CMC Markets Plc Holding(s) in Company (9223Q)

TIDMCMCX TIDM42SB

RNS Number : 9223Q

CMC Markets Plc

05 December 2016

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------- 
 
 
 
 1. Identity of the issuer or                                           CMC Markets plc 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
-------------------------------------------------------------  --------------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
------------------------------------------------------------------------------------------------ 
 An acquisition or disposal of voting rights 
----------------------------------------------------------------  ------------------------------ 
 An acquisition or disposal of qualifying financial                              X 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
----------------------------------------------------------------  ------------------------------ 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
----------------------------------------------------------------  ------------------------------ 
 An event changing the breakdown of voting rights 
----------------------------------------------------------------  ------------------------------ 
 Other (please 
  specify): 
---------------------------------------------------------  -----  ------------------------------ 
 3. Full name of person(s)                                      The Goldman Sachs Group, Inc. 
  subject to the 
  notification obligation: 
  (iii) 
-----------------------------------------------------------  ----------------------------------- 
 4. Full name of shareholder(s)                                  Goldman Sachs International 
  (if different from 3.):(iv) 
-----------------------------------------------------------  ----------------------------------- 
 5. Date of the transaction                                            30 November 2016 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
-----------------------------------------------------------  ----------------------------------- 
 6. Date on which issuer                                               02 December 2016 
  notified: 
-----------------------------------------------------------  ----------------------------------- 
 7. Threshold(s) that is/are                                               Below 5% 
  crossed or 
  reached: (vi, vii) 
-----------------------------------------------------------  ----------------------------------- 
 
 
 
 8. Notified details: 
------------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
------------------------------------------------------------------------------------------------------------------------- 
 Class/type        Situation previous              Resulting situation after the 
  of                to the triggering               triggering transaction 
  shares            transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
----------------  ------------------------------  ----------------------------------------------------------------------- 
                   Number         Number           Number          Number of                      % of voting 
                    of             of               of              voting                         rights (x) 
                    Shares         Voting           shares          rights 
                                   Rights 
--------------    -------------  ---------------  --------------  -----------------------------  ------------------------ 
                                                   Direct          Direct          Indirect       Direct     Indirect 
                                                                   (xi)             (xii) 
--------------    -----------    -----------      --------------  --------------  -------------  ---------  ------------- 
 
   GB00B14SKR37         0            0.0000%                                        14,395,894                 4.9999% 
                  -------------  ---------------  --------------  --------------  -------------  ---------  ------------- 
 
 
 B: Qualifying Financial Instruments 
------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------------- 
 Type of financial                               Expiration          Exercise/       Number of                 % of 
  instrument                                      date                Conversion      voting                    voting 
                                                  (xiii)              Period          rights that               rights 
                                                                      (xiv)           may be 
                                                                                      acquired 
                                                                                      if the 
                                                                                      instrument 
                                                                                      is 
                                                                                      exercised/ 
                                                                                      converted. 
----------------------------------------------  ------------------  --------------  ------------------------  ----------- 
 Stock Loan (Physical)                           Open                                           0               0.0000% 
----------------------------------------------  ------------------  --------------  ------------------------  ----------- 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------------- 
 Type of         Exercise       Expiration     Exercise/           Number of                      % of voting 
 financial       price          date           Conversion           voting rights                  rights (xix, 
 instrument                     (xvii)         period               instrument                     xx) 
                                               (xviii)              refers to 
--------------  -------------  -------------  ------------------  -----------------------------  ------------------------ 
                                                                                                  Nominal      Delta 
----------------------------------------------------------------  -----------------------------  -----------  ----------- 
 
 
 Total (A+B+C) 
------------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                             Percentage of voting rights 
--------------------------------------------------  --------------------------------------------------------------------- 
                    14,395,894                                                     4.9999% 
--------------------------------------------------  --------------------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
------------------------------------------------------------------------------------------- 
 
   The Goldman Sachs Group, Inc.; 14,395,894 shares; 4.9999% 
 
   Goldman Sachs (UK) L.L.C. (Controlled by The Goldman 
   Sachs Group, Inc.) ; 14,395,894 shares; 4.9999% 
   Goldman Sachs Group UK Limited (Controlled by Goldman 
   Sachs (UK) L.L.C.) ; 14,395,894 shares; 4.9999% 
   Goldman Sachs International (Controlled by Goldman Sachs 
   Group UK Limited) ; 14,395,894 shares; 4.9999% 
 
 Proxy Voting: 
------------------------------------------------------------------------------------------- 
 10. Name of the proxy holder:                                           N/A 
-------------------------------------------------------  ---------------------------------- 
 11. Number of voting rights proxy                                       N/A 
  holder will cease 
  to hold: 
-------------------------------------------------------  ---------------------------------- 
 12. Date on which proxy holder will                                     N/A 
  cease to hold 
  voting rights: 
-------------------------------------------------------  ---------------------------------- 
 
                                                          Please note, total amount 
  13. Additional information:                              of voting rights have been 
                                                           rounded to 4 decimal places 
                                                           therefore there is a possibility 
                                                           of a rounding error. 
                                                           General email contact: 
                                                           [e-mail] 
-------------------------------------------------------  ---------------------------------- 
 14. Contact name:                                        Peter Chisholm 
-------------------------------------------------------  ---------------------------------- 

 15. Contact telephone number:                            [phone] 
-------------------------------------------------------  ---------------------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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December 05, 2016 02:55 ET (07:55 GMT)