Grafenia plc Holding(s) in Company (7483A)

TIDMGRA

RNS Number : 7483A

Grafenia plc

09 June 2016

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------- 
 
 
 
 1. Identity of the issuer or                                             Grafenia Plc 
  the underlying issuer                                                   GB0009638130 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
---------------------------------------------------------------  --------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
-------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                 X 
------------------------------------------------------------------  ------------------ 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
------------------------------------------------------------------  ------------------ 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
------------------------------------------------------------------  ------------------ 
 An event changing the breakdown of voting rights 
------------------------------------------------------------------  ------------------ 
 Other (please 
  specify): 
---------------------------------------------------------  -------  ------------------ 
 3. Full name of person(s)                                           Scherzer & Co. AG 
  subject to the 
  notification obligation: 
  (iii) 
-----------------------------------------------------------  ------------------------- 
 4. Full name of shareholder(s) 
  (if different from 3.):(iv) 
-----------------------------------------------------------  ------------------------- 
 5. Date of the transaction                                              08. June 2016 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
-----------------------------------------------------------  ------------------------- 
 6. Date on which issuer                                                 09. June 2016 
  notified: 
-----------------------------------------------------------  ------------------------- 
 7. Threshold(s) that is/are                                         Crossing above 6% 
  crossed or 
  reached: (vi, vii) 
-----------------------------------------------------------  ------------------------- 
 
 
 
 
 
 8. Notified details: 
------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
------------------------------------------------------------------------------------------------------------- 
 Class/type       Situation previous              Resulting situation after the 
  of               to the triggering               triggering transaction 
  shares           transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
---------------  ------------------------------  ------------------------------------------------------------ 
                  Number          Number          Number         Number of                 % of voting 
                   of              of              of shares      voting                    rights (x) 
                   Shares          Voting                         rights 
                                   Rights 
---------------  --------------  --------------  -------------  ------------------------  ------------------- 
                                                  Direct         Direct        Indirect    Direct    Indirect 
                                                                  (xi)          (xii) 
---------------    ------------   ------------   -------------  ------------  ----------  --------  --------- 
 
 
   GB0009638130   2.320.000       2.320.000       2.965.000      2.965.000                 6,50% 
                 --------------  --------------  -------------  ------------  ----------  --------  --------- 
 
 
 B: Qualifying Financial Instruments 
------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------- 
 Type of            Expiration     Exercise/                      Number of voting         % of voting 
  financial          date           Conversion                     rights that              rights 
  instrument         (xiii)         Period (xiv)                   may be 
                                                                   acquired if 
                                                                   the 
                                                                   instrument 
                                                                   is 
                                                                   exercised/ 
                                                                   converted. 
-----------------  -------------  -----------------------------  -----------------------  ------------------- 
 N/A 
-----------------  -------------  -----------------------------  -----------------------  ------------------- 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------- 
 Type of           Exercise       Expiration     Exercise/       Number of voting          % of voting 
  financial         price         date           Conversion       rights instrument         rights (xix, 
  instrument                      (xvii)         period           refers to                 xx) 
                                                 (xviii) 
----------------  -------------  -------------  --------------  ------------------------  ------------------- 
 N/A                                                                                       Nominal   Delta 
----------------  -------------  -------------  --------------  ------------------------  --------  --------- 
 
 
 Total (A+B+C) 
------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                           Percentage of voting rights 
------------------------------------------------  ----------------------------------------------------------- 
 2.965.000                                         6,44% 
------------------------------------------------  ----------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
------------------------------------------------------------------------------ 
 
   N/A 
 
 Proxy Voting: 
------------------------------------------------------------------------------ 
 10. Name of the proxy holder:                            N/A 
-------------------------------------------------------  --------------------- 
 11. Number of voting rights proxy                        N/A 
  holder will cease 
  to hold: 
-------------------------------------------------------  --------------------- 
 12. Date on which proxy holder will                      N/A 
  cease to hold 
  voting rights: 
-------------------------------------------------------  --------------------- 
 
 
  13. Additional information:                               Scherzer & Co. AG, 
                                                           Member of the Board 
-------------------------------------------------------  --------------------- 
 14. Contact name:                                                Georg Issels 
-------------------------------------------------------  --------------------- 
 15. Contact telephone number:                                 [phone] 
-------------------------------------------------------  --------------------- 
 
 
 
 Note: Annex should only be submitted to the FCA not 
  the issuer 
 Annex: Notification of major interests in share 
 
 A: Identity of the persons or legal entity subject to 
  the notification obligation 
------------------------------------------------------------------- 
 Full name                                        Scherzer & Co. AG 
  (including legal form of 
  legal entities) 
------------------------------------  ----------------------------- 
 Contact address                         Friesenstrasse 50, D-50670 
  (registered office for legal                            Köln 
  entities) 
------------------------------------  ----------------------------- 
 Phone number & email                               [phone] 
                                        [e-mail] 
------------------------------------  ----------------------------- 
 Other useful information                              Georg Issels 
  (at least legal representative 
  for legal persons) 
------------------------------------  ----------------------------- 
 
 B: Identity of the notifier, if applicable 
------------------------------------------------------------------- 
 Full name                                                 As above 
------------------------------------  ----------------------------- 
 Contact address 
------------------------------------  ----------------------------- 
 Phone number & email 
------------------------------------  ----------------------------- 
 Other useful information 
  (e.g. functional relationship 
  with the person or legal 
  entity subject to the notification 
  obligation) 
------------------------------------  ----------------------------- 

 
 C: Additional information 
------------------------------------------------------------------- 
 
 For notes on how to complete form TR-1 please see the 
  FCA website. 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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June 09, 2016 06:22 ET (10:22 GMT)