Hargreaves Lansdown PLC Holding(s) in Company (0836R)

TIDMHL.

RNS Number : 0836R

Hargreaves Lansdown PLC

06 December 2016

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------- 
 
 
 
 1. Identity of the issuer or                                         HARGREAVES LANSDOWN PLC 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
-----------------------------------------------------------  ----------------------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
------------------------------------------------------------------------------------------------------ 
 An acquisition or disposal of voting rights                                                       Y 
----------------------------------------------------------------------------------------------  ------ 
 An acquisition or disposal of qualifying financial                                                N 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
----------------------------------------------------------------------------------------------  ------ 
 An acquisition or disposal of instruments with                                                    N 
  similar economic effect to qualifying financial 
  instruments 
----------------------------------------------------------------------------------------------  ------ 
 An event changing the breakdown of voting rights                                                  Y 
----------------------------------------------------------------------------------------------  ------ 
 Other (please                                               Regulatory                            N 
  specify): 
----------------------------------------------------------  ----------------------------------  ------ 
 3. Full name of person(s)                                      LINDSELL TRAIN LIMITED ( discretionary 
  subject to the                                                                              clients) 
  notification obligation: 
  (iii) 
-----------------------------------------------------------  ----------------------------------------- 
 4. Full name of shareholder(s)                                                 The BNY (OCS) Nominees 
  (if different from 3.):(iv)                                                              BNP Paribas 
                                                                                           NT Nominees 
                                                                                 State Street Nominees 
-----------------------------------------------------------  ----------------------------------------- 
 5. Date of the transaction                                                       24(th) November 2016 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
-----------------------------------------------------------  ----------------------------------------- 
 6. Date on which issuer                                                          05(th) December 2016 
  notified: 
-----------------------------------------------------------  ----------------------------------------- 
 7. Threshold(s) that is/are 
  crossed or 
  reached: (vi, vii)                                                                             5.01% 
-----------------------------------------------------------  ----------------------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type      Situation previous                Resulting situation after the 
  of              to the triggering                 triggering transaction 
  shares          transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
--------------  --------------------------------  -------------------------------------------------------------------- 
                 Number           Number           Number         Number of voting            % of voting 
                 of                of               of shares      rights                      rights (x) 
                 Shares            Voting 
                                   Rights 
--------------  ---------------  ---------------  -------------  --------------------------  ------------------------- 
                                                   Direct         Direct         Indirect     Direct        Indirect 
                                                                   (xi)           (xii) 
--------------      -----------    -----------    -------------  -------------  -----------  ------------  ----------- 
 Hargreaves 
  Lansdown 
  plc            Below            Below 
  GB00B1VZ0M25    5%               5%              23,750,918     23,750,918     -            5.01%         - 
                ---------------  ---------------  -------------  -------------  -----------  ------------  ----------- 
 Aggregate 
 holdings 
 from 
 discretionary 
 clients 
 accounts 
--------------      -----------    -----------      -----------    -----------  -----------      --------    --------- 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of financial   Expiration     Exercise/                       Number of voting              % of voting 
  instrument          date           Conversion                      rights that                   rights 
                      (xiii)         Period (xiv)                    may be 
                                                                     acquired if 
                                                                     the 
                                                                     instrument 
                                                                     is 
                                                                     exercised/ 
                                                                     converted. 
------------------  -------------  ------------------------------  ----------------------------  --------------------- 
  N/A                N/A            N/A                             N/A                           N/A 
------------------  -------------  ------------------------------  ----------------------------  --------------------- 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of           Exercise       Expiration     Exercise/        Number of voting              % of voting 
 financial          price         date           Conversion        rights instrument             rights (xix, 
 instrument                       (xvii)         period            refers to                     xx) 
                                                 (xviii) 
----------------  -------------  -------------  ---------------  ----------------------------  ----------------------- 
 Na                Na             Na             Na               Na                            Nominal       Delta 
----------------  -------------  -------------  ---------------  ----------------------------  ------------  --------- 
                                                                                                Na            Na 
--------------      -----------    -----------      -----------    -----------  -----------    ------------  --------- 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                             Percentage of voting rights 
--------------------------------------------------  ------------------------------------------------------------------ 
 23,750,918                                          5.01% 
--------------------------------------------------  ------------------------------------------------------------------ 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
---------------------------------------------------------------------------- 
 
                                      N/A 
 
 Proxy Voting: 
---------------------------------------------------------------------------- 
 10. Name of the proxy holder:                                            na 
---------------------------------------------------------  ----------------- 
 11. Number of voting rights proxy                                        na 
  holder will cease to hold: 
---------------------------------------------------------  ----------------- 
 12. Date on which proxy holder will                                      na 
  cease to hold voting rights: 
---------------------------------------------------------  ----------------- 
 
 
  13. Additional information:                                             na 
---------------------------------------------------------  ----------------- 
 14. Contact name:                                          Lauren Jorgensen 
---------------------------------------------------------  ----------------- 
 15. Contact telephone number:                                 020 7808 1210 
---------------------------------------------------------  ----------------- 
 
 
 

 Note: Annex should only be submitted to the FCA not 
  the issuer 
 Annex: Notification of major interests in share 
 
 A: Identity of the persons or legal entity subject to 
  the notification obligation 
------------------------------------------------------------------------- 
 Full name                                         Lindsell Train Limited 
  (including legal form of 
  legal entities) 
------------------------------------  ----------------------------------- 
 Contact address                               5(th) Floor, 66 Buckingham 
  (registered office for legal                               Gate, London 
  entities)                                                      SW1E 6AU 
------------------------------------  ----------------------------------- 
 Phone number & email                  [e-mail] 
                                                            020 7808 1210 
------------------------------------  ----------------------------------- 
 Other useful information 
  (at least legal representative 
  for legal persons) 
------------------------------------  ----------------------------------- 
 
 B: Identity of the notifier, if applicable 
------------------------------------------------------------------------- 
 Full name                                                  Same as above 
------------------------------------  ----------------------------------- 
 Contact address                                            Same as above 
------------------------------------  ----------------------------------- 
 Phone number & email                                       Same as above 
------------------------------------  ----------------------------------- 
 Other useful information 
  (e.g. functional relationship 
  with the person or legal 
  entity subject to the notification 
  obligation) 
------------------------------------  ----------------------------------- 
 
 C: Additional information 
------------------------------------------------------------------------- 
 
 For notes on how to complete form TR-1 please see the 
  FCA website. 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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December 06, 2016 05:01 ET (10:01 GMT)