General Electric Company Director/PDMR Shareholding (9803V)

TIDMGEC

RNS Number : 9803V

General Electric Company

08 November 2017

 
FORM 4                   UNITED STATES SECURITIES AND EXCHANGE      OMB APPROVAL 
                                       COMMISSION                    OMB Number: 
 [ ] Check                       Washington, D.C. 20549              3235-0287 
 this box if                                                         Estimated 
 no longer            STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP   average burden 
 subject to                          OF SECURITIES                   hours per 
 Section 16.                                                         response... 
 Form 4 or                                                           0.5 
 Form 5 obligations 
 may continue. 
 See Instruction 
 1(b). 
------------------- 
                        Filed pursuant to Section 16(a) of the 
                       Securities Exchange Act of 1934 or Section 
                         30(h) of the Investment Company Act of 
                                          1940 
 
 
1. Name and Address                                  2. Issuer Name and                                      5. Relationship of 
 of Reporting Person                                  Ticker or Trading Symbol                                Reporting Person(s) 
 (*)                                                                                                          to Issuer (Check all 
                                                      GENERAL ELECTRIC CO                                     applicable) 
 Bornstein Jeffrey S                                  [ GE ] 
                                                                                                              _____ Director _____ 
                                                                                                              10% Owner 
                                                                                                              __ X __ Officer (give 
                                                                                                              title below) _____ 
                                                                                                              Other (specify below) 
                                                                                                              Vice Chairman 
---------------------------------------------------  ------------------------------------------------------  ------------------------------------------------------------- 
              (Last) (First) (Middle)                                 3. Date of Earliest 
                                                                    Transaction (MM/DD/YYYY) 
             GENERAL ELECTRIC COMPANY, 
                41 FARNSWORTH STREET                                        11/6/2017 
---------------------------------------------------  ------------------------------------------------------ 
                     (Street)                                        4. If Amendment, Date                   6. Individual or Joint/Group 
                                                                   Original Filed (MM/DD/YYYY)                Filing (Check Applicable 
                                                                                                              Line) 
 
                  BOSTON, MA 02210                                                                            _ X _ Form filed by 
                                                                                                               One Reporting Person 
                (City) (State) (Zip)                                                                           ___ Form filed by 
                                                                                                               More than One Reporting 
                                                                                                               Person 
---------------------------------------------------  ------------------------------------------------------  ------------------------------------------------------------- 
 
                                                        Table I - Non-Derivative Securities Acquired, Disposed of, 
                                                                           or Beneficially Owned 
1.Title of               2. Trans.  2A.              3.           4. Securities                     5. Amount         6.          7. Nature 
 Security                 Date       Deemed           Trans.       Acquired                          of Securities    Ownership    of Indirect 
 (Instr. 3)                          Execution        Code         (A) or                            Beneficially     Form:        Beneficial 
                                     Date,            (Instr.      Disposed                          Owned Following  Direct       Ownership 
                                     if any           8)           of (D)                            Reported         (D) or       (Instr. 
                                                                   (Instr.                           Transaction(s)   Indirect     4) 
                                                                   3, 4 and                          (Instr.          (I) 
                                                                   5)                                3 and 4)         (Instr. 
                                                                                                                      4) 
-----------------------  ---------  ---------------  -----------  --------------------------------  ----------------  ----------  ---------------------------------------- 
                                                                               (A) 
                                                                                or 
                                                      Code    V   Amount       (D)        Price 
                                                     ------  ---  -------  -----------  ---------- 
Common Stock             11/6/2017                     M           7400         A           $0           192183           D 
-----------------------  ---------  ---------------  ------  ---  -------  -----------  ----------  ----------------  ----------  ---------------------------------------- 
Common Stock             11/6/2017                     F           3538         D         $20.10         188645           D 
-----------------------  ---------  ---------------  ------  ---  -------  -----------  ----------  ----------------  ----------  ---------------------------------------- 
Common Stock                                                                                             41152            I       401(k) plan 
-----------------------  ---------  ---------------  ------  ---  -------  -----------  ----------  ----------------  ----------  ---------------------------------------- 
 
                                                        Table II - Derivative Securities Beneficially Owned ( e.g. 
                                                         , puts, calls, warrants, options, convertible securities) 
1. Title     2.          3.         3A.        4.            5. Number     6. Date                  7. Title          8. Price    9. Number       10.         11. 
of Derivate  Conversion   Trans.    Deemed      Trans.       of             Exercisable              and Amount       of          of derivative   Ownership    Nature 
Security     or           Date      Execution   Code         Derivative     and Expiration           of Securities    Derivative  Securities      Form         of Indirect 
(Instr.      Exercise               Date,       (Instr.      Securities     Date                     Underlying       Security    Beneficially    of           Beneficial 
3)           Price                  if          8)           Acquired                                Derivative       (Instr.     Owned           Derivative   Ownership 
             of                     any                      (A)                                     Security         5)          Following       Security:    (Instr. 
             Derivative                                      or Disposed                             (Instr.                      Reported        Direct       4) 
             Security                                        of (D)                                  3 and                        Transaction(s)  (D) 
                                                             (Instr.                                 4)                           (Instr.         or 
                                                             3, 4                                                                 4)              Indirect 
                                                             and                                                                                  (I) 
                                                             5)                                                                                   (Instr. 
                                                                                                                                                  4) 
-----------  ----------  ---------  ---------  ------------  ------------  -----------------------  ----------------  ----------  --------------  ----------  ------------ 
                                                                           Date         Expiration  Title    Amount 
                                                                           Exercisable   Date                or 
                                                                                                             Number 
                                                                                                             of 
                                               Code    V     (A)    (D)                                      Shares 

                                               ----  ------  ---  -------  -----------  ----------  -------  ------- 
Restricted 
 Stock                                                                                              Common 
 Units           (1)     11/6/2017              M                  7400     11/6/2017   11/6/2017    Stock    7400        $0          22200           D 
-----------  ----------  ---------  ---------  ----  ------  ---  -------  -----------  ----------  -------  -------  ----------  --------------  ----------  ------------ 
 
 
 
Explanation of 
 Responses: 
(1)    1 for 1 
 
 
Reporting Owners 
Reporting Owner Name                 Relationships 
 / Address 
---------------------  ----------------------------------------- 
                       Director  10% Owner  Officer        Other 
                       --------  ---------  -------------  ----- 
Bornstein Jeffrey                           Vice Chairman 
 S 
 GENERAL ELECTRIC 
 COMPANY 
 41 FARNSWORTH STREET 
 BOSTON, MA 02210 
---------------------  --------  ---------  -------------  ----- 
 
 
Signatures 
Brian Sandstrom on behalf of        11/7/2017 
 Jeffrey S. Bornstein 
--------------------------------    --------- 
** Signature of Reporting Person      Date 
 
 
Reminder: Report on a separate line for each class of securities 
 beneficially owned directly or indirectly. 
*      If the form is filed by more than one reporting person, 
        see Instruction 4(b)(v). 
**     Intentional misstatements or omissions of facts constitute 
        Federal Criminal Violations. See 18 U.S.C. 1001 and 15 
        U.S.C. 78ff(a). 
Note:  File three copies of this Form, one of which must be manually 
        signed. If space is insufficient, see Instruction 6 for 
        procedure. 
Persons who respond to the collection of information contained 
 in this form are not required to respond unless the form 
 displays a currently valid OMB control number. 
 

This information is provided by RNS

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November 08, 2017 12:59 ET (17:59 GMT)