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NAS North Atlantic Smaller Companies Investment Trust Plc

3,690.00
-100.00 (-2.64%)
Last Updated: 13:36:00
Delayed by 15 minutes
Share Name Share Symbol Market Type Share ISIN Share Description
North Atlantic Smaller Companies Investment Trust Plc LSE:NAS London Ordinary Share GB0006439003 ORD 5P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -100.00 -2.64% 3,690.00 3,670.00 3,760.00 3,780.00 3,690.00 3,730.00 1,603 13:36:00
Industry Sector Turnover Profit EPS - Basic PE Ratio Market Cap
Unit Inv Tr, Closed-end Mgmt -81.43M -91.04M -6.6597 -5.65 513.99M

Sportech PLC Notification of Major Holdings (3812B)

09/01/2018 1:35pm

UK Regulatory


TIDMSPO TIDMOIG TIDMNAS

RNS Number : 3812B

Sportech PLC

09 January 2018

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant 
  issuer and to the FCA in Microsoft Word format if possible) 
----------------------------------------------------------------------------------------------- 
 
 1a. Identity of the issuer                                     SPORTECH PLC 
  or the underlying issuer 
  of existing shares to which 
  voting rights are attached: 
-------------------------------------------  -------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer 
  (please mark with an "X" if appropriate) 
----------------------------------------------------------------------------------------------- 
 Non-UK issuer 
--------------------------------------------------------------------------------  ------------- 
 2. Reason for the notification (please mark the appropriate 
  box or boxes with an "X") 
----------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                           YES 
--------------------------------------------------------------------------------  ------------- 
 An acquisition or disposal of financial instruments 
--------------------------------------------------------------------------------  ------------- 
 An event changing the breakdown of voting rights 
--------------------------------------------------------------------------------  ------------- 
 Other (please specify): 
--------------------------------------------------------------------------------  ------------- 
 3. Details of person subject to the notification obligation 
 Name                                         Harwood Capital LLP (as investment 
                                               adviser/manager) and 1.Oryx 
                                               International Growth Fund 
                                               Limited and 2. North Atlantic 
                                               Smaller Companies Investment 
                                               Trust PLC 
 City and country of registered                  1. Guernsey 
  office (if applicable)                          2. London, United Kingdom 
 4. Full name of shareholder(s) (if different from 3.) 
----------------------------------------------------------------------------------------------- 
 Name                                              1. Oryx International Growth 
                                                    Fund Limited 
                                                    2. North Atlantic Smaller 
                                                    Companies Investment Trust 
                                                    PLC 
                                                    3. 
-------------------------------------------  -------------------------------------------------- 
 City and country of registered               As above 
  office (if applicable) 
-------------------------------------------  -------------------------------------------------- 
 5. Date on which the threshold               8 January 2018 
  was crossed or reached: 
-------------------------------------------  -------------------------------------------------- 
 6. Date on which issuer notified             9 January 2018 
  (DD/MM/YYYY): 
-------------------------------------------  -------------------------------------------------- 
 7. Total positions of person(s) subject to the notification 
  obligation 
----------------------------------------------------------------------------------------------- 
                           % of voting          % of voting         Total of       Total number 
                          rights attached     rights through        both in %       of voting 
                             to shares           financial         (8.A + 8.B)      rights of 
                             (total of          instruments                         issuer 
                               8. A)             (total of 
                                                8.B 1 + 8.B 
                                                    2) 
--------------------  ---------------------  ----------------  -----------------  ------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached           1. 8,000,000                             1. 4.31%           185,614,244 
                        2. 14,050,000                            2. 7.57% 
--------------------  ---------------------  ----------------  -----------------  ------------- 
 Position              1. 8,000,000                                  1. 4.31% 
  of previous 
  notification 
  (if 
  applicable)           2. 15,000,000                                 2. 8.80% 
--------------------  ---------------------  ----------------  -----------------  ------------- 
 
 
 
 8. Notified details of the resulting situation on the 
  date on which the threshold was crossed or reached 
---------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
---------------------------------------------------------------------------------------------------------- 
 Class/type             Number of voting rights                   % of voting rights 
  of 
  shares 
  ISIN code 
  (if possible) 
--------------------- 
                                Direct              Indirect               Direct              Indirect 
                               (Art 9 of            (Art 10 of            (Art 9 of            (Art 10 of 
                               Directive            Directive             Directive            Directive 
                              2004/109/EC)         2004/109/EC)         2004/109/EC)          2004/109/EC) 
                                (DTR5.1)            (DTR5.2.1)            (DTR5.1)             (DTR5.2.1) 
--------------------   ------------------------  --------------  -------------------------  -------------- 
 GB00B28ZPV64           8,000,000                                 4.31% 
  1.                     14,050,000                                7.57% 
  2. 
---------------------  ------------------------  --------------  -------------------------  -------------- 
 
 
 SUBTOTAL 
  8. A                                22,050,000                                   11.88% 
---------------------  ----------------------------------------  ----------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) 
  of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
---------------------------------------------------------------------------------------------------------- 
 Type of financial      Expiration                Exercise/       Number of voting           % of voting 
  instrument             date                      Conversion      rights that                rights 
                                                   Period          may be acquired 
                                                                   if the instrument 
                                                                   is 
                                                                   exercised/converted. 
---------------------  ------------------------  --------------  -------------------------  -------------- 
 
 
 
                                                  SUBTOTAL 8. 
                                                   B 1 
                                                 --------------  -------------------------  -------------- 
 
 B 2: Financial Instruments with similar economic effect 
  according to Art. 13(1)(b) of Directive 2004/109/EC 
  (DTR5.3.1.1 (b)) 
---------------------------------------------------------------------------------------------------------- 
 Type of               Expiration                 Exercise/       Physical      Number       % of voting 
  financial             date                      Conversion      or cash        of voting    rights 
  instrument                                      Period          settlement     rights 
--------------------  -------------------------  --------------  ------------  -----------  -------------- 
 
 
 
                                                                  SUBTOTAL 
                                                                   8.B.2 
                                                                 ------------  -----------  -------------- 
 
 
 
 
 9. Information in relation to the person subject to 
  the notification obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is 
  not controlled by any natural person or legal entity 
  and does not control any other undertaking(s) holding 
  directly or indirectly an interest in the (underlying) 
  issuer 
 Full chain of controlled undertakings through which                       x 
  the voting rights and/or the 
  financial instruments are effectively held starting 
  with the ultimate controlling natural person or 
  legal entity (please add additional rows as necessary) 
---------------------------------------------------------------  --------------------- 
        Name             % of voting          % of voting            Total of both 
                         rights if it        rights through           if it equals 
                         equals or is     financial instruments       or is higher 
                         higher than          if it equals         than the notifiable 
                        the notifiable        or is higher              threshold 
                          threshold        than the notifiable 
                                                threshold 
--------------------  ----------------  -----------------------  --------------------- 
 Christopher 
  Harwood Bernard 
  Mills                4.31              0                        4.31 
--------------------  ----------------  -----------------------  --------------------- 
 Harwood Capital 
  Management Ltd 
--------------------  ----------------  -----------------------  --------------------- 
 Harwood Capital 
  LLP 
--------------------  ----------------  -----------------------  --------------------- 
 Oryx International 
  Growth Fund 
  Ltd 
--------------------  ----------------  -----------------------  --------------------- 
 
 Christopher 
  Harwood Bernard 
  Mills                7.57              0                        7.57 
--------------------  ----------------  -----------------------  --------------------- 
 Harwood Capital 
  Management Ltd 
--------------------  ----------------  -----------------------  --------------------- 
 Harwood Capital 
  LLP 
--------------------  ----------------  -----------------------  --------------------- 
 North Atlantic 
  Smaller Companies 
  Investment 
--------------------  ----------------  -----------------------  --------------------- 
 
 
 
 
 
 10. In case of proxy voting, please identify: 
-------------------------------------------------------------------------------------- 
 Name of the proxy holder 
--------------------------------------  ---------------------------------------------- 
 The number and % of voting 
  rights held 
--------------------------------------  ---------------------------------------------- 
 The date until which the 
  voting rights will be held 
--------------------------------------  ---------------------------------------------- 
 
 11. Additional information 
-------------------------------------------------------------------------------------- 
 
 
 
 
 Place of completion   London 
--------------------  --------------- 
 Date of completion    9 January 2018 
--------------------  --------------- 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

HOLFKCDBNBKDPDK

(END) Dow Jones Newswires

January 09, 2018 08:35 ET (13:35 GMT)

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