Seneca Global Income & Growth PLC Holding(s) in Company (4547W)

TIDMSIGT

RNS Number : 4547W

Seneca Global Income & Growth PLC

09 February 2017

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
--------------------------------------------------------------------------------------- 
 
 1. Identity of the issuer or                                    Seneca Global Income & 
  the underlying issuer                                                Growth Trust plc 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
-----------------------------------------------------------  -------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
--------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                              Yes 
--------------------------------------------------------------  ----------------------- 
 An acquisition or disposal of qualifying financial                        No 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
--------------------------------------------------------------  ----------------------- 
 An acquisition or disposal of instruments with                            No 
  similar economic effect to qualifying financial 
  instruments 
--------------------------------------------------------------  ----------------------- 
 An event changing the breakdown of voting rights                          No 
--------------------------------------------------------------  ----------------------- 
 Other (please                                                             No 
  specify): 
-------------------------------------------------------  -----  ----------------------- 
 3. Full name of person(s)                                            Seneca IM Limited 
  subject to the 
  notification obligation: 
  (iii) 
---------------------------------------------------------  ---------------------------- 
 4. Full name of shareholder(s)                                     See section 9 below 
  (if different from 3.):(iv) 
---------------------------------------------------------  ---------------------------- 
 5. Date of the transaction                                                  08/02/2017 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
---------------------------------------------------------  ---------------------------- 
 6. Date on which issuer                                                     09/02/2017 
  notified: 
---------------------------------------------------------  ---------------------------- 
 7. Threshold(s) that is/are                                       Was 5.31%, Now 4.81% 
  crossed or 
  reached: (vi, vii) 
---------------------------------------------------------  ---------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type     Situation previous                    Resulting situation after the 
  of             to the triggering                     triggering transaction 
  shares         transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
-------------  ------------------------------------  ----------------------------------------------------------------- 
                Number             Number             Number          Number of                 % of voting 
                 of                 of                 of shares       voting                    rights (x) 
                 Shares             Voting                             rights 
                                    Rights 
-------------  -----------------  -----------------  --------------  ------------------------  ----------------------- 
                                                      Direct          Direct     Indirect       Direct      Indirect 
                                                                      (xi)        (xii) 
-------------      -------------    -------------    --------------  ---------  -------------  ----------  ----------- 
 GB0008769993   2,119,989          2,119,989          1,919,989       n/a        1,919,989      n/a         4.81% 
-------------  -----------------  -----------------  --------------  ---------  -------------  ----------  ----------- 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of            Expiration       Exercise/                          Number of voting          % of voting 
 financial           date             Conversion                         rights that               rights 
 instrument          (xiii)           Period (xiv)                       may be 
                                                                         acquired if 
                                                                         the 
                                                                         instrument 
                                                                         is 
                                                                         exercised/ 
                                                                         converted. 
-----------------  ---------------  ---------------------------------  ------------------------  --------------------- 
 n/a                n/a              n/a                                n/a                       n/a 
-----------------  ---------------  ---------------------------------  ------------------------  --------------------- 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of          Exercise         Expiration       Exercise/         Number of                 % of voting 
 financial         price           date             Conversion         voting rights             rights (xix, 
 instrument                        (xvii)           period             instrument                xx) 
                                                    (xviii)            refers to 
---------------  ---------------  ---------------  ----------------  ------------------------  ----------------------- 
                                                                                                Nominal       Delta 
---------------  ---------------  ---------------  ----------------  ------------------------  ------------  --------- 
 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                Percentage of voting rights 
-----------------------------------------------------  --------------------------------------------------------------- 
 1,919,989                                              4.81% 
-----------------------------------------------------  --------------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
-------------------------------------------------------------------------------------- 
                                                       Bank of New York 
                                                       Nominees Ltd a/c 
 Segregated Account                                              318901        250,011 
                                                       Bank of New York 
 CF Seneca Diversified                                 Nominees Ltd a/c 
  Income Fund                                                    392513      1,669,978 
 
 Proxy Voting: 
-------------------------------------------------------------------------------------- 
 10. Name of the proxy holder:                                                     n/a 
--------------------------------------------------  ---------------------------------- 
 11. Number of voting rights proxy                                                 n/a 
  holder will cease to hold: 
--------------------------------------------------  ---------------------------------- 
 12. Date on which proxy holder will                                               n/a 
  cease to hold voting rights: 
--------------------------------------------------  ---------------------------------- 
 
 
  13. Additional information: 
-------------------------------------------------  ----------------------------------- 
 14. Contact name:                                                        Steven Cowie 
-------------------------------------------------  ----------------------------------- 
 15. Contact telephone number:                                           0131 538 1400 
-------------------------------------------------  ----------------------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

HOLUKSRRBRAURAR

(END) Dow Jones Newswires

February 09, 2017 05:44 ET (10:44 GMT)