Charlemagne Capital Limited Document re: Charlemagne Capital (6118M)

TIDMCCAP

RNS Number : 6118M

Charlemagne Capital Limited

14 October 2016

PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER

Charlemagne Capital has its registered office in Cayman and is not subject to the UK City Code on Takeovers and Mergers (the "Code"). Accordingly the Code does not apply to the Offer by Fiera Capital for Charlemagne Capital and this transaction is not subject to the jurisdiction of, or being regulated by, the UK Panel on Takeovers and Mergers (the "Takeover Panel"). However, Charlemagne Capital and Fiera Capital have agreed, to the extent set out in the Implementation Agreement, that they will conduct themselves and the Offer as if the Offer were subject to the Code.

Disclosures made in relation to relevant securities of Charlemagne Capital should be released via a Regulatory Information Service using the headline "Document re: Charlemagne Capital". The headline "Form 8/8.3" should not be used. Any question regarding completion of these forms should be raised with N+1 Singer (tel: [phone]). Charlemagne Capital Shareholders and persons considering the acquisition or disposal of any interest in Charlemagne Capital Shares are reminded that they are subject to the Disclosure and Transparency Rules made by the UKLA and other applicable regulatory rules regarding transactions in Charlemagne Capital Shares.

   1.         KEY INFORMATION 
 
 (a) Full name of discloser:                                                               Fiera Capital Corporation 
----------------------------------------------------------------------------------------  ---------------------------- 
 (b) Owner or controller of interests and short positions disclosed, if different from     N/A 
 1(a): 
 The naming of nominee or vehicle companies is insufficient. For a trust, the 
 trustee(s), 
 settlor and beneficiaries must be named. 
----------------------------------------------------------------------------------------  ---------------------------- 
 (c) Name of offeror/offeree in relation to whose relevant securities this form relates:   Charlemagne Capital Limited 
  Use a separate form for each offeror/offeree 
----------------------------------------------------------------------------------------  ---------------------------- 
 (d) Is the discloser the offeror or the offeree?                                          OFFEROR 
----------------------------------------------------------------------------------------  ---------------------------- 
 (e) Date position held:                                                                   14 October 2016 
  The latest practicable date prior to the disclosure 
----------------------------------------------------------------------------------------  ---------------------------- 
 (f) In addition to the company in 1(c) above, is the discloser making disclosures in      N/A 
 respect 
 of any other party to the offer? 
 If it is a cash offer or possible cash offer, state "N/A" 
----------------------------------------------------------------------------------------  ---------------------------- 
 
   2.         POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates

 
 Class of relevant security:                                                     Ordinary shares of $0.01 each 
------------------------------------------------------------------------------  -------------------------------------- 
                                                                                     Interests        Short positions 
------------------------------------------------------------------------------  ------------------  ------------------ 
                                                                                    Number      %       Number      % 
------------------------------------------------------------------------------  -------------  ---  -------------  --- 
 (1) Relevant securities owned and/or controlled: 
------------------------------------------------------------------------------  -------------  ---  -------------  --- 
 (2) Cash-settled derivatives: 
------------------------------------------------------------------------------  -------------  ---  -------------  --- 
 (3) Stock-settled derivatives (including options) and agreements to 
 purchase/sell: 
------------------------------------------------------------------------------  -------------  ---  -------------  --- 
                                                                                     Nil                 Nil 
   TOTAL: 
------------------------------------------------------------------------------  -------------  ---  -------------  --- 
 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form (SBL).

   (b)        Rights to subscribe for new securities 
 
 Class of relevant security in relation to which subscription right exists:    None 
----------------------------------------------------------------------------  ----- 
 Details, including nature of the rights concerned and relevant percentages:   N/A 
----------------------------------------------------------------------------  ----- 
 
   3.         POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE 
 
 Details of any interests, short positions and rights to subscribe (including directors' and 
  other employee options) of any person acting in concert with the party to the offer making 
  the disclosure: 
-------------------------------------------------------------------------------------------- 
 
   None 
-------------------------------------------------------------------------------------------- 
 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form (SBL).

   4.         OTHER INFORMATION 
   (a)        Indemnity and other dealing arrangements 
 
 Details of any indemnity or option arrangement, or any agreement or understanding, formal 
  or informal, relating to relevant securities which may be an inducement to deal or refrain 
  from dealing entered into by the party to the offer making the disclosure or any person acting 
  in concert with it: 
  Irrevocable commitments and letters of intent should not be included. If there are no such 
  agreements, arrangements or understandings, state "none" 
------------------------------------------------------------------------------------------------ 
 
   None 
------------------------------------------------------------------------------------------------ 
 
   (b)        Agreements, arrangements or understandings relating to options or derivatives 
 
 Details of any agreement, arrangement or understanding, formal or informal, between the party 
  to the offer making the disclosure, or any person acting in concert with it, and any other 
  person relating to: 
  (i) the voting rights of any relevant securities under any option; or 
  (ii) the voting rights or future acquisition or disposal of any relevant securities to which 
  any derivative is referenced: 
  If there are no such agreements, arrangements or understandings, state "none" 
---------------------------------------------------------------------------------------------- 
 
   None 
---------------------------------------------------------------------------------------------- 
 
   (c)        Attachments 

Are any Supplemental Forms attached?

 
 Supplemental Form (Open Positions)   NO 
-----------------------------------  --- 
 Supplemental Form (SBL)              NO 
-----------------------------------  --- 
 
 
 Date of disclosure:    14 October 2016 
---------------------  -------------------- 
 Contact name:          Violaine Des Roches 
---------------------  -------------------- 
 Telephone number:      [phone] 
---------------------  -------------------- 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

DOCUSVORNBARAAA

(END) Dow Jones Newswires

October 14, 2016 10:05 ET (14:05 GMT)