Clinigen Group plc Holding(s) in Company (8812L)

TIDMCLIN

RNS Number : 8812L

Clinigen Group plc

06 October 2016

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------- 
 
 
 
 1. Identity of the issuer or                                                    Clinigen Group PLC 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
-----------------------------------------------------------  -------------------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
--------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                    x 
------------------------------------------------------------  ------------------------------------- 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
------------------------------------------------------------  ------------------------------------- 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
------------------------------------------------------------  ------------------------------------- 
 An event changing the breakdown of voting rights 
------------------------------------------------------------  ------------------------------------- 
 Other (please 
  specify): 
----------------------------------------------------------    ------------------------------------- 
 3. Full name of person(s)                                           Grandeur Peak Global Advisors, 
  subject to the                                                                                LLC 
  notification obligation: 
  (iii) 
-----------------------------------------------------------  -------------------------------------- 
 4. Full name of shareholder(s)                                           FIT, Grandeur Peak Global 
  (if different from 3.):(iv)                                                    Opportunities Fund 
                                                                   FIT, Grandeur Peak International 
                                                                                 Opportunities Fund 
                                                                Grandeur Peak Global Opportunities, 
                                                                                                 LP 
                                                                          FIT, Grandeur Peak Global 
                                                                                         Reach Fund 
                                                                          FIT, Grandeur Peak Global 
                                                                                     Micro Cap Fund 
-----------------------------------------------------------  -------------------------------------- 
 5. Date of the transaction                                                         October 5, 2016 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
-----------------------------------------------------------  -------------------------------------- 
 6. Date on which issuer                                                            October 5, 2016 
  notified: 
-----------------------------------------------------------  -------------------------------------- 
 7. Threshold(s) that is/are 
  crossed or 
  reached: (vi, vii)                                                                             4% 
-----------------------------------------------------------  -------------------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type     Situation previous                Resulting situation after the 
  of             to the triggering                 triggering transaction 
  shares         transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
-------------  --------------------------------  --------------------------------------------------------------------- 
                Number           Number           Number          Number of                   % of voting 
                 of               of               of shares       voting                      rights (x) 
                 Shares           Voting                           rights 
                                  Rights 
-------------  ---------------  ---------------  --------------  --------------------------  ------------------------- 
                                                  Direct          Direct        Indirect      Direct        Indirect 
                                                                   (xi)          (xii) 
-------------      -----------    -----------    --------------  ------------  ------------  ------------  ----------- 
                                                                                              3.95 
 GB00B89J2419   4,655,139        4,655,139        4,530,577       4,530,577                    % 
               ---------------  ---------------  --------------  ------------  ------------  ------------  ----------- 
 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of            Expiration     Exercise/                        Number of voting              % of voting 
 financial           date           Conversion                       rights that                   rights 
 instrument          (xiii)         Period (xiv)                     may be 
                                                                     acquired if 
                                                                     the 
                                                                     instrument 
                                                                     is 
                                                                     exercised/ 
                                                                     converted. 
-----------------  -------------  -------------------------------  ----------------------------  --------------------- 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of          Exercise       Expiration     Exercise/         Number of voting              % of voting 
 financial         price         date           Conversion         rights instrument             rights (xix, 
 instrument                      (xvii)         period             refers to                     xx) 
                                                (xviii) 
---------------  -------------  -------------  ----------------  ----------------------------  ----------------------- 
                                                                                                Nominal       Delta 
---------------  -------------  -------------  ----------------  ----------------------------  ------------  --------- 
 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                            Percentage of voting rights 
-------------------------------------------------  ------------------------------------------------------------------- 
 4,530,577                                          3.95 % 
-------------------------------------------------  ------------------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
---------------------------------------------------------------------------- 
 
               As of Oct 5, 2016, our total position is 3.95%. Specifically: 
                FIT, Grandeur Peak Global Opportunities Fund owns 1,509,0776 
                                                             shares or 1.32% 
                         FIT, Grandeur Peak International Opportunities Fund 
                                              owns 2,036.979 shares or 1.78% 
                         Grandeur Peak Global Opportunities, LP owns 533,892 
                                                             shares or 0.47% 
                    FIT, Grandeur Peak Global Reach Fund owns 431,730 shares 
                                                                    or 0.38% 
                      FIT, Grandeur Peak Global Micro Cap owns 18,900 shares 
                                                                    or 0.02% 
 
 Proxy Voting: 
---------------------------------------------------------------------------- 
 10. Name of the proxy holder:                          Grandeur Peak Global 
                                                               Advisors, LLC 
-------------------------------------------  ------------------------------- 
 11. Number of voting rights proxy 
  holder will cease 
  to hold:                                                                 0 
-------------------------------------------  ------------------------------- 
 12. Date on which proxy holder will                          Not applicable 
  cease to hold 

  voting rights: 
-------------------------------------------  ------------------------------- 
 
 
  13. Additional information:                  Grandeur Peak Global Advisors 
                                                136 South Main Street, Suite 
                                                                         720 
                                                    Salt Lake City, UT 84101 
------------------------------------------  -------------------------------- 
 14. Contact name:                             Dustin Brown, Manager Trading 
                                                                & Operations 
------------------------------------------  -------------------------------- 
 15. Contact telephone number:                                  801-384-0043 
------------------------------------------  -------------------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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October 06, 2016 05:11 ET (09:11 GMT)