Management International Limited 
                                                                                   0.036% 
 
                                          Rathbones Unit Trust Management Limited 1.8288% 
 
                                    * Rathbone Brothers Plc is the holding company of the 
                                                                               following. 
 
 Proxy Voting: 
----------------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
-------------------------------------------------------------  -------------------------- 
 11. Number of voting rights proxy 
  holder will cease 
  to hold: 
-------------------------------------------------------------  -------------------------- 
 12. Date on which proxy holder will 
  cease to hold 
  voting rights: 
-------------------------------------------------------------  -------------------------- 
 
                                                                Total voting rights used 

  13. Additional information:                                    as a denominator: 
 
                                                                 357,707,507 
-------------------------------------------------------------  -------------------------- 
 14. Contact name:                                              Simon Walker - Compliance 
                                                                Department 
-------------------------------------------------------------  -------------------------- 
 15. Contact telephone number:                                  0151 236 6666 
-------------------------------------------------------------  -------------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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November 16, 2016 06:00 ET (11:00 GMT)