Henderson Alternative Strat Tst PLC Holding(s) in Company (1999X)

TIDMHAST

RNS Number : 1999X

Henderson Alternative Strat Tst PLC

17 February 2017

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES 
----------------------------------------------- 
 
 
 
 1. Identity of the issuer or                               Henderson Alternative Strategies 
  the underlying issuer                                                 Trust plc 
  of existing shares to which 
  voting rights are 
  attached: 
---------------------------------------------------------  ---------------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
--------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                               yes 
----------------------------------------------------------  --------------------------------- 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
----------------------------------------------------------  --------------------------------- 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
----------------------------------------------------------  --------------------------------- 
 An event changing the breakdown of voting rights 
----------------------------------------------------------  --------------------------------- 
 Other (please 
  specify): 
--------------------------------------------------------    --------------------------------- 
 3. Full name of person(s)                                     1607 Capital Partners, LLC 
  subject to the 
  notification obligation: 
---------------------------------------------------------  ---------------------------------- 
 4. Full name of shareholder(s)                                Northern Trust    5,201,601 
  (if different from 3.):                                       Bny Mellon        3,505,172 
                                                                State Street      1,275,857 
---------------------------------------------------------  ---------------------------------- 
 5. Date of the transaction                                         February 15, 2017 
  and date on 
  which the threshold is 
  crossed or 
  reached: 
---------------------------------------------------------  ---------------------------------- 
 6. Date on which issuer                                            February 16, 2017 
  notified: 
---------------------------------------------------------  ---------------------------------- 
 7. Threshold(s) that is/are 
  crossed or 
  reached:                                                                 26% 
---------------------------------------------------------  ---------------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
---------------------------------------------------------------------------------------------------- 
 Class/type      Situation previous          Resulting situation after the 
  of              to the triggering           triggering transaction 
  shares          transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
--------------  --------------------------  -------------------------------------------------------- 
                 Number        Number        Number        Number of voting       % of voting 
                  of            of            of            rights                 rights (x) 
                  Shares        Voting        shares 
                                Rights 
--------------  ------------  ------------  ------------  ---------------------  ------------------- 
                                             Direct        Direct   Indirect      Direct    Indirect 
                                                           (xi)      (xii) 
--------------  ------------  ------------  ------------  -------  ------------  --------  --------- 
 GB0001216000    10,072,630    10,072,630                            9,982,630               25.81% 
--------------  ------------  ------------  ------------  -------  ------------  --------  --------- 
 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------- 
 Type of         Expiration    Exercise/                   Number of voting       % of voting 
  financial       date          Conversion                  rights that            rights 
  instrument                    Period                      may be 
                                                            acquired if 
                                                            the 
                                                            instrument 
                                                            is 
                                                            exercised/ 
                                                            converted. 
--------------  ------------  --------------------------  ---------------------  ------------------- 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------- 
 Type of         Exercise      Expiration    Exercise/     Number of voting       % of voting 
  financial       price        date          Conversion     rights instrument      rights 
  instrument                                 period         refers to 
--------------  ------------  ------------  ------------  ---------------------  ------------------- 
                                                                                  Nominal   Delta 
--------------  ------------  ------------  ------------  ---------------------  --------  --------- 
 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------- 
 Number of voting rights                     Percentage of voting rights 
------------------------------------------  -------------------------------------------------------- 
 Same as A 
------------------------------------------  -------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
---------------------------------------------------------------------------------- 
 
 
 Proxy Voting: 
---------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
-------------------------------------------------------------  ------------------- 
 11. Number of voting rights proxy 
  holder will cease 
  to hold: 
-------------------------------------------------------------  ------------------- 
 12. Date on which proxy holder will 
  cease to hold 
  voting rights: 
-------------------------------------------------------------  ------------------- 
 
 
  13. Additional information: 
-------------------------------------------------------------  ------------------- 
 14. Contact name:                                              Bryan Huntley, CCO 
-------------------------------------------------------------  ------------------- 
 15. Contact telephone number:                                  804-525-1741 
-------------------------------------------------------------  ------------------- 
 
 
 
 Note: Annex should only be submitted to the FSA not 
  the issuer 
 Annex: Notification of major interests in share 
 
 A: Identity of the persons or legal entity subject to 
  the notification obligation 
----------------------------------------------------------------- 
 Full name                             1607 Capital Partners, LLC 
  (including legal form of 
  legal entities) 
------------------------------------  --------------------------- 
 Contact address                       13 S. 13(th) St, Suite 400 
  (registered office for legal          Richmond, VA 23219 
  entities) 
------------------------------------  --------------------------- 
 Phone number & email                  804-525-1741 
                                        [e-mail] 
------------------------------------  --------------------------- 
 Other useful information 
  (at least legal representative 
  for legal persons) 
------------------------------------  --------------------------- 
 
 B: Identity of the notifier, if applicable 
----------------------------------------------------------------- 
 Full name                             Bryan Huntley 
------------------------------------  --------------------------- 
 Contact address                       Same as above 
------------------------------------  --------------------------- 
 Phone number & email                  Same as above 
------------------------------------  --------------------------- 
 Other useful information                Chief Compliance Officer 
  (e.g. functional relationship 
  with the person or legal 
  entity subject to the notification 
  obligation) 
------------------------------------  --------------------------- 
 
 C: Additional information 
----------------------------------------------------------------- 
 
 For notes on how to complete form TR-1 please see the 
  FSA website. 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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February 17, 2017 06:11 ET (11:11 GMT)