Grafenia plc Holding(s) in Company (4101F)

TIDMGRA

RNS Number : 4101F

Grafenia plc

11 November 2015

 
 
 1. Identity of the issuer or                                     Grafenia plc 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
-----------------------------------------------------  ----------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
------------------------------------------------------------------------------ 
 An acquisition or disposal of voting rights                   Disposal 
------------------------------------------------------  ---------------------- 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
------------------------------------------------------  ---------------------- 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
------------------------------------------------------  ---------------------- 
 An event changing the breakdown of voting rights 
------------------------------------------------------  ---------------------- 
 Other (please 
  specify): 
----------------------------------------------------    ---------------------- 
 3. Full name of person(s)                                    Anthony Rafferty 
  subject to the                                               Andrea Rafferty 
  notification obligation: 
  (iii) 
-----------------------------------------------------  ----------------------- 
 4. Full name of shareholder(s)                               Anthony Rafferty 
  (if different from 3.):(iv) 
-----------------------------------------------------  ----------------------- 
 5. Date of the transaction                                November 9(th) 2015 
  and date on                                             November 10(th) 2015 
  which the threshold is 
  crossed or 
  reached: (v) 
-----------------------------------------------------  ----------------------- 
 6. Date on which issuer                                  November 11(th) 2015 
  notified: 
-----------------------------------------------------  ----------------------- 
 7. Threshold(s) that is/are 
  crossed or 
  reached: (vi, vii)                                        18%, 17%, 16%, 15% 
-----------------------------------------------------  ----------------------- 
 
 
 
 8. Notified details: 
----------------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
----------------------------------------------------------------------------------------------------------------------------- 
 Class/type     Situation previous                            Resulting situation after the 
  of             to the triggering                             triggering transaction 
  shares         transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
-------------  --------------------------------------------  ---------------------------------------------------------------- 
                Number                      Number            Number        Number of                % of voting 
                 of                          of               of shares      voting                   rights (x) 
                 Shares                      Voting                          rights 
                                             Rights 
-------------  --------------------------  ----------------  ------------  -----------------------  ------------------------- 
                                                              Direct        Direct        Indirect   Direct        Indirect 
                                                                             (xi)          (xii) 
-------------      ---------  -----------      ------------  ------------  ------------  ---------  ------------  ----------- 
 
 Ordinary 
 Shares 1p 
 each 
 GB0009638130   8,662,222                   8,662,222         6,655,984     6,655,984                14.45% 
-------------  --------------------------  ----------------  ------------  ------------  ---------  ------------  ----------- 
 
 B: Qualifying Financial Instruments 
----------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------------------------- 
 Type of            Expiration                Exercise/                       Number of voting           % of voting 
 financial           date                      Conversion                      rights that                rights 
 instrument          (xiii)                    Period (xiv)                    may be 
                                                                               acquired if 
                                                                               the 
                                                                               instrument 
                                                                               is 
                                                                               exercised/ 
                                                                               converted. 
-----------------  ------------------------  ------------------------------  -------------------------  --------------------- 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
----------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------------------------- 
 Type of          Exercise     Expiration       Exercise/       Number of voting                       % of voting 
 financial        price         date             Conversion      rights instrument                      rights (xix, 
 instrument                     (xvii)           period          refers to                              xx) 
                                                 (xviii) 
---------------  -----------  ---------------  --------------  -------------------------------------  ----------------------- 
                                                                                                       Nominal       Delta 
---------------  -----------  ---------------  --------------  -------------------------------------  ------------  --------- 
 
 
 Total (A+B+C) 
----------------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                        Percentage of voting rights 
-------------------------------------------------------------  -------------------------------------------------------------- 
 6,655,984                                                      14.45% 
-------------------------------------------------------------  -------------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
----------------------------------------------------------------------------- 
 
 
 Proxy Voting: 
----------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
-------------------------------------------------------------  -------------- 
 11. Number of voting rights proxy 
  holder will cease 
  to hold: 
-------------------------------------------------------------  -------------- 
 12. Date on which proxy holder will 
  cease to hold 
  voting rights: 
-------------------------------------------------------------  -------------- 
 
 
  13. Additional information: 
-------------------------------------------------------------  -------------- 
 14. Contact name:                                              Tony Rafferty 
-------------------------------------------------------------  -------------- 
 15. Contact telephone number:                                   07966 517336 
-------------------------------------------------------------  -------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

HOLFFDFIFFISEIF

(END) Dow Jones Newswires

November 11, 2015 10:59 ET (15:59 GMT)