SVG Capital PLC Holding(s) in Company (9157C)

TIDMSVI TIDMJPM

RNS Number : 9157C

SVG Capital PLC

20 April 2017

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant 
  issuer and to the FCA in Microsoft Word format if possible)(i) 
---------------------------------------------------------------------------------------------------- 
 
 1a. Identity of the issuer                                         SVG Capital plc 
  or the underlying issuer 
  of existing shares to which 
  voting rights are attached(ii) 
  : 
-------------------------------------------------  ------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer 
  (please mark with an "X" if appropriate) 
---------------------------------------------------------------------------------------------------- 
 Non-UK issuer 
-------------------------------------------------------------------------------------  ------------- 
 2. Reason for the notification (please mark the appropriate 
  box or boxes with an "X") 
---------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                                 X 
-------------------------------------------------------------------------------------  ------------- 
 An acquisition or disposal of financial instruments 
-------------------------------------------------------------------------------------  ------------- 
 An event changing the breakdown of voting rights 
-------------------------------------------------------------------------------------  ------------- 
 Other (please specify)(iii) : Change in Total Voting 
  Rights 
-------------------------------------------------------------------------------------  ------------- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                                                           JPMorgan Chase & Co. 
 City and country of registered                                           Delaware, United States of 
  office (if applicable)                                                                     America 
 4. Full name of shareholder(s) (if different from 3.)(v) 
---------------------------------------------------------------------------------------------------- 
 Name                                                                     J.P. Morgan Securities Plc 
-------------------------------------------------  ------------------------------------------------- 
 City and country of registered                                               London, United Kingdom 
  office (if applicable) 
-------------------------------------------------  ------------------------------------------------- 
 5. Date on which the threshold                                                        19 April 2017 
  was crossed or reached(vi) 
  : 
-------------------------------------------------  ------------------------------------------------- 
 6. Date on which issuer notified                                                      20 April 2017 
  (DD/MM/YYYY): 
-------------------------------------------------  ------------------------------------------------- 
 7. Total positions of person(s) subject to the notification 
  obligation 
---------------------------------------------------------------------------------------------------- 
                               % of voting            % of voting        Total of       Total number 
                              rights attached       rights through       both in %       of voting 
                                 to shares             financial        (8.A + 8.B)      rights of 
                                 (total of            instruments                        issuer(vii) 
                                   8. A)               (total of 
                                                      8.B 1 + 8.B 
                                                          2) 
----------------------  -------------------------  ----------------  ----------------  ------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached                      6.98%                  0.07%             7.05%         23,682,995 
----------------------  -------------------------  ----------------  ----------------  ------------- 
 Position 
  of previous 
  notification 
  (if 
  applicable)                     6.56%                  0.10%             6.66% 
----------------------  -------------------------  ----------------  ----------------  ------------- 
 
 
 
 8. Notified details of the resulting situation on the 
  date on which the threshold was crossed or reached(viii) 
-------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
-------------------------------------------------------------------------------------------------------------- 
 Class/type             Number of voting rights(ix)             % of voting rights 
  of 
  shares 
  ISIN code 
  (if possible) 
--------------------- 
                               Direct             Indirect                 Direct                  Indirect 
                              (Art 9 of           (Art 10 of              (Art 9 of               (Art 10 of 
                              Directive           Directive               Directive                Directive 
                             2004/109/EC)        2004/109/EC)            2004/109/EC)            2004/109/EC) 
                               (DTR5.1)           (DTR5.2.1)               (DTR5.1)               (DTR5.2.1) 
---------------------  ----------------------  --------------  ------------------------------  --------------- 
     GB0007892358                                 1,653,338                                         6.98% 
---------------------  ----------------------  --------------  ------------------------------  --------------- 
 
 
 SUBTOTAL 
  8. A                                1,653,338                                     6.98% 
---------------------  --------------------------------------  ----------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) 
  of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of financial      Expiration              Exercise/       Number of voting                % of voting 
  instrument             date(x)                 Conversion      rights that                     rights 
                                                 Period(xi)      may be acquired 
                                                                 if the instrument 
                                                                 is 
                                                                 exercised/converted. 
---------------------  ----------------------  --------------  ------------------------------  --------------- 
 Right to 
  Recall                                                                   16,926                   0.07% 
---------------------  ----------------------  --------------  ------------------------------  --------------- 
 
 
                                                SUBTOTAL 8. 
                                                 B 1                       16,926                   0.07% 
                                               --------------  ------------------------------  --------------- 
 
 B 2: Financial Instruments with similar economic effect 
  according to Art. 13(1)(b) of Directive 2004/109/EC 
  (DTR5.3.1.1 (b)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of                Expiration              Exercise/       Physical           Number       % of voting 
  financial              date(x)                Conversion      or cash             of voting    rights 
  instrument                                    Period          settlement(xii)     rights 
                                                (xi) 
---------------------  ----------------------  --------------  -----------------  -----------  --------------- 
 
         Equity 
          Swap                09/05/2018                              Cash              50           0.00% 
---------------------  ----------------------  --------------  -----------------  -----------  --------------- 
 
 
                                                                SUBTOTAL 
                                                                 8.B.2                  50           0.00% 
                                                               -----------------  -----------  --------------- 
 
 
 
 
 9. Information in relation to the person subject to 
  the notification obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is 
  not controlled by any natural person or legal entity 
  and does not control any other undertaking(s) holding 
  directly or indirectly an interest in the (underlying) 
  issuer(xiii) 
 Full chain of controlled undertakings through which                           X 
  the voting rights and/or the 
  financial instruments are effectively held starting 
  with the ultimate controlling natural person or 
  legal entity(xiv) (please add additional rows as 
  necessary) 
-------------------------------------------------------------------  --------------------- 
        Name(xv)             % of voting          % of voting            Total of both 
                             rights if it        rights through           if it equals 
                             equals or is     financial instruments       or is higher 
                             higher than          if it equals         than the notifiable 
                            the notifiable        or is higher              threshold 
                              threshold        than the notifiable 

                                                    threshold 
------------------------  ----------------  -----------------------  --------------------- 
 JPMorgan Chase 
  & Co. 
------------------------  ----------------  -----------------------  --------------------- 
 JPMorgan Chase 
  Bank, National 
  Association 
------------------------  ----------------  -----------------------  --------------------- 
 J.P. Morgan 
  International 
  Inc. 
------------------------  ----------------  -----------------------  --------------------- 
 Bank One International 
  Holdings Corporation 
------------------------  ----------------  -----------------------  --------------------- 
 J.P. Morgan 
  International 
  Finance Limited 
------------------------  ----------------  -----------------------  --------------------- 
 J.P. Morgan 
  Capital Holdings 
  Limited 
------------------------  ----------------  -----------------------  --------------------- 
 J.P. Morgan 
  Chase (UK) Holdings 
  Limited 
------------------------  ----------------  -----------------------  --------------------- 
 J.P. Morgan 
  Chase International 
  Holdings 
------------------------  ----------------  -----------------------  --------------------- 
 J.P. Morgan 
  Securities plc                6.98%                                        7.05% 
------------------------  ----------------  -----------------------  --------------------- 
 
 10. In case of proxy voting, please identify: 
------------------------------------------------------------------------------------------ 
 Name of the proxy holder                                                              N/A 
------------------------------------------  ---------------------------------------------- 
 The number and % of voting                                                            N/A 
  rights held 
------------------------------------------  ---------------------------------------------- 
 The date until which the                                                              N/A 
  voting rights will be held 
------------------------------------------  ---------------------------------------------- 
 
 11. Additional information(xvi) 
------------------------------------------------------------------------------------------ 
 Table 8A) Includes stock borrows of 36,347 (0.15%) 
 
  Chain of controlled undertakings: 
 
  JPMorgan Chase & Co. 
  JPMorgan Chase Bank, National Association (100%) 
  J.P. Morgan International Inc. (100%) 
  Bank One International Holdings Corporation (100%) 
  J.P. Morgan International Finance Limited (100%) 
  J.P. Morgan Capital Holdings Limited (72.73%) 
  J.P. Morgan Chase (UK) Holdings Limited (99.99%) 
  J.P. Morgan Chase International Holdings (100%) 
  J.P. Morgan Securities plc (99.41%) 
------------------------------------------------------------------------------------------ 
 
 
 
 Contact Name         Stuart Ballard 
-------------------  --------------- 
 Contact Telephone 
  number               0203 457 0090 
-------------------  --------------- 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

HOLBLGDSUBDBGRG

(END) Dow Jones Newswires

April 20, 2017 12:20 ET (16:20 GMT)