Redx Pharma plc Holding(s) in Company (4280K)

TIDMREDX TIDMAV.

RNS Number : 4280K

Redx Pharma plc

21 September 2016

 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
------------------------------------------------------------------------ 
 
 1. Identity of the issuer or the underlying issuer 
  of existing shares to which voting rights are 
  attached: (ii) 
--------------------------------------------------------------------------------------------------------------- 
 2 Reason for the notification 
  (please tick the appropriate 
  box or boxes): 
-------------------------------------------------------------------  ------------------------------------------ 
 An acquisition or disposal                                           Redx Pharma Plc 
  of voting rights 
-------------------------------------------------------------------  ------------------------------------------ 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already 
  issued to which voting rights are attached 
--------------------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
----------------------------------------------------------------------  --------------------------------------- 
 An event changing the breakdown of voting rights 
----------------------------------------------------------------------  --------------------------------------- 
 Other (please specify): 
----------------------------------------------------------------------  --------------------------------------- 
 3. Full name of person(s) subject to the 
  notification obligation: (iii) 
----------------------------------------------------------------------  --------------------------------------- 
 4. Full name 
  of shareholder(s) 
  (if different 
  from 3.):(iv) 
---------------------------------------------------------------  -----  --------------------------------------- 
 5. Date of the transaction                                         Aviva plc & its subsidiaries 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
-----------------------------------------------------------------  -------------------------------------------- 
 6. Date on which issuer                                                 Registered Holder: 
  notified: 
                                                                         BNY Norwich Union Nominees 
                                                                         Limited 321,098* 
                                                                         Chase (GA Group) Nominees 
                                                                         Limited 4,685,774* 
                                                                         State Street Nominees Limited 
                                                                         1,216,783* 
 
                                                                         *denotes direct interest 
 
                                                                         Chase (GA Group) Nominees 
                                                                         Limited 319,659 
 
                                                                         Chase Nominees Limited 178,590 
-----------------------------------------------------------------  -------------------------------------------- 
 7. Threshold(s) that is/are                                        19 September 2016 
  crossed or 
  reached: (vi, vii) 
-----------------------------------------------------------------  -------------------------------------------- 
 
 
 
 
 
 8. Notified details: 
-------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
-------------------------------------------------------------------------------------------------------------- 
 Class/type           Situation previous              Resulting situation after the 
  of                   to the triggering               triggering transaction 
  shares               transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
-------------------  ------------------------------  --------------------------------------------------------- 
                      Number              Number      Number        Number of               % of voting 
                       of                  of          of shares     voting                  rights (x) 
                       Shares              Voting                    rights 
                                           Rights 
-------------------  ------------------  ----------  ------------  ----------------------  ------------------- 
                                                      Direct        Direct      Indirect    Direct   Indirect 
                                                                     (xi)        (xii) 
-------------------  ------------------  ----------  ------------  ----------  ----------  -------  ---------- 
 Ordinary 
  Shares 
 
 
  GB00BSNB6S51        7,754,352           7,754,352   6,721,904     6,223,655   498,249     6.65%    0.54% 
                     ------------------  ----------  ------------  ----------  ----------  -------  ---------- 
 
 
 B: Qualifying Financial Instruments 
-------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
-------------------------------------------------------------------------------------------------------------- 
 Type of financial    Expiration          Exercise/                 Number of voting        % of voting 
  instrument           date                Conversion                rights that             rights 
                       (xiii)              Period (xiv)              may be 
                                                                     acquired if 
                                                                     the 
                                                                     instrument 
                                                                     is 
                                                                     exercised/ 
                                                                     converted. 
-------------------  ------------------  ------------------------  ----------------------  ------------------- 
 
 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
----------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------- 
 Type of financial   Exercise   Expiration   Exercise/     Number of voting     % of voting 
  instrument          price      date         Conversion    rights instrument    rights (xix, 
                                 (xvii)       period        refers to            xx) 
                                              (xviii) 
------------------  ---------  -----------  ------------  -------------------  ---------------- 
                                                                                Nominal   Delta 
------------------  ---------  -----------  ------------  -------------------  --------  ------ 
 
 
 
 Total (A+B+C) 
------------------------------------------------------ 
 Number of voting rights   Percentage of voting rights 
------------------------  ---------------------------- 
 6,721,904                 7.19% 
------------------------  ---------------------------- 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
--------------------------------------------------------------- 
 The voting rights are managed and controlled by Aviva 
  Investors Global Services Limited, with the following 
  chain of controlled undertakings:- 
 
  Aviva Investors Global Services Limited: 
   *    Aviva plc (Parent Company) 
 
 
   *    Aviva Group Holdings Limited (wholly owned subsidiary 
        of Aviva plc) 
 
 
   *    Aviva Investors Holdings Limited (wholly owned 
        subsidiary of Aviva Group Holdings Limited) 
 
 
   *    Aviva Investors Global Services Limited (wholly owned 
        subsidiary of Aviva Investors Holdings Limited) 
 
 Proxy Voting: 
--------------------------------------------------------------- 
 10. Name of the proxy holder:                 See Section 4 
--------------------------------------------  ----------------- 
 11. Number of voting rights proxy 
  holder will cease 
  to hold: 
--------------------------------------------  ----------------- 
 12. Date on which proxy holder will 
  cease to hold 
  voting rights: 
--------------------------------------------  ----------------- 
 
 
 
  13. Additional information:       Figures are based on a total 
                                    number of voting rights of 
                                    93,552,638 as per the Company's 
                                    'Result of General Meeting 
                                    and Issue of Equity' Announcement 
                                    of 13 April 2016. 
-------------------------------  ------------------------------------ 
 14. Contact name:                    Neil Whittaker, Aviva plc 
-------------------------------  ------------------------------------ 
 15. Contact telephone number:        01603 684420 
-------------------------------  ------------------------------------ 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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September 21, 2016 03:51 ET (07:51 GMT)