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CCAP Conduity Capital Plc

0.975
0.00 (0.00%)
28 Mar 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type Share ISIN Share Description
Conduity Capital Plc LSE:CCAP London Ordinary Share GB00BMX66220 ORD 1P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 0.975 0.00 00:00:00
Industry Sector Turnover Profit EPS - Basic PE Ratio Market Cap
0 0 N/A 0

Charlemagne Capital Limited Document re: Charlemagne Capital (4555R)

09/12/2016 10:55am

UK Regulatory


Conduity Capital (LSE:CCAP)
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TIDMCCAP

RNS Number : 4555R

Charlemagne Capital Limited

09 December 2016

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN

CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Charlemagne Capital is a Cayman Islands company and is not subject to the UK City Code on Takeovers and Mergers (the "Code"). Accordingly the Code does not apply to the Offer by Fiera Capital for Charlemagne Capital and this transaction is not subject to the jurisdiction of, or being regulated by, the UK Panel on Takeovers and Mergers (the "Takeover Panel"). However, Charlemagne Capital and Fiera Capital have agreed, to the extent set out in the Implementation Agreement, that they will conduct themselves and the Offer as if the Offer were subject to the Code.

Disclosures made in relation to relevant securities of Charlemagne Capital should be released via a Regulatory Information Service using the headline "Document re: Charlemagne Capital". The headline "Form 8/8.3"should not be used. Any question regarding completion of these forms should be raised with N+1 Singer (tel: +44 (0) 20 7496 3000). Charlemagne Capital Shareholders and persons considering the acquisition or disposal of any interest in Charlemagne Capital Shares are reminded that they are subject to the Disclosure and Transparency Rules made by the UKLA and other applicable regulatory rules regarding transactions in Charlemagne Capital Shares.

   1.          KEY INFORMATION 
 
 (a) Full name of discloser:                          Mary Catherine Spinks 
---------------------------------------------------  --------------------------- 
      (b) Owner or controller of interests 
       and short positions disclosed, if 
       different from 1(a): 
       The naming of nominee or vehicle companies 
       is insufficient. For a trust, the 
       trustee(s), settlor and beneficiaries 
       must be named. 
---------------------------------------------------  --------------------------- 
      (c) Name of offeror/offeree in relation        Charlemagne Capital Limited 
       to whose relevant securities this 
       form relates: 
       Use a separate form for each offeror/offeree 
---------------------------------------------------  --------------------------- 
      (d) Status of person making the disclosure:    Shareholder of Charlemagne 
       e.g. offeror, offeree, person acting           Capital Limited 
       in concert with the offeror/offeree 
       (specify name of offeror/offeree) 
---------------------------------------------------  --------------------------- 
 (e) Date dealing undertaken:                        08-December-2016 
---------------------------------------------------  --------------------------- 
      (f) In addition to the company in               NO 
       1(c) above, is the discloser making             If YES, specify which: 
       disclosures in respect of any other 
       party to the offer? 
       If it is a cash offer or possible 
       cash offer, state "N/A" 
---------------------------------------------------  --------------------------- 
 
   2.          POSITIONS OF THE PERSON MAKING THE DISCLOSURE 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror

or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure

relates following the dealing

 
 Class of relevant security:    Ordinary Shares 
------------------------------  -------------------------------------------------- 
                                       Interests                 Short positions 
------------------------------  -----------------------  ------------------------- 
                                         Number    %              Number        % 
------------------------------  ---------------  ------  --------------------- 
 (1) Relevant securities        4,663,438*       1.6* 
  owned and/or controlled:       3,663,438**      1.3** 
------------------------------  ---------------  ------  --------------------- 
 (2) Cash-settled derivatives: 
------------------------------  ---------------  ------  --------------------- 
 (3) Stock-settled derivatives 
  (including options) and 
  agreements to purchase/sell: 
------------------------------  ---------------  ------  --------------------- 
 
 
 
 
         4,663,438*     1.6* 
Total    3,663,438**    1.3** 
-----  -------------  ------- 
 

*Before sale described in part 3 below

**After sale described in part 3 below

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities,

should be given on a Supplemental Form (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed

on a Supplemental Form (SBL).

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
 Class of relevant security          NA 
  in relation to which subscription 
  right exists: 
----------------------------------- 
 Details, including nature of        NA 
  the rights concerned and relevant 
  percentages: 
----------------------------------- 
 
   3.          DEALINGS BY THE PERSON MAKING THE DISCLOSURE 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

   (a)         Purchases and sales 

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

 
     Class of relevant         Purchase/sale            Number of securities        Price per unit 
      security 
-----------------------  --------------------  -----------------------------  -------------------- 
Ordinary Shares          Sale                  1,000,000                      13.75 
-----------------------  --------------------  -----------------------------  -------------------- 
 
   (ii)         Principal trader where the sole reason for the connection is that the principal trader 

is in the same group as a connected adviser

 
       Class of relevant       Purchases/      Total number            Highest price               Lowest price 
        security                sales           of securities      per unit paid/received      per unit paid/received 
------------------------  ---------------  ------------------  --------------------------  -------------------------- 
 
 
   (b)         Cash-settled derivative transactions 
 
       Class of relevant       Product description         Nature of dealing            Number of        Price per 
        security                e.g. CFD                    e.g. opening/closing         reference        unit 
                                                            a long/short position,       securities 
                                                            increasing/reducing 
                                                            a 
                                                            long/short position 
------------------------  ------------------------  ------------------------------  ---------------  ------------- 
 
 
   (c)         Stock-settled derivative transactions (including options) 
   (i)          Writing, selling, purchasing or varying 
 
     Class         Product          Writing,         Number        Exercis        Type      Expir       Option 
   of relevan     descriptio        purchasing     of securitie     e price        e.g.      y date      money 
   t securit      n e.g. call       , selling,      s to which      per unit     American                paid/ 
       y            option           varying          option                        ,                   receive 
                                       etc.          relates                     Europea                 d per 
                                                                                  n etc.                 unit 
-------------  --------------  ---------------  ---------------  -----------  -----------  --------  ---------- 
 
 
   (ii)         Exercise 
 
       Class of relevant     Product description          Exercising/            Number of              Exercise price 
        security              e.g. call option          exercised against        securities              per unit 
------------------------  ----------------------  -----------------------  -------------------------  ---------------- 
 
 
   (d)         Other dealings (including subscribing for new securities) 
 
   Class of relevant   Nature of dealing    Details     Price per unit 
    security            e.g. subscription,               (if applicable) 
                        conversion 
--------------------  --------------------  -------  ------------------- 
 
 
   4.          OTHER INFORMATION 
   (a)         Indemnity and other dealing arrangements 
 
 Details of any indemnity or option arrangement, or any agreement 
  or understanding, formal or informal, relating to relevant 
  securities which may be an inducement to deal or refrain from 
  dealing entered into by the party to the offer or person acting 
  in concert making the disclosure and any other person: 
  Irrevocable commitments and letters of intent should not be 
  included. If there are no such agreements, arrangements or 
  understandings, state "none" 
----------------------------------------------------------------- 
 NONE 
----------------------------------------------------------------- 
 
   (b)         Agreements, arrangements or understandings relating to options or derivatives 
 
 Details of any agreement, arrangement or understanding, formal 
  or informal, between the party to the offer or person acting 
  in concert making the disclosure and any other person relating 
  to: 
  (i) the voting rights of any relevant securities under any 
  option; or 
  (ii) the voting rights or future acquisition or disposal of 
  any relevant securities to which any derivative is referenced: 
  If there are no such agreements, arrangements or understandings, 
  state "none" 
------------------------------------------------------------------ 
 NONE 
------------------------------------------------------------------ 
 
   (c)         Attachments 

Are any Supplemental Forms attached? No

 
 Supplemental Form (Open Positions)         NO 
-----------------------------------  --------- 
 Supplemental Form (SBL)                    NO 
-----------------------------------  --------- 
 
 
 Date of disclosure:   08-December-2016 
---------------------  --------------------- 
 Contact name:         Mary Catherine Spinks 
---------------------  --------------------- 
 Telephone number:     +1 432 686 0720 
---------------------  --------------------- 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

DOCUKSRRNWAURAA

(END) Dow Jones Newswires

December 09, 2016 05:55 ET (10:55 GMT)

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