Grafenia plc Holding(s) in Company (3281R)

TIDMGRA

RNS Number : 3281R

Grafenia plc

08 December 2016

 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
----------------------------------------------------------------------------------------------------------------------- 
 
 1. Identity of the issuer or                                                                              Grafenia Plc 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
------------------------------------  --------------------------------------------------------------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
----------------------------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting 
 rights 
---------------------------------------  ------------------------------------------------------------------------------ 
 An acquisition or disposal of 
 qualifying financial 
 instruments which may result in the 
 acquisition 
 of shares already issued to which 
 voting rights 
 are attached 
---------------------------------------  ------------------------------------------------------------------------------ 
 An acquisition or disposal of 
 instruments 
 with similar economic effect to 
 qualifying 
 financial instruments 
---------------------------------------  ------------------------------------------------------------------------------ 
 An event changing the breakdown of 
 voting 
 rights 
---------------------------------------  ------------------------------------------------------------------------------ 
 Other (please                                                                                               Death of 
  specify):                                                                                                 Shareholder 
--------------------------------  -----  ------------------------------------------------------------------------------ 
 3. Full name of person(s)                                                                           Malcom David Roach 
  subject to the                                                                            Director - Wincham Executor 
  notification obligation:                                                                    & Trustee Company Limited 
  (iii) 
----------------------------------  ----------------------------------------------------------------------------------- 
 4. Full name of shareholder(s)                                                                   Peter Gordon Deceased 
  (if different from 3.):(iv) 
----------------------------------  ----------------------------------------------------------------------------------- 
 5. Date of the transaction                                                                         14(th) October 2016 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
----------------------------------  ----------------------------------------------------------------------------------- 
 6. Date on which issuer                                                                            5(th) December 2016 
  notified: 
----------------------------------  ----------------------------------------------------------------------------------- 
 7. Threshold(s) that is/are                                                                3.4% of Grafenia Plc Shares 
  crossed or 
  reached: (vi, vii) 
----------------------------------  ----------------------------------------------------------------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type    Situation previous                    Resulting situation after the 
 of             to the triggering                     triggering transaction 
 shares         transaction 
 
 if possible 
 using 
 the ISIN 
 CODE 
------------  ------------------------------------  ------------------------------------------------------------------ 
               Number             Number             Number          Number of                % of voting 
               of                  of                 of shares       voting                   rights (x) 
               Shares              Voting                             rights 
                                   Rights 
------------  -----------------  -----------------  --------------  -----------------------  ------------------------- 
                                                     Direct          Direct     Indirect      Direct        Indirect 
                                                                     (xi)        (xii) 
------------      -------------    -------------    --------------  ---------  ------------  ------------  ----------- 
 
 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of           Expiration       Exercise/                          Number of voting           % of voting 
 financial          date             Conversion                         rights that                rights 
 instrument         (xiii)           Period (xiv)                       may be 
                                                                        acquired if 
                                                                        the 
                                                                        instrument 
                                                                        is 
                                                                        exercised/ 
                                                                        converted. 
----------------  ---------------  ---------------------------------  -------------------------  --------------------- 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of         Exercise         Expiration       Exercise/         Number of voting           % of voting 
 financial        price           date             Conversion         rights instrument          rights (xix, 
 instrument                       (xvii)           period             refers to                  xx) 
                                                   (xviii) 
--------------  ---------------  ---------------  ----------------  -------------------------  ----------------------- 
                                                                                                Nominal       Delta 
--------------  ---------------  ---------------  ----------------  -------------------------  ------------  --------- 
 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                               Percentage of voting rights 
----------------------------------------------------  ---------------------------------------------------------------- 
 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
---------------------------------------------------------------------------------- 
 
 
 Proxy Voting: 
---------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
-------------------------------------------------------------  ------------------- 
 11. Number of voting rights proxy 
  holder will cease to hold: 
-------------------------------------------------------------  ------------------- 
 12. Date on which proxy holder will 
  cease to hold voting rights: 
-------------------------------------------------------------  ------------------- 
 
 
  13. Additional information: 
-------------------------------------------------------------  ------------------- 
 14. Contact name:                                              Malcom David Roach 
-------------------------------------------------------------  ------------------- 
 15. Contact telephone number:                                        01260 299700 
-------------------------------------------------------------  ------------------- 
 
 
 
 Note: Annex should only be submitted to the FCA not 
  the issuer 
 Annex: Notification of major interests in share 
 
 A: Identity of the persons or legal entity subject to 
  the notification obligation 
-------------------------------------------------------------------- 
 Full name                                Wincham Executor & Trustee 
  (including legal form of                                Co Limited 
  legal entities) 
-------------------------------------  ----------------------------- 
 Contact address                                         Winch House 
  (registered office for legal 
  entities) 
-------------------------------------  ----------------------------- 
 Phone number & email                                   01260 299700 
-------------------------------------  ----------------------------- 
 Other useful information                         Malcom David Roach 
  (at least legal representative                            Executor 
  for legal persons) 
-------------------------------------  ----------------------------- 
 
 B: Identity of the notifier, if applicable 

-------------------------------------------------------------------- 
 Full name                                            Brewin Dolphin 
-------------------------------------  ----------------------------- 
 Contact address                        12 Smithfield Street, London 
                                                            EC1A 9BD 
-------------------------------------  ----------------------------- 
 Phone number & email                                  0207 248 4400 
-------------------------------------  ----------------------------- 
 Other useful information                          Investment Broker 
  (e.g. functional relationship 
  with the person or legal 
  entity subject to the notification 
  obligation) 
-------------------------------------  ----------------------------- 
 
 C: Additional information 
-------------------------------------------------------------------- 
 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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December 08, 2016 05:45 ET (10:45 GMT)