ADVFN Logo

We could not find any results for:
Make sure your spelling is correct or try broadening your search.

Trending Now

Toplists

It looks like you aren't logged in.
Click the button below to log in and view your recent history.

Hot Features

Registration Strip Icon for alerts Register for real-time alerts, custom portfolio, and market movers

PLE Plethora

3.375
0.00 (0.00%)
28 Mar 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type Share ISIN Share Description
Plethora LSE:PLE London Ordinary Share GB00B06GL868 ORD 1P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 3.375 0.00 00:00:00
Industry Sector Turnover Profit EPS - Basic PE Ratio Market Cap
0 0 N/A 0

Baker Bros. Advisors Form 8.3 - Plethora - Position Dealing Disclosure

07/03/2016 3:00pm

UK Regulatory


 
TIDMTTM TIDMPLE 
 
Form 8.3 - Plethora - Position Dealing Disclosure 
                                                                    FORM 8.3 
 
          PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
   A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE 
                 Rule 8.3 of the Takeover Code (the "Code") 
 
1. KEY INFORMATION 
 
=--------------------------------------------------------------------------- 
(a) Full name of discloser:             Baker Bros. Advisors LP 
=--------------------------------------------------------------------------- 
(b) Owner or controller of interests and 
short positions disclosed, if different 
from 1(a): 
The naming of nominee or vehicle 
companies is insufficient. For a trust, 
the trustee(s), settlor and 
beneficiaries must be named. 
=--------------------------------------------------------------------------- 
(c) Name of offeror/offeree in relation PLETHORA SOLUTIONS HOLDINGS PLC 
to whose relevant securities this form 
relates: 
Use a separate form for each 
offeror/offeree 
=--------------------------------------------------------------------------- 
(d) If an exempt fund manager connected 
with an offeror/offeree, state this and 
specify identity of offeror/offeree: 
=--------------------------------------------------------------------------- 
(e) Date position held/dealing          March 4, 2016 
undertaken: 
For an opening position disclosure, 
state the latest practicable date prior 
to the disclosure 
=--------------------------------------------------------------------------- 
(f) In addition to the company in 1(c)  NO 
above, is the discloser making 
disclosures in respect of any other 
party to the offer? 
If it is a cash offer or possible cash 
offer, state "N/A" 
=--------------------------------------------------------------------------- 
 
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE 
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the 
offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant 
security. 
 
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure 
relates following the dealing (if any) 
 
=--------------------------------------------------------------------------- 
Class of relevant security:                        1p Ordinary 
=--------------------------------------------------------------------------- 
                                            Interests        Short positions 
                                    ---------------------------------------- 
                                       Number         %      Number     % 
=--------------------------------------------------------------------------- 
(1) Relevant securities owned and/or 
 controlled:                         36,181,385     4.39 
=--------------------------------------------------------------------------- 
(2) Cash-settled derivatives: 
=--------------------------------------------------------------------------- 
(3) Stock-settled derivatives 
 (including options) and agreements 
 to purchase/DEALING: 
=--------------------------------------------------------------------------- 
  TOTAL:                             36,181,385     4.39 
=--------------------------------------------------------------------------- 
 
 
=--------------------------------------------------------------------------- 
Class of relevant security:                   Fund raising warrants 
=--------------------------------------------------------------------------- 
                                            Interests        Short positions 
                                    ---------------------------------------- 
                                       Number         %      Number     % 
=--------------------------------------------------------------------------- 
(1) Relevant securities owned and/or 
 controlled:                         28,619,528     28.29 
=--------------------------------------------------------------------------- 
(2) Cash-settled derivatives: 
=--------------------------------------------------------------------------- 
(3) Stock-settled derivatives 
 (including options) and agreements 
 to purchase/DEALING: 
=--------------------------------------------------------------------------- 
  TOTAL:                             28,619,528     28.29 
=--------------------------------------------------------------------------- 
 
All interests and all short positions should be disclosed. 
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or 
sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). 
 
(b) Rights to subscribe for new securities (including directors' and other employee options) 
 
=--------------------------------------------------------------------------- 
Class of relevant security in relation 
to which subscription right exists: 
=--------------------------------------------------------------------------- 
Details, including nature of the 
rights concerned and relevant 
percentages: 
=--------------------------------------------------------------------------- 
 
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE 
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 
1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt 
in. 
 
The currency of all prices and other monetary amounts should be stated. 
 
(a) Purchases and sales 
 
=--------------------------------------------------------------------------- 
 Class of relevant                         Number of 
      security        Purchase/DEALING        securities       Price per unit 
=--------------------------------------------------------------------------- 
    Ordinary 1p            Sale            5,000,000            3.00p 
=--------------------------------------------------------------------------- 
 
(b) Cash-settled derivative transactions 
 
=--------------------------------------------------------------------------- 
                                  Nature of 
                                   dealing 
                                    e.g. 
    Class of       Product     opening/closing   Number of 
    relevant     description    a long/short     reference    Price per unit 
    security       e.g. CFD       position,      securities 
                              increasing/reduc 
                              ing a long/short 
                                  position 
=--------------------------------------------------------------------------- 
 
=--------------------------------------------------------------------------- 
 
(c) Stock-settled derivative transactions (including options) 
 
(i) Writing, selling, purchasing or varying 
 
=--------------------------------------------------------------------------- 
                      Writing,  Number of             Type           Option 
 Class of  Product  purchasing, securities Exercise    e.g.           money 
 Relevant description  selling, to which  price per American, Expiry  paid/ 
 security e.g. call   varying    option     unit    European  date  received 
            option      etc.     relates              etc.          per unit 
=--------------------------------------------------------------------------- 
 
=--------------------------------------------------------------------------- 
 
(ii) Exercise 
 
=--------------------------------------------------------------------------- 
                   Product 
    Class of     description     Exercising/     Number of    Exercise price 
    relevant      e.g. call       exercised      securities      per unit 
    security        option         against 
=--------------------------------------------------------------------------- 
 
=--------------------------------------------------------------------------- 
 
(d) Other dealings (including subscribing for new securities) 
 
=--------------------------------------------------------------------------- 
                    Nature of dealing 
 Class of relevant  e.g. subscription,      Details       Price per unit (if 
      security          conversion                           applicable) 
=--------------------------------------------------------------------------- 
 
=--------------------------------------------------------------------------- 
 
4. OTHER INFORMATION 
 
(a) Indemnity and other dealing arrangements 
 
=--------------------------------------------------------------------------- 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may 
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer: 
Irrevocable commitments and letters of intent should not be included. If 
there are no such agreements, arrangements or understandings, state "none" 
=--------------------------------------------------------------------------- 
 
None 
=--------------------------------------------------------------------------- 
 
(b) Agreements, arrangements or understandings relating to options or derivatives 
 
=--------------------------------------------------------------------------- 
 
=--------------------------------------------------------------------------- 
NONE 
 
=--------------------------------------------------------------------------- 
 
(c) Attachments 
 
=--------------------------------------------------------------------------- 
Is a Supplemental Form 8 (Open Positions) attached?             No 
=--------------------------------------------------------------------------- 
=--------------------------------------------------------------------------- 
Date of disclosure:                   7 March 2016 
=--------------------------------------------------------------------------- 

March 07, 2016 10:00 ET (15:00 GMT)

Contact name:                         Alexandra A. Toohey 
=--------------------------------------------------------------------------- 
Telephone number:                     +1 212 339 5690 
=--------------------------------------------------------------------------- 
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be 
emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is 
available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129. 
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 
 
 
Baker Bros. Advisors LP 
 

(END) Dow Jones Newswires

March 07, 2016 10:00 ET (15:00 GMT)

1 Year Plethora Solutions Chart

1 Year Plethora Solutions Chart

1 Month Plethora Solutions Chart

1 Month Plethora Solutions Chart

Your Recent History

Delayed Upgrade Clock