Quantum Pharma PLC Notification of Major Interest in Shares (9196L)

TIDMQP. TIDMNAS

RNS Number : 9196L

Quantum Pharma PLC

06 October 2016

 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES 
 
 
 1. Identity of the issuer      QUANTUM PHARMA PLC 
  or the underlying issuer 
  of existing shares to which 
  voting rights are attached: 
-----------------------------  ------------------- 
 
 
 2 Reason for the notification (please tick the 
  appropriate box or boxes): 
---------------------------------------------------- 
 An acquisition or disposal of voting rights     Yes 
----------------------------------------------  ---- 
 An acquisition or disposal of qualifying 
  financial instruments which may result in 
  the acquisition of shares already issued 
  to which voting rights are attached 
----------------------------------------------  ---- 
 An acquisition or disposal of instruments 
  with similar economic effect to qualifying 
  financial instruments 
----------------------------------------------  ---- 
 An event changing the breakdown of voting 
  rights 
----------------------------------------------  ---- 
 Other (please 
  specify): 
--------------------------------------------    ---- 
 
 
 
 3. Full name of person(s) 
  subject to the notification               Harwood Capital LLP 
  obligation:                         (as investment adviser/manager) 
                                            and North Atlantic 
                                       Smaller Companies Investment 
                                                 Trust plc 
---------------------------------  ---------------------------------- 
 4. Full name of shareholder(s) 
  (if different from 3.):                1. North Atlantic Smaller 
                                           Companies Investment 
                                                 Trust PLC 
 
                                           2. Oryx International 
                                            Growth Fund Limited 
---------------------------------  ---------------------------------- 
 5. Date of the transaction                  5 OCTOBER 2016 
  and date on which the threshold 
  is crossed or reached: 
---------------------------------  ---------------------------------- 
 6. Date on which issuer                     6 OCTOBER 2016 
  notified: 
---------------------------------  ---------------------------------- 
 7. Threshold(s) that is/are 
  crossed or 
  reached:                                       ABOVE 11% 
---------------------------------  ---------------------------------- 
 
 
 8. Notified details: 
-------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
-------------------------------------------------------------------------------------------------------- 
 Class/type      Situation                   Resulting situation after 
  of              previous                    the triggering transaction 
  shares          to the triggering 
                  transaction 
  if possible 
  using 
  the ISIN 
  CODE 
--------------  --------------------------  ------------------------------------------------------------ 
                 Number        Number        Number         Number of                 % of voting 
                  of            of            of             voting                    rights 
                  Shares        Voting        shares         rights 
                                Rights 
--------------  ------------  ------------  -------------  ------------------------  ------------------- 
                                             Direct         Direct         Indirect   Direct    Indirect 
--------------  ------------  ------------  -------------  -------------  ---------  --------  --------- 
 
 
   Holder 
   1: 
                  0              0             3,850,000      3,850,000                 3.08% 
   Holder 
   2:              8,850,000     8,850,000     10,000,000     10,000,000                8.00% 
--------------  ------------  ------------  -------------  -------------  ---------  --------  --------- 
 
 
 B: Qualifying Financial Instruments 
-------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
-------------------------------------------------------------------------- 
 Type of financial   Expiration   Exercise/     Number of      % of voting 
  instrument          date         Conversion    voting         rights 
                                   Period        rights that 
                                                 may be 
                                                 acquired 
                                                 if the 
                                                 instrument 
                                                 is 
                                                 exercised/ 
                                                 converted. 
------------------  -----------  ------------  -------------  ------------ 
 
 
 
 C: Financial Instruments with similar economic 
  effect to Qualifying Financial Instruments 
---------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------- 
 Type of       Exercise   Expiration   Exercise/     Number of     % of voting 
  financial     price      date         Conversion    voting        rights 
  instrument                            period        rights 
                                                      instrument 
                                                      refers 
                                                      to 
------------  ---------  -----------  ------------  ------------  ---------------- 
                                                                   Nominal   Delta 
------------  ---------  -----------  ------------  ------------  --------  ------ 
 
 
 
 Total (A+B+C) 
----------------------------------------------- 
 Number of voting rights   Percentage of voting 
                            rights 
------------------------  --------------------- 
 13,850,000                  11.08% 
------------------------  --------------------- 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
------------------------------------------------------------ 
 
 
 
 Proxy Voting: 
-------------------------------- 
 10. Name of the proxy holder: 
------------------------------ 
 11. Number of voting rights 
  proxy holder will cease 
  to hold: 
------------------------------ 
 12. Date on which proxy 
  holder will cease to hold 
  voting rights: 
------------------------------ 
 
 
 13. Additional information: 
-------------------------------  -------------- 
 14. Contact name:                Jane Muir 
-------------------------------  -------------- 
 15. Contact telephone number:    020 8819 6486 
-------------------------------  -------------- 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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October 06, 2016 09:50 ET (13:50 GMT)