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| Share Name | Share Symbol | Market | Type | Share ISIN | Share Description |
|---|---|---|---|---|---|
| General Electric Company | LSE:GEC | London | Ordinary Share | COM STK USD0.01 (CDI) |
| Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|---|---|
| 0.00 | 0.00% | 105.00 | 25,584 | 01:00:00 |
| Industry Sector | Turnover | Profit | EPS - Basic | PE Ratio | Market Cap |
|---|---|---|---|---|---|
| Electrical Machy, Equip, Nec | 69.54B | 9.19B | 8.4404 | 19.27 | 176.98B |
TIDMGEC
RNS Number : 3625Q
General Electric Company
28 November 2016
SEC Form 3
Hot Features
Premium
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 --------------------------------
OMB Number: 3235-0104
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Estimated average burden
hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 --------------------------------
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of 2. Date of Event 3. Issuer Name and Ticker or Trading Symbol
Reporting Requiring GENERAL ELECTRIC CO [ GE ]
Person(*)Joyce David Leon Statement
(Month/Day/Year)
(Last) (First) (Middle) 09/09/2016
GENERAL ELECTRIC COMPANY
41 FARNSWORTH STREET
(Street)BOSTON MA 02210
(City) (State) (Zip)
---------------------------- ----------------- --------------------------------------------------------------------------------------------------------------------------------------------------------------------
4. Relationship of Reporting Person(s) to Issuer 5. If Amendment, Date of Original Filed (Month/Day/Year)
(Check all applicable) Director 10% Owner 09/19/2016
X Officer (give title below) Other (specify below)
Vice Chairman
---------------------------- ----------------- ----------------------------------------------------------------- -------------------------------------------------------------------------------------------------
6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Form filed by More than One Reporting Person
---------------------------- ----------------- ----------------------------------------------------------------- -------------------------------------------------------------------------------------------------
Table I - Non-Derivative Securities Beneficially Owned
----------------------------------------------------------------------------------------------------------------------
1. Title of Security 2. Amount of Securities 3. Ownership Form: Direct 4. Nature of Indirect
(Instr. 4) Beneficially Owned (Instr. (D) or Indirect (I) (Instr. Beneficial Ownership
4) 5) (Instr. 5)
---------------------------- ---------------------------- ---------------------------- ----------------------------
Common Stock 283,601 D
---------------------------- ---------------------------- ---------------------------- ----------------------------
Common Stock 29,872 I 401(k) plan
---------------------------- ---------------------------- ---------------------------- ----------------------------
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
----------------------------------------------------------------------------------------------------------------------
1. Title of 2. Date Exercisable and 3. Title and Amount of 4. 5. 6. Nature of
Derivative Expiration Date Securities Underlying Conversion Ownership Indirect
Security (Instr. (Month/Day/Year) Derivative Security or Form: Beneficial
4) (Instr. 4) Exercise Direct Ownership
Price of (D) or (Instr. 5)
Derivative Indirect
Security (I)
(Instr.
5)
------------------- ------------------------------- ------------------------ ----------- ---------- -------------
Amount or
Date Number of
Exercisable Expiration Date Title Shares
------------------- ------------ ----------------- ----------- ----------- ----------- ---------- -------------
Restricted Stock Common
Units (2) (2) Stock 10,000 (1) D
------------------- ------------ ----------------- ----------- ----------- ----------- ---------- -------------
Restricted Stock Common
Units (3) (3) Stock 60,000 (1) D
------------------- ------------ ----------------- ----------- ----------- ----------- ---------- -------------
Restricted Stock Common
Units (4) (4) Stock 40,000 (1) D
------------------- ------------ ----------------- ----------- ----------- ----------- ---------- -------------
Restricted Stock Common
Units (5) (5) Stock 29,600 (1) D
------------------- ------------ ----------------- ----------- ----------- ----------- ---------- -------------
Restricted Stock Common
Units (6)(9) (6) Stock 150,000 (1) D
------------------- ------------ ----------------- ----------- ----------- ----------- ---------- -------------
Restricted Stock Common
Units (7) (7) Stock 27,000 (1) D
------------------- ------------ ----------------- ----------- ----------- ----------- ---------- -------------
Employee Stock
Options (right to Common
buy)(8) 09/07/2006 09/07/2017 Stock 55,000 38.75 D
------------------- ------------ ----------------- ----------- ----------- ----------- ---------- -------------
Employee Stock
Options (right to Common
buy)(8) 09/09/2009 09/09/2018 Stock 100,000 28.12 D
------------------- ------------ ----------------- ----------- ----------- ----------- ---------- -------------
Employee Stock
Options (right to Common
buy)(8) 03/12/2010 03/12/2019 Stock 400,000 9.57 D
------------------- ------------ ----------------- ----------- ----------- ----------- ---------- -------------
Employee Stock
Options (right to Common
buy)(8) 07/23/2010 07/23/2019 Stock 500,000 11.95 D
------------------- ------------ ----------------- ----------- ----------- ----------- ---------- -------------
Employee Stock
Options (right to Common
buy)(8) 06/10/2011 06/10/2020 Stock 650,000 15.68 D
------------------- ------------ ----------------- ----------- ----------- ----------- ---------- -------------
Employee Stock
Options (right to Common
buy)(8) 06/09/2012 06/09/2021 Stock 700,000 18.58 D
------------------- ------------ ----------------- ----------- ----------- ----------- ---------- -------------
Employee Stock
Options (right to Common
buy)(8) 09/07/2013 09/07/2022 Stock 700,000 21.59 D
------------------- ------------ ----------------- ----------- ----------- ----------- ---------- -------------
Employee Stock
Options (right to Common
buy)(8) 09/13/2014 09/13/2023 Stock 500,000 23.78 D
------------------- ------------ ----------------- ----------- ----------- ----------- ---------- -------------
Employee Stock
Options (right to Common
buy)(8) 09/05/2015 09/05/2024 Stock 550,000 26.1 D
------------------- ------------ ----------------- ----------- ----------- ----------- ---------- -------------
Employee Stock
Options (right to Common
buy)(8) 09/11/2016 09/11/2025 Stock 184,000 24.95 D ------------------- ------------ ----------------- ----------- ----------- ----------- ---------- ------------- Employee Stock Option (right to Common buy)(8) 09/09/2017 09/09/2026 Stock 200,000 30.11 D ------------------- ------------ ----------------- ----------- ----------- ----------- ---------- ------------- Explanation of Responses: 1. 1-for-1 2. 50,000 units granted 07/27/2012; 10,000 units vested on 07/27/2013 ; 10,000 units vested on 07/27/2014 ; 10,000 vested on 07/27/2015; 10,000 vested on 07/27/2016 and 10,000 are scheduled to vest on 07/27/2017. 3. 100,000 units granted 07/24/2014; 20,000 units vested on 07/24/2015; 20,000 units vested on 07/24/2016 ; 20,000 are scheduled to vest on 07/24/2017; 20,000 are scheduled to vest on 07/24/2018 and 20,000 are scheduled to vest on 07/24/2019. 4. 50,000 units granted 09/11/2015; 10,000 units vested on 9/11/2016; 10,000 units are scheduled to vest on 09/11/2017; 10,000 units are scheduled to vest on 09/11/2018; 10,000 are scheduled to vest on 09/11/2019; and 10,000 are scheduled to vest on 09/11/2020. 5. 37,000 units granted 9/11/2015; 7,400 units vested on 9/11/2016; 7,400 units are scheduled to vest on 9/11/2017; 7,400 units are scheduled to vest on 9/11/2018; 7,400 units are scheduled to vest on 9/11/2019; and 7,400 units are scheduled to vest on 9/11/2020. 6. 150,000 units granted 07/28/2016; 150,000 units are scheduled to vest on 12/31/2019. 7. 27,000 units granted on 9/9/2016; 5,400 units are scheduled to vest on 9/9/2017; 5,400 units are sceduled to vest on 9/9/2018; 5,400 units are scheduled to vest on 9/9/2019; 5,400 units are scheduled to vest on 9/9/2020; and 5,400 units are scheduled to vest on 9/9/2021. 8. The options become exercisable in five equal installments of 20% each beginning on the "Date Exercisable" shown to the right, and another 20% each year thereafter. 9. Grant not previously reported. This amended Form 3 also removes a previously reported 53,000 Restricted Stock Unit grant which was characterized as a Restricted Stock Unit in error. The 53,000 grant is a Performance Share Unit not realized until certain performance measures are met. Remarks: Brian Sandstrom on behalf of David L. Joyce 11/28/2016 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
This information is provided by RNS
The company news service from the London Stock Exchange
END
DSHEAAFPAAXKFAF
(END) Dow Jones Newswires
November 29, 2016 02:00 ET (07:00 GMT)
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