CMC Markets Plc Holding(s) in Company (7611Q)

TIDMCMCX

RNS Number : 7611Q

CMC Markets Plc

01 December 2016

 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
------------------------------------------------------------------------------------------------ 
 
 1. Identity of the issuer or                                           CMC Markets plc 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
-------------------------------------------------------------  --------------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
------------------------------------------------------------------------------------------------ 
 An acquisition or disposal of voting rights 
----------------------------------------------------------------  ------------------------------ 
 An acquisition or disposal of qualifying financial                              X 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
----------------------------------------------------------------  ------------------------------ 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
----------------------------------------------------------------  ------------------------------ 
 An event changing the breakdown of voting rights 
----------------------------------------------------------------  ------------------------------ 
 Other (please 
  specify): 
---------------------------------------------------------  -----  ------------------------------ 
 3. Full name of person(s)                                      The Goldman Sachs Group, Inc. 
  subject to the 
  notification obligation: 
  (iii) 
-----------------------------------------------------------  ----------------------------------- 
 4. Full name of shareholder(s)                                  Goldman Sachs International 
  (if different from 3.):(iv) 
-----------------------------------------------------------  ----------------------------------- 
 5. Date of the transaction                                            29 November 2016 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
-----------------------------------------------------------  ----------------------------------- 
 6. Date on which issuer                                               01 December 2016 
  notified: 
-----------------------------------------------------------  ----------------------------------- 
 7. Threshold(s) that is/are                                               Above 5% 
  crossed or 
  reached: (vi, vii) 
-----------------------------------------------------------  ----------------------------------- 
 
 
 
 8. Notified details: 
------------------------------------------------------------------------------------------------------------------------ 
 A: Voting rights attached to shares (viii, ix) 
------------------------------------------------------------------------------------------------------------------------ 
 Class/type        Situation previous               Resulting situation after the 
  of                to the triggering                triggering transaction 
  shares            transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
----------------  -------------------------------  --------------------------------------------------------------------- 
                   Number          Number           Number          Number of                    % of voting 
                    of              of               of              voting                       rights (x) 
                    Shares          Voting           shares          rights 
                                    Rights 
--------------    --------------  ---------------  --------------  ---------------------------  ------------------------ 
                                                    Direct          Direct          Indirect     Direct     Indirect 
                                                                    (xi)            (xii) 
--------------    ------------    -----------      --------------  --------------  -----------  ---------  ------------- 
 
   GB00B14SKR37      1,040,918        0.3615%                                           0                     0.0000% 
                  --------------  ---------------  --------------  --------------  -----------  ---------  ------------- 
 
 
 B: Qualifying Financial Instruments 
------------------------------------------------------------------------------------------------------------------------ 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------------ 
 Type of financial                                Expiration          Exercise/       Number of               % of 
  instrument                                       date                Conversion      voting                  voting 
                                                   (xiii)              Period          rights that             rights 
                                                                       (xiv)           may be 
                                                                                       acquired 
                                                                                       if the 
                                                                                       instrument 
                                                                                       is 
                                                                                       exercised/ 
                                                                                       converted. 
-----------------------------------------------  ------------------  --------------  ----------------------  ----------- 
 Stock Loan (Physical)                            Open                                     14,499,840          5.0360% 
-----------------------------------------------  ------------------  --------------  ----------------------  ----------- 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
------------------------------------------------------------------------------------------------------------------------ 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------------ 
 Type of         Exercise        Expiration     Exercise/           Number of                    % of voting 
 financial       price           date           Conversion           voting rights                rights (xix, 
 instrument                      (xvii)         period               instrument                   xx) 
                                                (xviii)              refers to 
--------------  --------------  -------------  ------------------  ---------------------------  ------------------------ 
                                                                                                 Nominal      Delta 
-----------------------------------------------------------------  ---------------------------  -----------  ----------- 
 
 
 Total (A+B+C) 
------------------------------------------------------------------------------------------------------------------------ 
 Number of voting rights                              Percentage of voting rights 
---------------------------------------------------  ------------------------------------------------------------------- 
                     14,499,840                                                    5.0360% 
---------------------------------------------------  ------------------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
------------------------------------------------------------------------------------------- 
 
   The Goldman Sachs Group, Inc.; 14,499,840 shares; 5.0360% 
 
   Goldman Sachs (UK) L.L.C. (Controlled by The Goldman 
   Sachs Group, Inc.) ; 14,499,840 shares; 5.0360% 
   Goldman Sachs Group UK Limited (Controlled by Goldman 
   Sachs (UK) L.L.C.) ; 14,499,840 shares; 5.0360% 
   Goldman Sachs International (Controlled by Goldman Sachs 
   Group UK Limited) ; 14,499,840 shares; 5.0360% 
 
 Proxy Voting: 
------------------------------------------------------------------------------------------- 
 10. Name of the proxy holder:                                           N/A 
-------------------------------------------------------  ---------------------------------- 
 11. Number of voting rights proxy                                       N/A 
  holder will cease to hold: 
-------------------------------------------------------  ---------------------------------- 
 12. Date on which proxy holder will                                     N/A 
  cease to hold voting rights: 
-------------------------------------------------------  ---------------------------------- 
 
                                                          Please note, total amount 
  13. Additional information:                              of voting rights have been 
                                                           rounded to 4 decimal places 
                                                           therefore there is a possibility 
                                                           of a rounding error. 
                                                           General email contact: 
                                                           [e-mail] 
-------------------------------------------------------  ---------------------------------- 
 14. Contact name:                                        Peter Chisholm 
-------------------------------------------------------  ---------------------------------- 

 15. Contact telephone number:                            [phone] 
-------------------------------------------------------  ---------------------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

HOLBRBDDDSGBGLB

(END) Dow Jones Newswires

December 01, 2016 12:43 ET (17:43 GMT)