General Electric Company Director/PDMR Shareholding (2798P)

TIDMGEC

RNS Number : 2798P

General Electric Company

16 November 2016

SEC Form 3

 
FORM 3             UNITED STATES SECURITIES AND EXCHANGE COMMISSION                             OMB APPROVAL 
                                 Washington, D.C. 20549                           -------------------------------- 
                                                                                  OMB Number:           3235-0104 
                INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES               Estimated average burden 
                                                                                   hours per response:         0.5 
         Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934   -------------------------------- 
                 or Section 30(h) of the Investment Company Act of 1940 
 
 
   1. Name and Address of     2. Date of Event  3. Issuer Name and Ticker or Trading Symbol 
         Reporting            Requiring          GENERAL ELECTRIC CO [ GE ] 
Person(*)MOLLENKOPF STEVEN M  Statement 
                              (Month/Day/Year) 
 (Last)  (First)  (Middle)    11/04/2016 
  GENERAL ELECTRIC COMPANY 
    41 FARNSWORTH STREET 
(Street)BOSTON   MA   02210 
 
   (City)  (State)  (Zip) 
----------------------------  ----------------  ------------------------------------------------------------------------------------------------------------------------------------------------------------------ 
                                                4. Relationship of Reporting Person(s) to Issuer                  5. If Amendment, Date of Original Filed (Month/Day/Year) 
                                                (Check all applicable)X  Director                      10% Owner 
                                                   Officer (give title below)    Other (specify below) 
----------------------------  ----------------  ----------------------------------------------------------------  ------------------------------------------------------------------------------------------------ 
                                                                                                                  6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                                                                                                                      Form filed by More than One Reporting Person 
----------------------------  ----------------  ----------------------------------------------------------------  ------------------------------------------------------------------------------------------------ 
 
 
                                Table I - Non-Derivative Securities Beneficially Owned 
---------------------------------------------------------------------------------------------------------------------- 
1. Title of Security (Instr.  2. Amount of Securities       3. Ownership Form: Direct     4. Nature of Indirect 
4)                            Beneficially Owned (Instr.    (D) or Indirect (I) (Instr.   Beneficial Ownership (Instr. 
                              4)                            5)                            5) 
----------------------------  ----------------------------  ----------------------------  ---------------------------- 
No securities are                          0                             D 
benefically owned 
----------------------------  ----------------------------  ----------------------------  ---------------------------- 
 
 
                                 Table II - Derivative Securities Beneficially Owned 
                            (e.g., puts, calls, warrants, options, convertible securities) 
---------------------------------------------------------------------------------------------------------------------- 
1. Title of    2. Date Exercisable and          3. Title and Amount of       4.            5. Ownership  6. Nature of 
Derivative     Expiration Date                  Securities Underlying        Conversion    Form: Direct  Indirect 
Security       (Month/Day/Year)                 Derivative Security (Instr.  or Exercise   (D) or        Beneficial 
(Instr. 4)                                      4)                           Price of      Indirect (I)  Ownership 
                                                                             Derivative    (Instr. 5)    (Instr. 5) 
                                                                             Security 
-------------  -------------------------------  ---------------------------  ------------  ------------  ------------- 
                                                               Amount or 
               Date                                            Number of 
               Exercisable    Expiration Date   Title          Shares 
-------------  -------------  ----------------  -------------  ------------  ------------  ------------  ------------- 
 
 
 
Explanation of Responses: 
Remarks: 
 
 
 
  Brian Sandstrom on behalf of Steven M. Mollenkopf                                     11/14/2016 
  ** Signature of Reporting Person                                                      Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

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November 16, 2016 02:00 ET (07:00 GMT)