ECR Minerals plc Holding(s) in Company

 
TIDMECR 
 
 
For filings with the FCA include the annex 
For filings with issuer exclude the annex 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi 
1. Identity of the issuer or the underlying issuer                          ECR Minerals Plc 
of  existing shares to which voting rights are 
attached:ii 
2 Reason for the notification(please tick the appropriate  box or boxes): 
An acquisition or disposal of voting rights                                                                                                                                                    X 
An acquisition or disposal of qualifying financial instruments which  may result in the acquisition of shares already issued to which  voting rights are attached 
An acquisition or disposal of instruments with similar economic  effect to qualifying financial instruments 
An event changing the breakdown of voting rights 
Other (please specify): 
3. Full name of person(s) subject to the     1Yorkville Advisors Global, LLC 
notification  obligation:iii                2 Yorkville Advisors Global, LP 
                                             3 YA II PN, Ltd. 
4. Full name of shareholder(s)               Jarvis Investment Management Ltd 
(if different from 3.):iv                    (Registered Holder) 
5. Date of the transaction and date on       May 16, 2016 
which the  threshold is crossed or 
reached:v 
6. Date on which issuer notified:            May 16, 2016 
7. Threshold(s) that is/are crossed or       4.00% 
reached:vi,  vii 
 
 
8. Notified details: 
A: Voting rights attached to sharesviii, ix 
Class/type of                    Situation previous                                             Resulting situation after the triggering transaction 
shares                           to the triggering 
if possible usingthe ISIN CODE   transaction 
                                 Number              Number                                     Number         Number of voting                 % of voting rightsx 
                                 of                  of                                         of shares      rights 
                                 Shares              Voting 
                                                     Rights 
                                                                                                Direct         Directxi       Indirectxii       Direct                       Indirect 
                                                                                                354,239,296    354,239,296                      4.17% 
 
Ordinary Shares 
B: Qualifying Financial Instruments 
Resulting situation after the triggering transaction 
Type of financial                    Expiration            Exercise/                                             Number of voting                                    % of voting 
instrument                           datexiii              Conversion Periodxiv                                  rights that may be                                  rights 
                                                                                                                 acquired  if the 
                                                                                                                 instrument is 
                                                                                                                 exercised/ converted. 
C: Financial Instruments with similar economic effect to  Qualifying Financial Instrumentsxv, xvi 
Resulting situation after the triggering transaction 
Type of financial                  Exercise price    Expiration datexvii    Exercise/                          Number of voting rights instrument refers to        % of voting rightsxix, xx 
instrument                                                                  Conversion periodxviii 
                                                                                                                                                                   Nominal      Delta 
Total (A+B+C) 
Number of voting rights                                                                           Percentage of voting rights 
354,239,296                                                                                       4.17% 
 
 
9. Chain of controlled undertakings through which the voting  rights and/or the 
financial instruments are effectively  held, if applicable:xxi 
Yorkville Advisors Global, LLC is the general partner, and  controlling person, of Yorkville Advisors Global, LP, which is the  investment manager of YA II PN, Ltd. (which entity was formerly  known as YA Global Master SPV, Ltd.) 
Proxy Voting: 
10. Name of the proxy holder: 
11. Number of voting rights proxy holder will cease 
to  hold: 
12. Date on which proxy holder will cease to hold 
voting  rights: 
13. Additional information: 
14. Contact name:               Troy Rillo 
15. Contact telephone number:   001.908.906.5127 
 
 
 
 

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(END) Dow Jones Newswires

May 17, 2016 09:53 ET (13:53 GMT)