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CIR Circassia Group Plc

34.00
0.00 (0.00%)
28 Mar 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type Share ISIN Share Description
Circassia Group Plc LSE:CIR London Ordinary Share GB00BJVD3B28 ORD 0.08P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 34.00 33.10 34.90 0.00 00:00:00
Industry Sector Turnover Profit EPS - Basic PE Ratio Market Cap
0 0 N/A 0

Circassia Pharmaceuticals Plc Notification of Major Holdings (1394L)

14/07/2017 12:29pm

UK Regulatory


TIDMCIR TIDMAV.

RNS Number : 1394L

Circassia Pharmaceuticals Plc

14 July 2017

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant 
  issuer and to the FCA in Microsoft Word format if possible)(i) 
 
 1a. Identity of the issuer                        Circassia Pharmaceuticals 
  or the underlying issuer                          Plc 
  of existing shares to which 
  voting rights are attached(ii) 
  : 
                                                  ------------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer 
  (please mark with an "X" if appropriate) 
 Non-UK issuer 
                                                                                            ------------- 
 2. Reason for the notification (please mark the appropriate 
  box or boxes with an "X") 
 An acquisition or disposal of voting rights                                                      X 
                                                                                            ------------- 
 An acquisition or disposal of financial instruments                                              X 
                                                                                            ------------- 
 An event changing the breakdown of voting rights 
                                                                                            ------------- 
 Other (please specify)(iii) : 
                                                                                            ------------- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                              Aviva plc & its subsidiaries 
 City and country of registered                    London, England 
  office (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
 Name                                                   Registered Holder: 
                                                         Chase (GA Group) Nominees Limited 
                                                         8,777,507* 
                                                         HSBC Global Custody Nominee 
                                                         (UK) Limited 47,836* 
                                                         State Street Nominees Limited 
                                                         197,282* 
                                                         *denotes direct interest 
                                                  ------------------------------------------------------- 
 City and country of registered 
  office (if applicable) 
                                                  ------------------------------------------------------- 
 5. Date on which the threshold                    12/07/2017 
  was crossed or reached(vi) 
  : 
                                                  ------------------------------------------------------- 
 6. Date on which issuer                           13/07/2017 
  notified (DD/MM/YYYY): 
                                                  ------------------------------------------------------- 
 7. Total positions of person(s) subject to the notification 
  obligation 
                               % of voting            % of voting            Total of        Total number 
                              rights attached        rights through          both in %        of voting 
                                 to shares             financial            (8.A + 8.B)       rights of 
                                 (total of            instruments                             issuer(vii) 
                                   8. A)               (total of 
                                                      8.B 1 + 8.B 
                                                           2) 
                         -----------------------  -------------------  -------------------  ------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached              2.71%                    2.03%                4.74%                332,565,813 
                         -----------------------  -------------------  -------------------  ------------- 
 Position 
  of previous 
  notification 
  (if 
  applicable)             3.71%                    1.04%                4.75% 
                         -----------------------  -------------------  -------------------  ------------- 
 
 
 
 8. Notified details of the resulting situation on the 
  date on which the threshold was crossed or reached(viii) 
 A: Voting rights attached to shares 
 Class/type             Number of voting rights(ix)            % of voting rights 
  of 
  shares 
  ISIN code 
  (if possible) 
                              Direct             Indirect                  Direct                  Indirect 
                             (Art 9 of          (Art 10 of                (Art 9 of               (Art 10 of 
                             Directive           Directive                Directive                Directive 
                            2004/109/EC)       2004/109/EC)             2004/109/EC)             2004/109/EC) 
                              (DTR5.1)          (DTR5.2.1)                (DTR5.1)                (DTR5.2.1) 
                                             --------------- 
 Ordinary 
  Shares 
 
 
  GB00BJVD3B28          9,022,625             Not Notifiable   2.71%                            Not Notifiable 
                       --------------------  ---------------  -------------------------------  --------------- 
 
 
 SUBTOTAL 
  8. A                               9,022,625                                      2.71% 
                       -------------------------------------  ------------------------------------------------ 
 
 B 1: Financial Instruments according to Art. 13(1)(a) 
  of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
 Type of financial      Expiration            Exercise/        Number of voting                 % of voting 
  instrument             date(x)               Conversion       rights that                      rights 
                                               Period(xi)       may be acquired 
                                                                if the instrument 
                                                                is 
                                                                exercised/converted. 
                       --------------------  ---------------  -------------------------------  --------------- 
 RIGHT TO                                                      6,745,960* 
  RECALL LOANED 
  SHARES                N/A                   N/A               DIRECT INTEREST                 2.03% 
                       --------------------  ---------------  -------------------------------  --------------- 
 
 
                                              SUBTOTAL 8. 
                                               B 1             6,745,960                        2.03% 
                                             ---------------  -------------------------------  --------------- 
 
 B 2: Financial Instruments with similar economic effect 
  according to Art. 13(1)(b) of Directive 2004/109/EC 
  (DTR5.3.1.1 (b)) 
 Type of               Expiration             Exercise/        Physical           Number        % of voting 
  financial             date(x)               Conversion       or cash             of voting     rights 
  instrument                                  Period           settlement(xii)     rights 
                                              (xi) 
                      ---------------------  ---------------  -----------------  ------------ 
 
 
 
                                                               SUBTOTAL 
                                                                8.B.2 
                                                              -----------------  ------------ 
 
 
 
 
 9. Information in relation to the person subject to 
  the notification obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is 
  not controlled by any natural person or legal entity 
  and does not control any other undertaking(s) holding 
  directly or indirectly an interest in the (underlying) 
  issuer(xiii) 
 Full chain of controlled undertakings through which                        X 
  the voting rights and/or the 
  financial instruments are effectively held starting 
  with the ultimate controlling natural person or 
  legal entity(xiv) (please add additional rows as 
  necessary) 
      Name(xv)          % of voting            % of voting            Total of both 
                        rights if it          rights through           if it equals 
                        equals or is      financial instruments        or is higher 
                         higher than           if it equals         than the notifiable 
                       the notifiable          or is higher              threshold 
                          threshold        than the notifiable 
                                                threshold 
                     -----------------  ------------------------  --------------------- 
 Aviva plc                                                         4.74% 
                                                                  --------------------- 
 Aviva Group 
  Holdings Limited                                                 4.74% 
                                                                  --------------------- 
 Aviva Investors 
  Holdings Limited                                                 4.74% 
                                                                  --------------------- 
 Aviva Investors 
  Global Services 
  Limited                                                          4.74% 
                                                                  --------------------- 
 
 
 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder                See Section 4 
                                        ----------------------------------------------- 
 The number and % of voting 
  rights held 
                                        ----------------------------------------------- 
 The date until which the 
  voting rights will be held 
                                        ----------------------------------------------- 
 
 11. Additional information(xvi) 
 This notification is prompted by a 3% to <3% change 
  at Direct Interest Level (Box 8A) 
 
 
 
 Place of completion   Oxford, England 
 Date of completion    14 July 2017 
                      ---------------- 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

HOLRIMBTMBTBBFR

(END) Dow Jones Newswires

July 14, 2017 07:29 ET (11:29 GMT)

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