NB Global Floating Rate Income Fund Holding(s) in Company (5518Q)

TIDMNBLS TIDMNBLU TIDMHSBA

RNS Number : 5518Q

NB Global Floating Rate Income Fund

30 November 2016

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES 
----------------------------------------------- 
 
 
 
 1. Identity of the issuer or                                     NB Global Floating Rate 
  the underlying issuer                                            Income Fund Ltd 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
---------------------------------------------------------------  --------------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
-------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                       X 
------------------------------------------------------------------  ------------------------------ 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
------------------------------------------------------------------  ------------------------------ 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
------------------------------------------------------------------  ------------------------------ 
 An event changing the breakdown of voting rights 
------------------------------------------------------------------  ------------------------------ 
 Other (please 
  specify): 
---------------------------------------------------------  -------  ------------------------------ 
 3. Full name of person(s)                                    HSBC Holdings plc 
  subject to the 
  notification obligation: 
  (iii) 
-----------------------------------------------------------  ------------------------------------- 
 4. Full name of shareholder(s)                               HSBC Trust Company (UK) 
  (if different from 3.):(iv)                                  HSBC Global Asset Management 
                                                               (UK) Limited 
-----------------------------------------------------------  ------------------------------------- 
 5. Date of the transaction                                   23(rd) November 2016 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v8) 
-----------------------------------------------------------  ------------------------------------- 
 6. Date on which issuer                                      29(th) November 2016 
  notified: 
-----------------------------------------------------------  ------------------------------------- 
 7. Threshold(s) that is/are                                  Above 5% 
  crossed or 
  reached: (vi, vii) 
-----------------------------------------------------------  ------------------------------------- 
 
 
 
 8. Notified details: 
----------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
----------------------------------------------------------------------------------------------------------------- 
 Class/type      Situation previous              Resulting situation after the 
  of              to the triggering               triggering transaction 
  shares          transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
--------------  ------------------------------  ----------------------------------------------------------------- 
                 Number          Number          Number         Number of                   % of voting 
                  of              of              of shares      voting                      rights (x) 
                  Shares          Voting                         rights 
                                  Rights 
--------------  --------------  --------------  -------------  --------------------------  ---------------------- 
                                                 Direct         Direct         Indirect     Direct       Indirect 
                                                                 (xi)           (xii) 
--------------    ------------   ------------   -------------  -------------  -----------  -----------  --------- 
                 Below           Below           Below          Below                       Below 
 GG00B3KX4Q34    Disclosure       Disclosure      Disclosure    Disclosure                  Disclosure 
  GG00B3P7S359   Threshold        Threshold       Threshold     Threshold      89,385,218   Threshold     5.374% 
                --------------  --------------  -------------  -------------  -----------  -----------  --------- 
 
 B: Qualifying Financial Instruments 
----------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------------- 
 Type of           Expiration     Exercise/                      Number of voting           % of voting 
  financial         date           Conversion                     rights that                rights 
  instrument        (xiii)         Period (xiv)                   may be 
                                                                  acquired if 
                                                                  the 
                                                                  instrument 
                                                                  is 
                                                                  exercised/ 
                                                                  converted. 
----------------  -------------  -----------------------------  -------------------------  ---------------------- 
 
        Nil 
----------------  -------------  -----------------------------  -------------------------  ---------------------- 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
----------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------------- 
 Type of          Exercise       Expiration     Exercise/      Number of voting             % of voting 
  financial        price         date           Conversion      rights instrument            rights (xix, 
  instrument                     (xvii)         period          refers to                    xx) 
                                                (xviii) 
---------------  -------------  -------------  -------------  ---------------------------  ---------------------- 
                                                                                            Nominal      Delta 
  -------------  -------------  -------------  ------------------------------------------  -----------  --------- 
      Nil 
---------------          ---------------------------------------------------  -----------  -----------  --------- 
 
 Total (A+B+C) 
----------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                       Percentage of voting rights 
------------------------------------------------------------  --------------------------------------------------- 
 
                          89,385,218                                                  5.374% 
------------------------------------------------------------  --------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
------------------------------------------------------------------------------------------------------ 
 
 
 Proxy Voting: 
------------------------------------------------------------------------------------------------------ 
 10. Name of the proxy holder:                                                  NA 
----------------------------------------------------------  ------------------------------------------ 
 11. Number of voting rights proxy                                              NA 
  holder will cease to hold: 
----------------------------------------------------------  ------------------------------------------ 
 12. Date on which proxy holder will                                            NA 
  cease to hold voting rights: 
----------------------------------------------------------  ------------------------------------------ 
 
 
  13. Additional information:                                This notification is based 
                                                             on the Voting Rights figure 
                                                             of 1,663,254,825 obtained 
                                                             from the announcement dated 
                                                             22(nd) November 2016. 
--------------------------------------------------------  -------------------------------------------- 
 14. Contact name:                                         Sanjeev Kalha 
--------------------------------------------------------  -------------------------------------------- 
 15. Contact telephone number:                             +44 (0) 
                                                             20 7992 
                                                             3452 
                                                            ([e-mail] 
                                                            , 
                                                            [e-mail] 
                                                            ,) 

--------------------------------------------------------  -------------------------------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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November 30, 2016 05:50 ET (10:50 GMT)