General Electric Company Director/PDMR Shareholding (3296D)

TIDMGEC

RNS Number : 3296D

General Electric Company

25 April 2017

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE                   OMB APPROVAL 
                                                          COMMISSION                  -------------------------------- 
                                                    Washington, D.C. 20549            OMB Number:           3235-0287 
                                                                                          Estimated average burden 
                                              STATEMENT OF CHANGES IN BENEFICIAL       hours per response:         0.5 
                                                          OWNERSHIP                   -------------------------------- 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
   Check this box if no longer subject to 
   Section 16. Form 4 or Form 5 
   obligations may continue. 
   See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting                     and Ticker or       (Check all applicable)X  Director                      10% Owner 
 Person(*)DEKKERS MARIJN E     Trading Symbol         Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC 
 (Last)  (First)  (Middle)     CO [ GE ] 
 41 FARNSWORTH STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
----------------------------  -----------------  ------------------------------------------------------------------------------------------------- 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               04/24/2017 
----------------------------  -----------------  ------------------------------------------------------------------------------------------------- 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
----------------------------  -----------------  ------------------------------------------------------------------------------------------------- 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
----------------------------------------------------------------------------------------------------------------------------------------------- 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
----------  ------------------  ------------------  -----------------  --------------------------  ---------------  ----------  --------------- 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
----------  ------------------  ------------------  ------  ---------  -------  ----  -----------  ---------------  ----------  --------------- 
 Common                                                                                                                           Irrevocable 
  Stock(1)                04/24/2017                         P           20,000    A      $29.9          40,000           I       Trust 
----------  --------------------------------------   -----------------  -------  ----  -----------  ---------------  ----------  --------------- 
 Common Stock                                                                                           1,000            D 
---------------------------------------------------------------------  -------  ----  -----------  ---------------  ----------  --------------- 
 
 
                                                                  Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                          (e.g., puts, calls, warrants, options, convertible securities) 
----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 
 1. Title     2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and         8. Price     9. Number of     10.         11. Nature 
 of           Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  Amount of            of           derivative       Ownership   of Indirect 
 Derivative   or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Securities           Derivative   Securities       Form:       Beneficial 
 Security     Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Underlying           Security     Beneficially     Direct      Ownership 
 (Instr. 3)   Price of                                                            Disposed of (D)                                     Derivative           (Instr. 5)   Owned            (D) or      (Instr. 4) 
              Derivative                                                          (Instr. 3, 4 and                                    Security (Instr. 3                Following        Indirect 
              Security                                                            5)                                                  and 4)                            Reported         (I) 
                                                                                                                                                                        Transaction(s)   (Instr. 
                                                                                                                                                                        (Instr.          4) 
                                                                                                                                                                        4) 
-----------  -----------  -----------------  -----------------  ---------------  -----------------  -------------------------------  -------------------  -----------  ---------------  ----------  ------------- 
                                                                                                                                              Amount or 
                                                                                                     Date                                     Number of 
                                                                 Code   V         (A)   (D)          Exercisable   Expiration Date    Title   Shares 
-----------  -----------  -----------------  -----------------  -----  --------  ----  -----------  ------------  -----------------  ------  -----------  -----------  ---------------  ----------  ------------- 
 
 
 
Explanation of Responses: 
1. All tansactions reported on this Form 4 were conducted through a internal systemizer. 
Remarks: 
 
 
 
  Brian Sandstrom on behalf of Marinus Dekkers                                         04/25/2017 
  ** Signature of Reporting Person                                                     Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

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April 26, 2017 02:00 ET (06:00 GMT)