General Electric Company Director/PDMR Shareholding (7776W)

TIDMGEC

RNS Number : 7776W

General Electric Company

13 February 2017

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

 
 1. Name and Address of      2. Issuer Name and Ticker                            5. Relationship of Reporting 
  Reporting Person* Susan     or Trading Symbol General                            Person(s) to Issuer (check all 
  P. Peters                   Electric Company (GE)                                applicable) 
  General Electric Company    [GE]                                                 Director 10% Owner 
  41 Farnsworth Street                                                             _X_ Officer (give title below) 
  Boston MA 02210                                                                  Other (specify below) 
 
                                                                                   Senior Vice President 
--------------------------  ---------------------------------------------  -------------------------------------------------------------------------------- 
    3. Date of Earliest Transaction 
     Required to be Reported 
     (Month/Day/Year) 
     02/09/2017 
   ----------------------------------------------------------------------  ---------------------  ---------------------  ----------  ---------------------- 
                             4. If amendment, Date                                     6. Individual or Joint/Group 
                              Original Filed (Month/Day/Year)                           Filing (Check Applicable Line) 
                                                                                        _X_ Form filed by One Reporting 
                                                                                        Person 
                                                                                        Form filed by More Than One Reporting 
                                                                                        Person 
----------  -------------   ---------------------------------------------  -------------------------------------------------------------------------------- 
                                                    Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially 
                                                    Owned 
----------------------------------------------------------------------------------------------------------------------------------------------------------- 
 1. Title    2.             2A. Deemed     3. Transaction    4. Securities Acquired                5. Amount              6.          7. Nature of 
 of           Transaction   Execution       Code              (A) or Disposed                       of Securities         Ownership    Indirect Beneficial 
 Security     Date          Date,           (Instr.           of (D) (Instr. 3,                     Beneficially          Form:        Ownership 
 (Instr.      (mm/dd/yy)    if any          8)                4, & 5)                               Owned Following       Direct       (Instr. 4) 
 3)                         (mm/dd/yy)                                                              Reported              (D) 
                                                                                                    Transaction(s)        or 
                                                                                                    (Instr.               Indirect 
                                                                                                    3, & 4)               (I) 
                                                                                                                          (Instr. 
                                                                                                                          4) 
----------  -------------  -------------  ----------------  ------------------------------------  ---------------------  ----------  ---------------------- 
                                                             Amount   (A)   Price 
                                               Code     V             or 
                                                                      (D) 
----------  -------------   ------------  ---------  -----  -------  ----  ---------------------  ---------------------  ----------  ---------------------- 
 Common 
  Stock       02/09/2017                         M            5,967   A                       $0               131,634       D 
----------  ----------------------------  ----------------  -------  ----  ---------------------  ---------------------  ----------  ---------------------- 
 Common 
  Stock       02/09/2017                         F            1,927   D                   $29.58               129,707       D 
----------  ----------------------------  ----------------  -------  ----  ---------------------  ---------------------  ----------  ---------------------- 
 Common Stock                                                                                                    36,138      I        by grantor retained 
                                                                                                                                       annuity trust 
----------------------------------------------------------  -------  ----  ---------------------  ---------------------  ----------  ---------------------- 
 
 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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2/13/2017 4:23:49 PM

Form 4 (cont.)

Name and Address of Reporting Person Susan P. Peters

General Electric Company 41 Farnsworth Street

Boston MA 02210

Issuer Name and Ticker or Trading Symbol General Electric Company (GE) [GE]

Period Of Report 02/09/2017

 
                                                         Table II -Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                          (e.g., puts, calls, warrants, options, convertible securities) 
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 
 1. Title      2. Con-          3. Trans-     3A. Deemed   4. Trans-     5. No. of             6. Date Exercisable         7. Title and             8. Price     9. No.         10.           11. 
 of             version          action       Execution     action        Derivative            and Expiration              Amount of               of           of             Ownership      Nature 
 Derivative     or Exercise      Date         Date,         Code          Securities            Date (mm/dd/yy)             Underlying              Derivative   Derivative     Form           of Indirect 
 Security       Price            (mm/dd/yy)   if any        (Instr.       Acquired (A)                                      Securities              Security     Securities     of             Beneficial 
 (Instr.        of Derivative                 (mm/dd/yy)    8)            or Disposed                                       (Instr. 3               (Instr.      Beneficially   Derivative     Ownership 
 3)             Security                                                  of (D)                                            & 4)                    5)           Owned          Securities:    (Instr. 
                                                                          (Instr. 3,                                                                             Following      Direct         4) 
                                                                          4, & 5)                                                                                Reported       (D) 
                                                                                                                                                                 Trans-         or Indirect 
                                                                                                                                                                 action(s)      (I) (Instr. 
                                                                                                                                                                 (Instr.        4) 
                                                                                                                                                                 3, & 
                                                                                                                                                                 4) 
------------  ---------------  ------------  -----------  ------------  --------------------  --------------------------  -----------------------  -----------  -------------  ------------  ------------- 
                                                                                               Date          Expiration    Title    Amount 
                                                                                                Exer-         Date                   or Number 
                                                            Code     V   (A)        (D)         cisable                              of Shares 
------------  ---------------  ------------  -----------  ------  ----  ----  --------------  ------------  ------------  -------  --------------  -----------  -------------  ------------  ------------- 
 Restricted 

  Stock                                                                                                                    Common 
  Units               (1) (2)    02/09/2017                 M                          5,967    02/09/2017    02/09/2017    Stock           5,967           $0              0       D 
------------  ---------------  ------------  -----------  ------  ----  ----  --------------  ------------  ------------  -------  --------------  -----------  -------------  ------------  ------------- 
 

Explanation of Responses:

   (1)         - 1 for 1 
   (2)         - All transactions reported on this Form 4 were conducted outside a trading venue. 

By: By Brian Sandstrom on behalf of Susan P. Peters

**Signature of Reporting Person

2/13/2017

Date

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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2/13/2017 4:23:49 PM

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February 14, 2017 02:00 ET (07:00 GMT)