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| Share Name | Share Symbol | Market | Type | Share ISIN | Share Description |
|---|---|---|---|---|---|
| Provident Financial Plc | LSE:PFG | London | Ordinary Share | GB00B1Z4ST84 | ORD 20 8/11P |
| Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|---|---|
| 0.00 | 0.00% | 225.00 | 223.60 | 224.80 | 0.00 | 01:00:00 |
| Industry Sector | Turnover | Profit | EPS - Basic | PE Ratio | Market Cap |
|---|---|---|---|---|---|
| 0 | 0 | N/A | 0 |
TIDMPFG
RNS Number : 7456U
Provident Financial PLC
26 October 2017
TR-1: Standard form for notification of major holdings
Hot Features
Premium
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if possible)(i)
----------------------------------------------------------------------------------------------------
1a. Identity of the issuer Provident Financial Group
or the underlying issuer (PFG LN)
of existing shares to which
voting rights are attached(ii)
:
------------------------------------------------- -------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
----------------------------------------------------------------------------------------------------
Non-UK issuer
------------------------------------------------------------------------------------- -------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------------------------- -------------
An acquisition or disposal of financial instruments X
------------------------------------------------------------------------------------- -------------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------------- -------------
Other (please specify)(iii) :
------------------------------------------------------------------------------------- -------------
3. Details of person subject to the notification obligation(iv)
Name The WindAcre Partnership
LLC
City and country of registered Delaware, United States
office (if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
----------------------------------------------------------------------------------------------------
Name UBS Securities LLC (as nominee
company)
------------------------------------------------- -------------------------------------------------
City and country of registered N/A
office (if applicable)
------------------------------------------------- -------------------------------------------------
5. Date on which the threshold 19 September 2017 - 4% threshold.
was crossed or reached(vi) (This is a late disclosure.
: There was also a prior crossing
of the 3% threshold on 8
September 2017 that in error
was not disclosed. Please
see details in section 11.
Additional Information)
------------------------------------------------- -------------------------------------------------
6. Date on which issuer notified 25/10/2017
(DD/MM/YYYY):
------------------------------------------------- -------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
----------------------------------------------------------------------------------------------------
% of voting % of voting Total of Total number
rights attached rights through both in % of voting
to shares financial (8.A + 8.B) rights of
(total of instruments issuer(vii)
8. A) (total of
8.B 1 + 8.B
2)
------------------------ ----------------------- ---------------- ---------------- -------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached
(4% threshold,
19 Sept 2017) 0.26% 3.81% 4.07% 6,040,300
------------------------ ----------------------- ---------------- ---------------- -------------
Position N/A N/A N/A
of previous
notification
(if
applicable)
------------------------ ----------------------- ---------------- ---------------- -------------
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached(viii)
--------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
--------------------------------------------------------------------------------------------------------------
Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code
(if possible)
----------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10 of
Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
---------------------- ---------------------- -------------- ------------------------------ --------------
Ordinary
shares
ISIN GB00B1Z4ST84 387,000 0.26%
---------------------- ---------------------- -------------- ------------------------------ --------------
SUBTOTAL
8. A 387,000 0.26%
---------------------- -------------------------------------- ----------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
--------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion rights that rights
Period(xi) may be acquired
if the instrument
is
exercised/converted.
---------------------- ---------------------- -------------- ------------------------------ --------------
SUBTOTAL 8.
B 1
-------------- ------------------------------ --------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
--------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Physical Number % of voting
instrument date(x) Conversion or cash of voting rights
Period settlement(xii) rights
(xi)
---------------------- ---------------------- -------------- ----------------- ----------- --------------
Total Return
Swap Various N/A Cash 5,563,300 3.81%
---------------------- ---------------------- -------------- ----------------- ----------- --------------
SUBTOTAL
8.B.2 5,653,000 3.81%
----------------- ----------- --------------
9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is X
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or
legal entity(xiv) (please add additional rows as
necessary)
------------------------------------------------------------------- ---------------------
Name(xv) % of voting % of voting Total of both
rights if it rights through if it equals
equals or is financial instruments or is higher
higher than if it equals than the notifiable
the notifiable or is higher threshold
threshold than the notifiable
threshold
--------------- ------------------- --------------------------- -----------------------
10. In case of proxy voting, please identify:
------------------------------------------------------------------------------------------
Name of the proxy holder
------------------------------------ ----------------------------------------------------
The number and % of voting
rights held
------------------------------------ ----------------------------------------------------
The date until which the
voting rights will be held
------------------------------------ ----------------------------------------------------
11. Additional information(xvi)
------------------------------------------------------------------------------------------
The form is being filed as a late notification of the
crossing of the 4% threshold on 19 September 2017. The
information in the body of this form relates to the
crossing of the 4% threshold only.
There was a prior crossing of the 3% threshold on 8(th)
September 2017 that in error was not notified. The details
of the prior crossing of the 3% threshold are as follows:
On 8(th) September 2017, as a result of purchasing additional
economic interests via a total return swap, the 3% threshold
was crossed. The resulting position at 8(th) September
2017 was a total economic interest equivalent to ownership
of 3.08% or 4,573,128 voting rights, all of which was
in total return swaps. A timely notification was not
made in error due to a misunderstanding regarding the
filing requirements around purely synthetic positions,
which we mistakenly believed were not in the scope of
the regulations.
The late notification of the crossing of the 4% threshold
also arises as a result of the same mistaken belief.
The shareholder identified in Section 4 of this form
is the shareholder of record for the shares physically
owned and identified in Section 8A.
------------------------------------------------------------------------------------------
Place of completion Houston, TX
-------------------- ------------
Date of completion 25/10/17
-------------------- ------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLEADEKADSXFFF
(END) Dow Jones Newswires
October 26, 2017 09:38 ET (13:38 GMT)
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