e-Therapeutics plc TR-1: Notification of Major Interest in Shares (0526H)

TIDMETX

RNS Number : 0526H

e-Therapeutics plc

02 June 2017

 
 For filings with the FSA 
  include the annex 
 For filings with issuer exclude 
  the annex 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
---------------------------------------------------------------------------------------------------------------------- 
 
 1. Identity of the issuer or                                                                       E Therapeutics Plc 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
---------------------------------------------------------------  ----------------------------------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
---------------------------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                                 X 
------------------------------------------------------------------  -------------------------------------------------- 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
------------------------------------------------------------------  -------------------------------------------------- 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
------------------------------------------------------------------  -------------------------------------------------- 
 An event changing the breakdown of voting rights 
------------------------------------------------------------------  -------------------------------------------------- 
 Other (please 
  specify): 
---------------------------------------------------------  -------  -------------------------------------------------- 
 3. Full name of person(s)                                                            Richard Griffiths and controlled 
  subject to the                                                                                          undertakings 
  notification obligation: 
  (iii) 
-----------------------------------------------------------  --------------------------------------------------------- 
 4. Full name of shareholder(s) 
  (if different from 3.):(iv) 
-----------------------------------------------------------  --------------------------------------------------------- 
 5. Date of the transaction                                                                                1 June 2017 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
-----------------------------------------------------------  --------------------------------------------------------- 
 6. Date on which issuer                                                                                   2 June 2017 
  notified: 
-----------------------------------------------------------  --------------------------------------------------------- 
 7. Threshold(s) that is/are                                         > 3,4,5,6,7,8,9,10,11,12,13,14,15,16,17,18,19,20% 
  crossed or 
  reached: (vi, vii) 
-----------------------------------------------------------  --------------------------------------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type     Situation previous                Resulting situation after the 
  of             to the triggering                 triggering transaction 
  shares         transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
-------------  --------------------------------  --------------------------------------------------------------------- 
                Number           Number           Number         Number of                    % of voting 
                of                of               of shares      voting                       rights (x) 
                Shares            Voting                          rights 
                                  Rights 
-------------  ---------------  ---------------  -------------  ---------------------------  ------------------------- 
                                                  Direct         Direct         Indirect      Direct        Indirect 
                                                                  (xi)           (xii) 
-------------      -----------    -----------    -------------  -------------  ------------  ------------  ----------- 
 
 Ordinary 
 GB00B2823H99   < 3%             < 3%             54,000,000     54,000,000                   20.12% 
-------------  ---------------  ---------------  -------------  -------------  ------------  ------------  ----------- 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of            Expiration     Exercise/                       Number of voting               % of voting 
 financial           date           Conversion                      rights that                    rights 
 instrument          (xiii)         Period (xiv)                    may be 
                                                                    acquired if 
                                                                    the 
                                                                    instrument 
                                                                    is 
                                                                    exercised/ 
                                                                    converted. 
-----------------  -------------  ------------------------------  -----------------------------  --------------------- 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of          Exercise       Expiration     Exercise/        Number of voting               % of voting 
 financial         price         date           Conversion        rights instrument              rights (xix, 
 instrument                      (xvii)         period            refers to                      xx) 
                                                (xviii) 
---------------  -------------  -------------  ---------------  -----------------------------  ----------------------- 
                                                                                                Nominal       Delta 
---------------  -------------  -------------  ---------------  -----------------------------  ------------  --------- 
 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                            Percentage of voting rights 
-------------------------------------------------  ------------------------------------------------------------------- 
 54,000,000                                         20.12% 
-------------------------------------------------  ------------------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
------------------------------------------------------------------------------- 
   Oak Trust Limited     1,500,000 
    Richard Griffiths    52,500,000 
    Total                54,000,000 
                        ----------- 
 
 
 
   The above entities are controlled by Richard Griffiths 
 
 Proxy Voting: 
------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
-------------------------------------------------------------  ---------------- 
 11. Number of voting rights proxy 
  holder will cease 
  to hold: 
-------------------------------------------------------------  ---------------- 
 12. Date on which proxy holder will 
  cease to hold 
  voting rights: 
-------------------------------------------------------------  ---------------- 
 
 
  13. Additional information: 
-------------------------------------------------------------  ---------------- 
 14. Contact name:                                              James Sutcliffe 
-------------------------------------------------------------  ---------------- 
 15. Contact telephone number:                                  [phone] 
-------------------------------------------------------------  ---------------- 
 
 
 
 Note: Annex should only be submitted to the FCA not 
  the issuer 
 Annex: Notification of major interests in share 
 
 A: Identity of the persons or legal entity subject to 
  the notification obligation 
-------------------------------------------------------- 
 Full name 
  (including legal form of 
  legal entities) 
------------------------------------------------------ 
 Contact address 
  (registered office for legal 
  entities) 
------------------------------------------------------ 
 Phone number & email 
------------------------------------------------------ 
 Other useful information 
  (at least legal representative 
  for legal persons) 
------------------------------------------------------ 
 
 B: Identity of the notifier, if applicable 
-------------------------------------------------------- 
 Full name 

------------------------------------------------------ 
 Contact address 
------------------------------------------------------ 
 Phone number & email 
------------------------------------------------------ 
 Other useful information 
  (e.g. functional relationship 
  with the person or legal 
  entity subject to the notification 
  obligation) 
------------------------------------------------------ 
 
 C: Additional information 
-------------------------------------------------------- 
 
 For notes on how to complete form TR-1 please see the 
  FCA website. 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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June 02, 2017 09:51 ET (13:51 GMT)