Cape plc TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (2109H)

TIDMCIU TIDMPRU

RNS Number : 2109H

Cape plc

27 November 2015

 
 
 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES 
------------------------------------------------------------------------------------------------------------------------ 
 
 1. Identity of the issuer or the underlying                                                    Cape PLC 
  issuer 
  of existing shares to which voting rights 
  are 
  attached: 
------------------------------------------------------------------------------  ---------------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
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 An acquisition or disposal of voting rights                                                          x 
----------------------------------------------------------------------------------  ------------------------------------ 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
----------------------------------------------------------------------------------  ------------------------------------ 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
----------------------------------------------------------------------------------  ------------------------------------ 
 An event changing the breakdown of voting rights 
----------------------------------------------------------------------------------  ------------------------------------ 
 Other (please 
  specify): 
------------------------------------------------------------------------  --------  ------------------------------------ 
 3. Full name of person(s) subject                                                Prudential plc group of companies 
  to the 
  notification obligation: 
--------------------------------------------------------------------------  -------------------------------------------- 
 4. Full name of shareholder(s) 
  (if different from 3.):                                                                   Prudential plc 
                                                                                           M&G Group Limited 
                                                                                              M&G Limited 
                                                                                   M&G Investment Management Limited 
                                                                                        M&G Securities Limited 
--------------------------------------------------------------------------  -------------------------------------------- 
 5. Date of the transaction and date                                                      24 November 2015 
  on 
  which the threshold is crossed 
  or 
  reached: 
--------------------------------------------------------------------------  -------------------------------------------- 
 6. Date on which issuer notified:                                                        25 November 2015 
--------------------------------------------------------------------------  -------------------------------------------- 
 7. Threshold(s) that is/are crossed                                                         See item 13 
  or 
  reached: 
--------------------------------------------------------------------------  -------------------------------------------- 
 
 
 
 8. Notified details: 
------------------------------------------------------------------------------------------------------------------------ 
 A: Voting rights attached to shares 
------------------------------------------------------------------------------------------------------------------------ 
 Class/type      Situation previous                Resulting situation after the triggering 
 of               to the triggering                 transaction 
 shares           transaction 
 
 if possible 
 using 
 the ISIN CODE 
--------------  --------------------------------  ---------------------------------------------------------------------- 
                 Number           Number           Number         Number of voting            % of voting rights 
                  of               of               of shares      rights 
                  Shares           Voting 
                                   Rights 
--------------  ---------------  ---------------  -------------  --------------------------  --------------------------- 
                                                   Direct         Direct         Indirect     Direct        Indirect 
--------------      -----------    -----------    -------------  -------------  -----------  ------------  ------------- 
 
  ORD GBP0.25 
  JE00B5SJJD95     17,387,834       17,387,834      17,287,834     17,287,834        0          14.27%           0 
--------------  ---------------  ---------------  -------------  -------------  -----------  ------------  ------------- 
 
 B: Qualifying Financial Instruments 
------------------------------------------------------------------------------------------------------------------------ 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------------ 
 Type of financial   Expiration     Exercise/                       Number of voting              % of voting 
  instrument          date           Conversion Period               rights that may               rights 
                                                                     be 
                                                                     acquired if the 
                                                                     instrument is 
                                                                     exercised/ converted. 
------------------  -------------  ------------------------------  ----------------------------  ----------------------- 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments 
------------------------------------------------------------------------------------------------------------------------ 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------------ 
 Type of           Exercise       Expiration     Exercise/        Number of voting              % of voting rights 
 financial          price         date           Conversion        rights instrument 
 instrument                                      period            refers to 
----------------  -------------  -------------  ---------------  ----------------------------  ------------------------- 
                                                                                                Nominal       Delta 
----------------  -------------  -------------  ---------------  ----------------------------  ------------  ----------- 
 
 
 Total (A+B+C) 
------------------------------------------------------------------------------------------------------------------------ 
 Number of voting rights                             Percentage of voting rights 
--------------------------------------------------  -------------------------------------------------------------------- 
 17,287,834                                          14.27% 
--------------------------------------------------  -------------------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: 
------------------------------------------------------------------------------------------------------------------- 
 
   Prudential plc (parent Company) - 17,287,834 (14.27%) 
   M&G Group Limited (wholly owned subsidiary of Prudential plc) - 17,287,834 
   (14.27%) 
   M&G Limited (wholly owned subsidiary of M&G Group Limited) - 17,287,834 
   (14.27%) 
   M&G Investment Management Limited (wholly owned subsidiary of M&G Limited) 
   - 17,287,834 (14.27%) 
   M&G Securities Limited (wholly owned subsidiary of M&G Limited) - 16,904,829 
   (13.95%) 
 
 Proxy Voting: 
------------------------------------------------------------------------------------------------------------------- 
 10. Name of the proxy holder:                                                                N/A 
--------------------------------------------------------------------------  --------------------------------------- 
 11. Number of voting rights proxy holder will                                                N/A 
  cease 
  to hold: 
--------------------------------------------------------------------------  --------------------------------------- 
 12. Date on which proxy holder will cease to                                                 N/A 
  hold 
  voting rights: 
--------------------------------------------------------------------------  --------------------------------------- 
 
 
  13. Additional information:                                                 M&G Securities Limited (wholly owned 
                                                                              subsidiary of M&G Limited has moved 
                                                                              from 14% to a 13% notifiable interest 
                                                                              triggering this notification. 
--------------------------------------------------------------------------  --------------------------------------- 
 14. Contact name:                                                           Ravi Patel / Owen Smith / James Todd 
                                                                              M&G Investment Management Limited 
--------------------------------------------------------------------------  --------------------------------------- 

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November 27, 2015 05:55 ET (10:55 GMT)