Carillion PLC Holding(s) in Company (2514X)

TIDMCLLN

RNS Number : 2514X

Carillion PLC

22 November 2017

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant 
  issuer and to the FCA in Microsoft Word format if possible)(i) 
------------------------------------------------------------------------------------------------- 
 
 1a. Identity of the issuer 
  or the underlying issuer                                       Carillion plc 
  of existing shares to which                                    Carillion House, 84 Salop 
  voting rights are attached(ii)                                 Street 
  :                                                              Wolverhampton, WV3 0SR, United 
                                                                 Kingdom 
                                                                 LEI: 6SNZTEXLR1M5211YYB89 
                                                                 ISIN:GB0007365546 
------------------------------------------------------------  ----------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer 
  (please mark with an "X" if appropriate) 
------------------------------------------------------------------------------------------------- 
 Non-UK issuer 
--------------------------------------------------------------  --------------------------------- 
 2. Reason for the notification (please mark the appropriate 
  box or boxes with an "X") 
------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                   Yes 
--------------------------------------------------------------  --------------------------------- 
 An acquisition or disposal of financial instruments                            No 
--------------------------------------------------------------  --------------------------------- 
 An event changing the breakdown of voting rights                               No 
--------------------------------------------------------------  --------------------------------- 
 Other (please specify)(iii) :                                                  No 
--------------------------------------------------------------  --------------------------------- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                                          Letko, Brosseau & Associates 
                                                                Inc. 
 City and country of registered                                Montreal, Quebec, Canada 
  office (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
------------------------------------------------------------------------------------------------- 
 Name                                                          Discretionary Clients 
------------------------------------------------------------  ----------------------------------- 
 City and country of registered 
  office (if applicable) 
------------------------------------------------------------  ----------------------------------- 
 5. Date on which the threshold                                21/11/2017 
  was crossed or reached(vi) 
  : 
------------------------------------------------------------  ----------------------------------- 
 6. Date on which issuer notified                              22/11/2017 
  (DD/MM/YYYY): 
------------------------------------------------------------  ----------------------------------- 
 
 
 
 7. Total positions of person(s) subject to the notification 
  obligation 
---------------------------------------------------------------------------------- 
                    % of voting        % of voting       Total of     Total number 
                   rights attached    rights through     both in %     of voting 
                      to shares         financial       (8.A + 8.B)    rights of 
                      (total of        instruments                     issuer(vii) 
                        8. A)           (total of 
                                       8.B 1 + 8.B 
                                            2) 
---------------  -----------------  ----------------  -------------  ------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached      3.46%                                3.46%          14,900,735 
---------------  -----------------  ----------------  -------------  ------------- 
 Position 
  of previous 
  notification 
  (if 
  applicable)     4.61                                 4.61% 
---------------  -----------------  ----------------  -------------  ------------- 
 
 
 8. Notified details of the resulting situation on the 
  date on which the threshold was crossed or reached(viii) 
------------------------------------------------------------------------------------------------------------ 
 A: Voting rights attached to shares 
------------------------------------------------------------------------------------------------------------ 
 Class/type            Number of voting rights(ix)                     % of voting rights 
  of 
  shares 
  ISIN code 
  (if possible) 
-------------------- 
                                  Direct                 Indirect             Direct             Indirect 
                                 (Art 9 of               (Art 10 of          (Art 9 of           (Art 10 of 
                                 Directive               Directive           Directive           Directive 
                                2004/109/EC)            2004/109/EC)        2004/109/EC)        2004/109/EC) 
                                  (DTR5.1)               (DTR5.2.1)           (DTR5.1)           (DTR5.2.1) 
--------------------  ------------------------------  --------------  ----------------------  -------------- 
 GB0007365546                                          14,900,735                              3.46% 
----------------------------------------------------  --------------  ----------------------  -------------- 
 
 
 SUBTOTAL 
  8. A 
----------------------------------------------------  --------------  -------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) 
  of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
------------------------------------------------------------------------------------------------------------ 
 Type of financial     Expiration                     Exercise/        Number of voting        % of voting 
  instrument            date(x)                       Conversion        rights that             rights 
                                                      Period(xi)        may be acquired 
                                                                        if the instrument 
                                                                        is 
                                                                        exercised/converted. 
--------------------  -----------------------------  ---------------  ----------------------  -------------- 
 
 
 
   SUBTOTAL 8. 
   B 1 
  ------------------------------------------------------------------  ----------------------  -------------- 
 
 
 
 
 B 2: Financial Instruments with similar economic effect 
  according to Art. 13(1)(b) of Directive 2004/109/EC 
  (DTR5.3.1.1 (b)) 
------------------------------------------------------------------------------------- 
 Type of       Expiration   Exercise/     Physical           Number       % of voting 
  financial     date(x)      Conversion    or cash            of voting    rights 
  instrument                 Period        settlement(xii)    rights 
                             (xi) 
------------  -----------  ------------  -----------------  -----------  ------------ 
 
 
 
                                          SUBTOTAL 
                                           8.B.2 
                                         -----------------  -----------  ------------ 
 
 
 
 9. Information in relation to the person subject to 
  the notification obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is                         X 
  not controlled by any natural person or legal entity 
  and does not control any other undertaking(s) holding 
  directly or indirectly an interest in the (underlying) 
  issuer(xiii) 
 Full chain of controlled undertakings through which 
  the voting rights and/or the 
  financial instruments are effectively held starting 
  with the ultimate controlling natural person or 
  legal entity(xiv) (please add additional rows as 
  necessary) 
--------------------------------------------------------------  --------------------- 
  Name(xv)       % of voting              % of voting              Total of both 
                 rights if it            rights through             if it equals 
                 equals or is        financial instruments          or is higher 
                  higher than             if it equals           than the notifiable 
                the notifiable            or is higher                threshold 
                   threshold          than the notifiable 
                                           threshold 
-----------  -------------------  --------------------------  ----------------------- 
 
 
 
 
 
 
 
 
 
 10. In case of proxy voting, please identify: 
------------------------------------------------ 
 Name of the proxy holder                   N/A 
-----------------------------------------  ----- 
 The number and % of voting                 N/A 
  rights held 
-----------------------------------------  ----- 
 The date until which the                   N/A 
  voting rights will be held 
-----------------------------------------  ----- 
 
 11. Additional information(xvi) 
------------------------------------------------ 
 
 
 
 Place of completion   Montreal, Québec, Canada 
--------------------  ------------------------------ 
 Date of completion    November 22(nd) , 2017 
--------------------  ------------------------------ 
 

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November 22, 2017 07:29 ET (12:29 GMT)