ECR Minerals plc Holding(s) in Company

 
TIDMECR 
 
 
For filings with the FCA include the annex 
For filings with issuer exclude the annex 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi 
1. Identity of the issuer or the underlying issuer                          ECR Minerals Plc 
of  existing shares to which voting rights are 
attached:ii 
2 Reason for the notification(please tick the appropriate  box or boxes): 
An acquisition or disposal of voting rights                                                                                                                                                    X 
An acquisition or disposal of qualifying financial instruments which  may result in the acquisition of shares already issued to which  voting rights are attached 
An acquisition or disposal of instruments with similar economic  effect to qualifying financial instruments 
An event changing the breakdown of voting rights 
Other (please specify): 
3. Full name of person(s) subject to the     1Yorkville Advisors Global, LLC 
notification  obligation:iii                2 Yorkville Advisors Global, LP 
                                             3 YA Global Master SPV, Ltd. 
4. Full name of shareholder(s)               Jarvis Investment Management Ltd 
(if different from 3.):iv                    (Registered Holder) 
5. Date of the transaction and date on       January 19, 2016 
which the  threshold is crossed or 
reached:v 
6. Date on which issuer notified:            January 22, 2016 
7. Threshold(s) that is/are crossed or       7.00% 
reached:vi,  vii 
 
 
8. Notified details: 
A: Voting rights attached 
to sharesviii, ix 
Class/type of                                           Situation previous                                             Resulting situation after the triggering transaction 
shares                                                  to the triggering 
if possible usingthe                                    transaction 
ISIN CODE 
                                                        Number              Number                                     Number       Number of voting                 % of voting rightsx 
                                                        of                  of                                         of shares    rights 
                                                        Shares              Voting 
                                                                            Rights 
                                                                                                                       Direct       Directxi       Indirectxii       Direct                       Indirect 
                                                                                                                       513,946,520  513,946,520                      7.13% 
 
Ordinary Shares 
B: Qualifying Financial 
Instruments 
Resulting situation after the 
triggering transaction 
Type of financial                                           Expiration            Exercise/                                           Number of voting                                    % of voting 
instrument                                                  datexiii              Conversion Periodxiv                                rights that may be                                  rights 
                                                                                                                                      acquired  if the 
                                                                                                                                      instrument is 
                                                                                                                                      exercised/ converted. 
C: Financial Instruments with similar economic effect 
to  Qualifying Financial Instrumentsxv, xvi 
Resulting situation after the 
triggering transaction 
Type of financial                                         Exercise price    Expiration datexvii    Exercise/                        Number of voting rights instrument refers to        % of voting rightsxix, xx 
instrument                                                                                         Conversion periodxviii 
                                                                                                                                                                                        Nominal     Delta 
Total (A+B+C) 
Number of voting rights                                                                                                                                                                               Percentage of voting rights 
513,946,520                                                                                                                                                                                           7.13% 
 
 
9. Chain of controlled undertakings through which the voting  rights and/or the 
financial instruments are effectively  held, if applicable:xxi 
Yorkville Advisors Global, LLC is the general partner, and  controlling person, of Yorkville Advisors Global, LP, which is the  investment manager of Yorkville Global Master SPV, Ltd. 
Proxy Voting: 
10. Name of the proxy holder: 
11. Number of voting rights proxy holder will cease 
to  hold: 
12. Date on which proxy holder will cease to hold 
voting  rights: 
13. Additional information: 
14. Contact name:               Troy Rillo 
15. Contact telephone number:   001.908.906.5127 
 
 
 
 

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(END) Dow Jones Newswires

January 22, 2016 12:40 ET (17:40 GMT)